FORM G-37. Name of Regulated Entity: RBC Capital Markets LLC. Report Period: First Quarter of 2017

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1 FORM G-37 Name of Regulated Entity: RBC Capital Markets LLC Report Period: First Quarter of 2017 I. CONTRIBUTIONS made to officials of a municipal entity (list by state) State None Complete name, title (including any city/county/state or other political subdivision) of municipal entity official Contributions by each contributor category (i.e., for purposes of this form, dealer, dealer controlled PAC, municipal finance professional, municipal finance professional controlled PAC, non-mfp executive officer, municipal advisor, municipal advisor controlled PAC, municipal advisor professional, municipal advisor professional controlled PAC, and non-map executive officer). For each contribution, list contribution amount and contributor category (disclose all applicable categories for each contributor). (For example, $500 contribution by non-mfp executive officer) If any contribution is the subject of an automatic exemption pursuant to Rule G-37(j), list amount of contribution and date of such automatic exemption. II. PAYMENTS made to political parties of states or political subdivisions (list by state) State None Complete name (including any city/county/state or other political subdivision) of political party Payments by each contributor category

2 FORM G-37 III. CONTRIBUTIONS made to bond ballot campaigns (list by state) A. Contributions State None Official name of bond ballot campaign and jurisdiction (including city/county/state or other political subdivision) for which municipal securities would be issued and the name of the entity issuing the municipal securities Contributions, including the specific date the contributions were made, by each contributor category B. Reimbursement for Contributions List below any payments or reimbursements, related to any disclosed bond ballot contribution, received by each dealer, municipal finance professional, non-mfp executive officer, municipal advisor, municipal advisor professional, or non-map executive officer from any third party, including the amount paid and the name of the third party making such payments or reimbursements. None

3 FORM G-37 IV. MUNICIPAL ENTITIES with which the regulated entity has engaged in municipal securities business or municipal advisory business (list by state) A. Municipal Securities Business State See Attachment Complete name of municipal entity and city/county Type of municipal securities business (negotiated underwriting, private placement, financial advisor, or remarketing agent) B. Municipal Advisory Business State See Attachment Complete name of municipal entity and city/county Type of municipal advisory business (advice or solicitation) (and in the case of municipal advisory business engaged in by a municipal advisor third-party solicitor, the name of the third party on behalf of which business was solicited and the nature of the business solicited (municipal securities business, municipal advisory business or investment advisory services)) C. Ballot-Approved Offerings Full name of the municipal entity and full issue description of any primary offering resulting from the bond ballot campaign to which each contributor category has made a contribution and the reportable date of selection on which the regulated entity was selected to engage in the municipal securities business or municipal advisory business. Full Name of Municipal Entity See Attachment Full Issue Description Reportable Date of Selection

4 FORM G-37 Signature: electronic Date: Apr 25, 2017 Name (must be officer of regulated entity): George Hinchcliff Address: 200 Vesey Street, New York, NY Phone: Submit to the Municipal Securities Rulemaking Board a completed form quarterly by due date (specified by the MSRB)

5 IV. MUNICIPAL ENTITIES WITH WHICH THE REGULATED ENTITY HAS ENGAGED IN MUNICIPAL SECURITIES BUSINESS OR MUNICIPAL ADVISORY BUSINESS RBC Capital Markets, LLC U.S. Municipal Issues Report Period: January 1, March 31, 2017 A. Municipal Securities Business Broker/Dealer Municipal Securities Business Type State Municipal Entity Name Municipal Entity City/County Negotiated Underwriting, Private Placement (or Municipal Fund Securities, etc.) Financial Advisor, Remarketing Agent AK Alaska Municipal Bond Bank Juneau Negotiated Underwriting AK Matanuska-Susitna Boro-Alaska Matanuska-Susitna Negotiated Underwriting AZ Arizona Industrial Dev Auth Maricopa Negotiated Underwriting AZ Eastmark Community Facs Dt #1 Maricopa Negotiated Underwriting AZ Eloy-Arizona Pinal Negotiated Underwriting AZ Maricopa Co (Deer Valley) USD #97 Maricopa Negotiated Underwriting AZ Maricopa Co (Mesa) USD #4 Maricopa Negotiated Underwriting AZ Maricopa Co (Paradise Valley) USD #69 Maricopa Negotiated Underwriting AZ Maricopa Co (Pendergast) ESD #92 Maricopa Negotiated Underwriting AZ Maricopa Co (Phoenix) UHSD #210 Maricopa Negotiated Underwriting AZ Maricopa Co (Tempe) ESD #3 Maricopa Negotiated Underwriting AZ Mesa City-Arizona Maricopa Negotiated Underwriting AZ Pinal Co Comm College Dt Pinal Negotiated Underwriting CA Alameda Co (Castro Valley) USD Alameda Negotiated Underwriting CA Antelope Valley Community Coll Dt Los Angeles/Kern Negotiated Underwriting CA California State Negotiated Underwriting CA California State Univ Trustees Los Angeles Negotiated Underwriting CA California Statewide CDA (CSCDA) Contra Costa Negotiated Underwriting CA Coast Community College Dt Orange Negotiated Underwriting CA Glendale Community College Dt Los Angeles Negotiated Underwriting CA Gold Coast Transit Dt Ventura Negotiated Underwriting CA Kern Co (Muroc) JUSD Kern Negotiated Underwriting CA Los Angeles Co (El Monte City) SD Los Angeles Negotiated Underwriting CA Los Angeles Co (El Rancho) USD Los Angeles Negotiated Underwriting CA Los Angeles Co (San Marino) USD Los Angeles Negotiated Underwriting CA Los Angeles Dept of Airports Los Angeles Negotiated Underwriting CA Los Angeles Dept of Wtr & Power Los Angeles Negotiated Underwriting CA Madera Co (Chowchilla) ESD Madera Negotiated Underwriting CA Merced Co (Ballico-Cressey) SD Merced Negotiated Underwriting CA Monterey Co (San Antonio) USD Monterey Negotiated Underwriting CA Mount San Antonio Comm College Dt Los Angeles Negotiated Underwriting CA Riverside Co (Banning) USD Riverside Negotiated Underwriting CA Sacramento Co (Folsom Cordova) USD Sacramento Negotiated Underwriting CA Santa Clara Co (Campbell) UHSD Santa Clara Negotiated Underwriting CA Santa Cruz Co (Soquel) UESD Santa Cruz Negotiated Underwriting CA Santa Monica Comm College Dt Los Angeles Negotiated Underwriting CA Sta Barbara Co (Guadalupe) USD Santa Barbara Negotiated Underwriting CO Adams Co (Mapleton) PSD #1 Adams Negotiated Underwriting CO Arapahoe Co (Aurora) JSD #28J Arapahoe/Adams Negotiated Underwriting CO Denver City and Co SD #1 Denver Negotiated Underwriting CO El Paso Co (Academy) SD #20 El Paso Negotiated Underwriting CT Connecticut State Negotiated Underwriting CT Connecticut Housing Finance Auth State Authority Negotiated Underwriting CT University of Connecticut Tolland Negotiated Underwriting FL Clearwater City-Florida Pinellas Negotiated Underwriting FL Jacksonville Electric Authority Duval Negotiated Underwriting FL Jacksonville Housing Fin Auth (JHFA) Duval Negotiated Underwriting

6 FL Ocoee City-Florida Orange Negotiated Underwriting FL Palm Beach Co Housing Fin Au Palm Beach Negotiated Underwriting FL Venice City-Florida Sarasota Negotiated Underwriting GA Georgia Housing Finance Authority State Authority Negotiated Underwriting IL Cook Co (Lansing) SD #158 Cook Negotiated Underwriting IL Illinois Housing Dev Authority Cook Negotiated Underwriting IL Kendall Co Forest Preserve Dt Kendall Negotiated Underwriting IL Peoria Public Bldg Commission Peoria Negotiated Underwriting IN Indiana Housing Comm Dev Auth State Authority Negotiated Underwriting IN Indianapolis City-Indiana Marion Negotiated Underwriting IN Indianapolis Loc Pub Imp Bond Bank Marion Negotiated Underwriting MA Marthas Vineyard Land Bank Dukes Negotiated Underwriting MA Massachusetts Housing Fin Auth State Authority Negotiated Underwriting ME Maine State Housing Authority State Authority Negotiated Underwriting MN Minnesota Housing Fin Agency State Authority Negotiated Underwriting MT Montana Board of Housing State Authority Negotiated Underwriting NC Raleigh-Durham Airport Auth Wake Negotiated Underwriting NE Adams Co (Hastings) PSD #18 Adams Negotiated Underwriting NE Nebraska Public Power Dt Otoe Negotiated Underwriting NJ Aberdeen Twp-New Jersey Monmouth Negotiated Underwriting NJ New Jersey Economic Dev Auth State Authority Negotiated Underwriting NJ Watchung Boro-New Jersey Somerset Negotiated Underwriting NM New Mexico Finance Auth (NMFA) State Authority Negotiated Underwriting NM Regents of University of New Mexico Bernalillo Negotiated Underwriting NV Clark Co-Nevada Clark Negotiated Underwriting NV Truckee Meadows Water Auth Washoe Negotiated Underwriting NY Albany Co Airport Authority Albany Negotiated Underwriting NY Ithaca City-New York Tompkins Negotiated Underwriting NY Metropolitan Transport Auth (MTA) Kings Negotiated Underwriting NY New York City-New York New York/Bronx/Kings Negotiated Underwriting NY NYC Housing Dev Corp New York/Bronx/Kings Negotiated Underwriting NY NYC Municipal Water Fin Auth New York/Bronx/Kings/* Negotiated Underwriting NY NYC Transitional Finance Auth Kings Negotiated Underwriting NY NYS Environmental Facs Corp Albany Negotiated Underwriting NY NYS Housing Fin-Mortgage Agcy State Negotiated Underwriting NY Onondaga Co Trust Cultural Res Onondaga Negotiated Underwriting NY Triborough Bridge & Tunnel Auth State Authority Negotiated Underwriting NY Tsasc Inc Kings Negotiated Underwriting OH Hamilton Co (Deer Park) CSD Hamilton Negotiated Underwriting OH Hamilton Co (Winton Woods) SD Hamilton Negotiated Underwriting OH Lima City-Ohio Allen Negotiated Underwriting OH Loveland City-Ohio Hamilton Negotiated Underwriting OH Mahoning Co (Austintown) LSD Mahoning Negotiated Underwriting OH Miamisburg City-Ohio Montgomery Negotiated Underwriting OH Ohio Water Development Authority State Authority Negotiated Underwriting OH Springdale-Ohio Hamilton Negotiated Underwriting OH Summit Co (Revere) LSD Summit Negotiated Underwriting OH Warren Co (Mason) SD Warren/Butler Negotiated Underwriting OK Oklahoma Dev Finance Auth State Authority Negotiated Underwriting PA Berks Co (Antietam) SD Berks Negotiated Underwriting PA Berks Co (Daniel Boone) ASD Berks Negotiated Underwriting PA Blair Co (Hollidaysburg) ASD Blair Negotiated Underwriting PA Carbon Co-Pennsylvania Carbon Negotiated Underwriting PA Chester Co (Coatesville) ASD Chester Negotiated Underwriting PA Chester Co (Owen J Roberts) SD Chester Negotiated Underwriting PA Cumberland Co (Big Spring) SD Cumberland Negotiated Underwriting PA Dauphin Co (Central Dauphin) SD Dauphin Negotiated Underwriting PA Dauphin Co (Middletown) ASD Dauphin Negotiated Underwriting PA Delaware Co (Garnet Vlly) SD Delaware Negotiated Underwriting

7 PA Lackawanna Co (Lakeland) SD Lackawanna Negotiated Underwriting PA Lackawanna Co (Mid Valley) SD Lackawanna Negotiated Underwriting PA Lackawanna Co (Scranton City) SD Lackawanna Negotiated Underwriting PA Lancaster Co (Eastern Lancaster) SD Lancaster Negotiated Underwriting PA Lancaster Co (Hempfield) SD Lancaster Negotiated Underwriting PA Lancaster Co (Warwick) SD Lancaster Negotiated Underwriting PA Lancaster Co-Pennsylvania Lancaster Negotiated Underwriting PA Lebanon Co (Annville-Cleona) SD Lebanon Negotiated Underwriting PA Lebanon Co (Palmyra) ASD Lebanon Negotiated Underwriting PA Lehigh Co (Parkland) SD Lehigh Negotiated Underwriting PA Montgomery Co (Cheltenham) TSD Montgomery Negotiated Underwriting PA Montgomery Co (Souderton) ASD Montgomery/Bucks Negotiated Underwriting PA Montgomery Co (Upper Dublin) SD Montgomery Negotiated Underwriting PA Montgomery Co (Upper Moreland) TSD Montgomery Negotiated Underwriting PA Northampton Co (Nazareth) ASD Northampton Negotiated Underwriting PA Pennsylvania Housing Fin Agency State Authority Negotiated Underwriting PA Pennsylvania St Pub Sch Bldg Auth Franklin Negotiated Underwriting PA Philadelphia City-Pennsylvania Philadelphia Negotiated Underwriting PA York Co (Dallastown) ASD York Negotiated Underwriting PA York Co (Northern York) SD York Negotiated Underwriting PA York Co (Red Lion) ASD York Negotiated Underwriting RI Rhode Island Infrastructure Bank State Authority Negotiated Underwriting TN Tennessee Hsg Dev Agcy (THDA) Davidson Negotiated Underwriting TX Anderson Co-Texas Anderson Negotiated Underwriting TX Austin City-Texas Travis/Williamson/Hays Negotiated Underwriting TX Austin Co (Sealy) ISD Austin Negotiated Underwriting TX Celina City-Texas Collin Negotiated Underwriting TX Cleburne 4B Eco Dev Corp Johnson Negotiated Underwriting TX Collin Co (Lovejoy) ISD Collin Negotiated Underwriting TX Collin Co (Prosper) ISD Collin/Denton Negotiated Underwriting TX El Paso Co (Ysleta) ISD El Paso Negotiated Underwriting TX Ellis Co (Midlothian) ISD Ellis Negotiated Underwriting TX Falls Co (Rosebud-Lott) ISD Falls Negotiated Underwriting TX Fort Bend Co MUD # 142 Fort Bend Negotiated Underwriting TX Fort Bend Co MUD #23 Fort Bend Negotiated Underwriting TX Fort Bend Co MUD #50 Fort Bend Negotiated Underwriting TX Fort Bend Co MUD #66 Fort Bend Negotiated Underwriting TX Galveston Co-Texas Galveston Negotiated Underwriting TX Harris Co (Spring) ISD Harris Negotiated Underwriting TX Harris Co MUD #393 Harris Negotiated Underwriting TX Live Oak Co (George West) ISD Live Oak Negotiated Underwriting TX Midtown Redevelopment Auth Houston Negotiated Underwriting TX Parker Co-Texas Parker Negotiated Underwriting TX Pecos-Barstow-Toyah ISD Reeves/Ward Negotiated Underwriting TX Portland City-Texas Nueces/San Patricio Negotiated Underwriting TX Prairie View City-Texas Waller Negotiated Underwriting TX Remington MUD #1 Harris Negotiated Underwriting TX Smith Co (Whitehouse) ISD Smith Negotiated Underwriting TX Tarrant Co (Azle) ISD Tarrant Negotiated Underwriting TX Tarrant Co (Everman) ISD Tarrant Negotiated Underwriting TX Texas Public Finance Auth (TPFA) State Authority Negotiated Underwriting TX Texas Tech Univ Board of Regents Lubbock Negotiated Underwriting TX Texas Transportation Commission Travis Negotiated Underwriting TX Travis Co (Del Valle) ISD Travis Negotiated Underwriting TX Trinity ISD Trinity/Wlaker Negotiated Underwriting TX Varner Creek Utility Dt Brazoria Negotiated Underwriting UT Salt Lake City-Utah Salt Lake Negotiated Underwriting UT Utah State Board of Regents Salt Lake Negotiated Underwriting WA Washington State Housing Finance Commission State Authority Negotiated Underwriting

8 CA California Statewide CDA (CSCDA) Contra Costa Private Placement FL Florida Housing Finance Corp State Authority Private Placement IL Community College District No. 515, Counties of Cook and Will and State of Illinois Cook County Private Placement IL Community College District No. 517 Coles County Private Placement NY Dormitory Authority of the State of New York Albany Private Placement OH Marion City School District Marion Private Placement OH Monroe Local School District Butler and Warren Private Placement AZ Maricopa (Scottsdale) USD #48 Maricopa Financial Advisor AZ Pinal Co (Casa Grande) ESD #4 Pinal Financial Advisor FL Brevard Co School Board Brevard Financial Advisor FL Cape Coral City-Florida Lee Financial Advisor NM Albuquerque Bernalilio Co Wtr Util Auth Albuquerque Financial Advisor NM City of Albuquerque Bernalillo Financial Advisor NM Lincoln Co (Ruidoso) MSD #3 Lincoln Financial Advisor NM Roswell City-New Mexico Chaves Financial Advisor NM San Juan Co (Bloomfield) SD #6 San Juan Financial Advisor OH Ohio Housing Finance Agency (OHFA) Cleveland Financial Advisor TX Bexar Co (Harlandale) ISD Bexar Financial Advisor TX Carrollton City-Texas Dallas/Denton/Collin Financial Advisor TX Chandler City-Texas Henderson Financial Advisor TX City of Alamo, Texas Hidalgo Financial Advisor TX City of La Porte, Texas Harris Financial Advisor TX Harris Co (Klein) ISD Harris Financial Advisor TX Hunto Co (Bland) ISD Hunt/Collin Financial Advisor TX Kaufman ISD Kaufman Financial Advisor TX Lamar Co (Paris) ISD Lamar Financial Advisor TX Lone Star College System Harris/Montgomery Financial Advisor

9 IV. MUNICIPAL ENTITIES WITH WHICH THE REGULATED ENTITY HAS ENGAGED IN MUNICIPAL SECURITIES BUSINESS OR MUNICIPAL ADVISORY BUSINESS RBC Capital Markets, LLC U.S. Municipal Issues Report Period: January 1, March 31, 2017 B. Municipal Advisory Business Municipal Advisor Municipal Advisory Business Type State Municipal Entity Name Municipal Entity City/County Advice, Solicitation AZ Arizona Department of Transportation/ Arizona Transportation Board (pursuant to State Authority Advice Pool Procurement) AZ Arizona State University/ Arizona Board of Regents State Authority Advice AZ Casa Grande Elementary School District No. 4 Pinal County Advice AZ City of Glendale (pursuant to Pool Procurement) City of Glendale/ Maricopa/ State Advice AZ Maricopa County Community College District Maricopa County Advice AZ Northern Arizona University/ Arizona Board or Regents (pursuant to Pool Procurement) State Agency Advice AZ Regional Public Transportation Authority/ Valley Metro/ Maricopa County (pursuant County Authority Advice AZ Scottsdale Unified School District No. 48 Maricopa County Advice AZ University of Arizona/ Arizona Board of Regents (pursuant to Pool Procurement) State Authority Advice CO Colorado College El Paso County Advice CO Metro Wastewater Reclamation District Denver County Advice CO State of Colorado Treasurers' Office State Advice FL Canaveral Port Authority Brevard County Advice FL CCRC Development Corporation/ University of Central Florida Legacy Pointe Orlando Advice FL City of Bonita Springs City of Bonita Springs/ Advice FL City of Bradenton City of Bradenton/ Manatee County Advice FL City of Cape Coral City of Cape Coral/ Lee County Advice FL City of Fort Myers City of Fort Myers/ Lee County Advice FL City of Homestead City of Homestead/ Dade County Advice FL City of Lakeland City of Lakeland/ Polk County Advice FL City of Marathon City of Marathon/ Advice FL City of Miami Beach City of Miami Beach/ Dade County Advice FL City of Pensacola City of Pensacola/ Escambia County Advice FL Emerald Coast Utilities Authority Escambia County Advice FL Florida Housing Finance Corporation (Competitive Only) Tallahassee Advice FL Fort Pierce Utilities Authority St Lucie County Advice FL Hernando County Hernando County Advice FL Islamorada, Village of Islands Monroe County Advice FL Nassau County Nassau County Advice FL Polk County Polk County Advice FL Sarasota Manatee Airport Authority Sarasota County Advice FL The School Board of Brevard County Brevard County Advice FL Town of Jupiter Island Town of Jupiter Island/ Martin County Advice NC University of North Carolina at Wilmington City of Wilmington Advice NM Alamogordo Public Schools (Municipal School District No. 1) Otero County Advice NM Albuquerque Bernalillo County Water Utility Authority Bernalillo County Advice NM Albuquerque Municipal Schools (fka Albuquerque Public Schools) Bernallillo County Advice NM Angel Fire Public Improvement District Colfax County Advice NM Artesia Public School District Eddy County Advice NM Artesia Special Hospital District Eddy County Advice NM Belen Consolidated Schools Valencia County Advice NM Bernalillo County Bernalillo County Advice NM Bernalillo Public Schools District/ Municipal School District No.1 Sandoval County Advice NM Bloomfield School District No. 6 San Juan County Advice NM Cabezon Public Improvement District Sandoval County Advice NM Carlsbad Municipal School District Eddy County Advice NM Carrizozo Municipal Schools Lincoln County Advice NM Central Consolidated Schools San Juan County Advice

10 NM Central New Mexico Community College Bernalillo County/ Sandoval County Advice NM City of Alamogordo City of Alamogordo/ Otero County Advice NM City of Albuquerque City of Albuquerque/ Bernalillo County Advice NM City of Bloomfield City of Bloomfield/ Advice NM City of Clovis City of Clovis/ Curry County Advice NM City of Farmington City of Farmington/ Advice NM City of Gallup City of Gallup/ McKinley County Advice NM City of Gallup Joint Utilities Department City of Gallup/ McKinley County Advice NM City of Gallup Utilities City of Gallup/ McKinley County Advice NM City of Las Cruces City of Las Cruces/ Dona Ana County Advice NM City of Las Vegas City of Las Vegas/ Sam Miguel County Advice NM City of Raton City of Raton/ Advice NM City of Rio Rancho City of Rio Rancho/ Bernalillo County Advice NM City of Roswell City of Roswell/ Chaves County Advice NM City of Santa Rosa City of Santa Rosa/ Advice NM City of Tucumcari City of Tucumcari/ Advice NM Cloudcroft Municipal School District Otero County Advice NM Clovis Municipal School District Curry County Advice NM Cuba Independent School District Sandoval County Advice NM Deming Public School District Luna County Advice NM Dexter Consolidated School District Chaves County Advice NM Dona Ana Branch Community College District Dona Ana County Advice NM Dulce Independent School District Rio Arriba County Advice NM Eastern New Mexico Water Utility Authority Curry County Advice NM Eastern Sandoval County Arroyo Flood Control Authority Sandoval County Advice NM Farmington Municipal School District No. 5 San Juan County Advice NM Fort Sumner Municipal School District #20 Lincoln County Advice NM Gadsden Independent School District No. 16 Dona Ana County Advice NM Gallup McKinley County School District McKinley County Advice NM Guadalupe County Guadalupe County Advice NM Hagerman Municipal School District Chaves County Advice NM Hatch Valley Public Schools Dana Ana County Advice NM Jal Public Schools Lea County Advice NM Jemez Valley Public School District No. 31 Sandoval County Advice NM Las Cruces Municipal/ Public School District Dana Ana County Advice NM Las Vegas City School District San Miguel County Advice NM Lea County Lea County Advice NM Lincoln County Lincoln County Advice NM Logan Municipal School District Quay County Advice NM Lordsburg Municipal School District Hidalgo County Advice NM Los Alamos School District Los Alamos County Advice NM Los Lunas Schools District Valencia County Advice NM Lovington Municipal School District No. 1 Lea County Advice NM Mora County Mora County Advice NM New Mexico Highland's University City of Las Vegas Advice NM New Mexico Military Institute State Authority Advice NM New Mexico State Fair -Expo NM Bernallillo County Advice NM New Mexico State University State Authority Advice NM Nor-Lea Special Hospital District Lea County Advice NM Northern New Mexico College Rio Arriba County Advice NM Pojoague Valley School District Santa Fe County Advice NM Portales Municipal Schools Roosevelt County Advice NM Quemado Independent School District No. 2 Catron County Advice NM Rio Rancho Public Schools (No. 94) Sandoval County Advice NM Roosevelt County Roosevelt County Advice NM Roswell Independent School District Chaves County Advice NM Ruidoso Municipal Schools Lincoln County Advice NM San Juan College City of Farmington Advice NM San Juan County San Juan County Advice

11 NM San Juan Regional Med Center City of Farmington Advice NM San Miguel County San Miguel County Advice NM Santa Fe Community College Santa Fe County Advice NM Santa Fe County Santa Fe County Advice NM Santa Fe Public School District Santa Fe County Advice NM Southern Sandoval County Arroyo Flood Control Authority Sandoval County Advice NM Taos County Taos County Advice NM Tatum Municipal Schools Lea County Advice NM Texico Municpal School District Curry County Advice NM Torrance County Torrence County Advice NM Town of Bernalillo Sandoval County Advice NM Town of Edgewood Santa Fe County Advice NM Town of Taos Taos County Advice NM Truth or Consequences School District Sierra County Advice NM Tucumcari Public Schools Quay County Advice NM Vaughn Municipal School District Guadalupe County Advice NM Village of Angel Fire Colfax County Advice NM Wagon Mound Public Schools Mora County Advice NM West Las Vegas School District San Miguel County Advice NM Aztec Municipal School District No. 2 San Juan County Advice OH Ohio Housing Finance Agency Franklin County Advice PA Commonwealth of Pennsylvania State System of Higher Education Cumberland County Advice SC Woodlands at Furman Greenville Advice TX Aransas County Aransas County Advice TX Aransas County Navigation District No. 1 Aransas County Advice TX Aransas Pass Independent School District San Patricio County Advice TX Argyle Independent School District Denton County Advice TX Bandera County Bandera County Advice TX Bartlett Independent School District Bell County Advice TX Bland Independent School District Hunt County Advice TX Brazoria County Municipal Utility District No. 06 Brazoria County Advice TX Brazoria County Municipal Utility District No. 21 Brazoria County Advice TX Brazoria County Municipal Utility District No. 56 Brazoria County Advice TX Brazoria County Municipal Utility District No. 57 Brazoria County Advice TX Burton Independent School District Washington County Advice TX Calhoun County Navigation District/ Calhoun Port Authority/ Industrial Development Calhoun County Advice TX Cameron Economic Developemnt Corporation Milam County Advice TX Canton Independent School District Randall/ Van Zandt County Advice TX Cape Royale Utility District San Jacinto County Advice TX Cinco Municipal Utility District No. 02 Fort Bend County Advice TX City of Alamo City of Alamo/ Hidalgo County Advice TX City of Arcola City of Arcola/ Advice TX City of Beaumont City of Beaumont/ Jefferson County Advice TX City of Cameron City of Cameron/ Advice TX City of Carrollton City of Carrolton/ Dallas/ Denton/ Collin Advice TX City of Chandler City of Chandler Advice TX City of Edna City of Edna/ Advice TX City of Eldorado City of Eldorado Advice TX City of Fairfield City of Farifield/ Freestone County Advice TX City of Fulshear City of Fulshear/ Advice TX City of Garden Ridge City of Garden Ridge/ Comal County Advice TX City of Giddings City of Gidding/ Lee County Advice TX City of Gonzales City of Gonzales/ Gonzales County Advice TX City of Ingleside on the Bay City of Ingleside on the Bay/ Advice TX City of Katy/ Katy Development Authority City of Katy/ Fort Bend/ Waller/ Harris Advice TX City of Kenedy City of Kenedy/ Karnes County Advice TX City of Kilgore City of Kilgore/Gregg, Rusk Counties Advice TX City of La Porte City of La Porte/ Harris County Advice TX City of Liberty City of Liberty/ Liberty County Advice

12 TX City of Lindale City of Lindale/ Smith County Advice TX City of Lubbock City of Lubbock/ Lubbock County Advice TX City of Marfa City of Marfa/ Advice TX City of Mercedes City of Mercedes/ Hidalgo County Advice TX City of Morgan's Point City of Morgan Point/ Harris County Advice TX City of New Boston City of New Boston/ Advice TX City of Port Lavaca City of Port Lavaca/ Calhoun County Advice TX City of Port Neches City of Port Neches/ Jefferson County Advice TX City of Rockport City of Rockport/ Aransas County Advice TX City of Seadrift City of Seadrift/ Advice TX City of Silsbee City of Silsbee/ Advice TX City of Stafford City of Stafford/ Advice TX City of Victoria City of Victoria/ Victoria County Advice TX City of Waller City of Waller/ Waller County Advice TX City View Independent School District Wichita County Advice TX Clovercreek Municipal Utility District Montgomery County Advice TX Crandall Independnet School District Kaufman County Advice TX Crawford Independent School District McLennan County Advice TX Cuero Independent School District DeWitt County Advice TX Culberson County Hospital District Culberson County Advice TX Dallas County Dallas County Advice TX Dallas Independent School District Dallas County Advice TX Denison Independent School District Grayson County Advice TX Eanes Independent School District Travis County Advice TX Edcouch Elsa Independent School District Hidalgo County Advice TX Era Independent School District Cooke County Advice TX Falls City Independent School District Karnes County Advice TX Floresville Electric Light and Power System City of Floresville/ Wilson County Advice TX Fort Bend County Municipal Utility District No. 046 Fort Bend County Advice TX Fort Bend County Municipal Utility District No. 111 Fort Bend County Advice TX Fort Bend County Municipal Utility District No. 119 Fort Bend County Advice TX Fort Bend County Municipal Utility District No. 189 Fort Bend County Advice TX Fort Bend County Municipal Utility District No. 199 Fort Bend County Advice TX Fort Bend County Water Control and Improvement District No. 2 Fort Bend County Advice TX Galveston County Municipal Utility District No. 032 Galveston County Advice TX Galveston County Municipal Utility District No. 043 Galveston County Advice TX Galveston County Municipal Utility District No. 044 Galveston County Advice TX Galveston County Municipal Utility District No. 072 Galveston County Advice TX Galveston County Water Control & Improvement District No. 008 Galveston County Advice TX Gillespie County Gillespie County Advice TX Goliad Independent School District Goliad County Advice TX Harlandale Independent School District Bexar County Advice TX Harris County Improvement District No. 001 Harris County Advice TX Harris County Municipal Utility District No. 118 Harris County Advice TX Harris County Municipal Utility District No. 155 Harris County Advice TX Harris County Municipal Utility District No. 158 Harris County Advice TX Harris County Municipal Utility District No. 248 Harris County Advice TX Harris County Municipal Utility District No. 261 Harris County Advice TX Harris County Municipal Utility District No. 286 Harris County Advice TX Harris County Municipal Utility District No. 373 Harris County Advice TX Harris County Municipal Utility District No. 389 Harris County Advice TX Harris County Municipal Utility District No. 407 Harris County Advice TX Harris County Municipal Utility District No. 424 Harris County Advice TX Harris County Municipal Utility District No. 427 Harris County Advice TX Harris County Municipal Utility District No. 500 Harris County Advice TX Harris County Municipal Utility District No. 501 Harris County Advice TX Harris County Municipal Utility District No. 502 Harris County Advice TX Harris County Municipal Utility District No. 503 Harris County Advice TX Harris County Water Control & Improvement District - Fondren Road Harris County Advice

13 TX Harris County Water Control & Improvement District No. 114 Harris County Advice TX Harris County Water Control & Improvement District No. 133 Harris County Advice TX Harris-Waller Counties Municipal Utility District No. 2 Harris/ Waller County Advice TX Hays Consolidated Independent School District Hays, Travis, Caldwell Counties Advice TX Highland Park Independent School District Dallas County Advice TX Hitchcock Independent School District Galveston County Advice TX Howe Independent School District Grayson County Advice TX Ingram Independent School District Kerr County Advice TX Irving Independent School District Dallas County Advice TX Karnes County Karnes County Advice TX Katy Management District No. 1 (formerly Harris Fort Bend County MUD No. 004) Fort Bend County Advice TX Kaufman Independent School District Kaufman County Advice TX Kerr County Kerr County Advice TX Kerrville Independent School District Kerr County Advice TX Kilgore Economic Development Corporation Gregg County Advice TX Kimberlin Ranch Municipal Utility District No. 1 of Grayson County Grayson County Advice TX Kimberlin Ranch Municipal Utility District No. 2 of Grayson County Grayson County Advice TX Kimberlin Ranch Municipal Utility District No. 3 of Grayson County Grayson County Advice TX Kingsborough Municipal Utility District No. 003 Kaufman County Advice TX Klein Independent School District Harris County Advice TX La Porte Area Water Authority Harris County Advice TX La Villa Independent School District Hidalgo County Advice TX Lago Vista Independent School District Travis County Advice TX Lake Conroe Hills Municipal Utility District Montgomery County Advice TX Lake Forest Utility District Harris County Advice TX Lake Travis Independent School District Travis County Advice TX Liberty-Eylau Independent School District Bowie County Advice TX Lipan Independent School District Hood/ Erath/ Palo Pinto/ Parker County Advice TX Little Elm Independent School District Denton County Advice TX Lone Star College System (formerly North Harris Montgomery Community College Harris/ Montgomery County Advice TX Louetta North Public Utility District Harris County Advice TX Lubbock Christian University Lubbock County Advice TX McAllen Independent School District Hidalgo County Advice TX McLennan Community College McLennan County Advice TX Medina Valley Independent School District Bandera County Advice TX Menard County Menard County Advice TX Mercedes Independent School District Hidalgo County Advice TX Mernard County Water Control and Improvement District No.1 Menard County Advice TX Mexia Independent School District Limestone County Advice TX Montgomery County Municiapl Utility District No. 107 Montgomery County Advice TX Montgomery County Municipal Utility District No. 111 Montgomery County Advice TX Nederland Independent School District Jefferson County Advice TX North Green Municipal Utility District Harris County Advice TX North Harris County Regional Water Authority Harris County Advice TX Northeast Texas Community College District Camp/ Morris/ Titus County Advice TX Paint Creek Independent School District Haskell County Advice TX Palestine Independent School District Anderson County Advice TX Palmer Independent School District Ellis County Advice TX Palmview Municipal Devlopment District Hidalgo County Advice TX Paris Independent School District Lamar County Advice TX Parker County Junior College -Legal Name (formerly Weatherford) Parker County Advice TX Port Arthur Independent School District Jefferson County Advice TX Port Neches Economic Development Corporation Jefferson County Advice TX Prairiland Independent School District Lamar County Advice TX Richey Road Municipal Utility District Harris County Advice TX Round Top-Carmine Indpendent School District Fayette County Advice TX S&S Consolidated Independent School District Grayson County Advice TX San Jacinto Community College District Harris/ Chambers County Advice TX Sanger Independent School District Denton County Advice

14 TX Scurry Rosser Independent School District Kaufman County Advice TX South San Antonio Independent School District Bexar County Advice TX South Shore Harbour Municipal Utility District No. 007 Harris County Advice TX Stafford Municipal School District Fort Bend County Advice TX Teague Independent School District Freestone County Advice TX Texas Woman's University City of Denton Advice TX Tom Green County Tom Green County Advice TX Tom Green County Cultural Education Facilities Finace Corporation Tom Green County Advice TX Town of Fulton Aransas County Advice TX Town of Refugio Refugio County Advice TX Tradition Municipal Utility District No. 1 (formerly Fort Worth MUD No. 1) Denton County Advice TX Trail of the Lakes Municipal Utility District Harris County Advice TX Tyler Independent School District Smith County Advice TX Upper Guadalupe River Authority Kerr County Advice TX Uptown Development Authority Houston County Advice TX Victoria County Victoria County Advice TX Victoria County Navigation District Victoria County Advice TX Waco Independent School District McLennan County Advice TX Waterwood Municipal Utility District No. 1 San Jacinto County Advice TX Woodcreek Reserve Municipal Utility District Fort Bend County Advice UT University of Utah Salt Lake County Advice

15 IV. MUNICIPAL ENTITIES WITH WHICH THE REGULATED ENTITY HAS ENGAGED IN MUNICIPAL SECURITIES BUSINESS OR MUNICIPAL ADVISORY BUSINESS RBC Capital Markets, LLC U.S. Municipal Issues Report Period: January 1, March 31, 2017 C. Ballot-Approved Offerings Full Issuer Name Full Issue Description Reportable Date of Selection Joint School District No. 28J in Adams and Arapahoe Counties $200,000,000 Joint School District No. 28J in Adams and Arapahoe Counties, Colorado (Aurora Public Schools), General Obligation Bonds Series 2017A June 15, 2016 El Paso County School District No. 20 (Academy) $160,000,000 El Paso County School District No. 20 (Academy) El Paso County, Colorado, General Obligation Bonds, Series 2017 February 24, 2015 Adams County School District No. 1 (Mapleton Public Schools) $111,670,000 Adams County School District No. 1 (Mapleton Public Schools) Adams County, Colorado, General Obligation Bonds Series 2017 November 18, 2015 School District No. 1 in the City and County of Denver $466,675,000 School District No. 1 in the City and County of Denver and State of Colorado, General Obligation Bonds, Series 2017 November 21, 2016 Coast Community College District $300,000,000 Coast Community College District (California) Election of 2012 General Obligation Bonds, Series 2017D and Election of 2012 General Obligation Bonds 2017E March 8, 2012 Winton Woods City School District $51,700,000 Winton Woods City School District (Ohio) Classroom Facilities Unlimited Tax General Obligation, Bond Anticipation Notes, Series 2017 November 14, 2016 Austintown Local School District $3,770,000 Austintown Local School District (Ohio) General Obligation (Unlimited Tax) Classroom Facilities Improvement Refunding Bonds, Series 2017 June 29, 2010