FORM G-37. Name of Regulated Entity: Capital Markets Advisors LLC. Report Period: Third Quarter of 2016

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1 Name of Regulated Entity: Capital Markets Advisors LLC Report Period: Third Quarter of 2016 I. CONTRIBUTIONS made to officials of a municipal entity (list by state) Complete name, title (including any city/county/state or other political subdivision) of municipal entity official Contributions by each contributor category (i.e., for purposes of this form, dealer, dealer controlled PAC, municipal finance professional, municipal finance professional controlled PAC, non-mfp executive officer, municipal advisor, municipal advisor controlled PAC, municipal advisor professional, municipal advisor professional controlled PAC, and non-map executive officer). For each contribution, list contribution amount and contributor category (disclose all applicable categories for each contributor). (For example, $500 contribution by non-mfp executive officer) If any contribution is the subject of an automatic exemption pursuant to Rule G-37(j), list amount of contribution and date of such automatic exemption. II. PAYMENTS made to political parties of states or political subdivisions (list by state) Complete name (including any city/county/state or other political subdivision) of political party Payments by each contributor category

2 III. CONTRIBUTIONS made to bond ballot campaigns (list by state) A. Contributions Official name of bond ballot campaign and jurisdiction (including city/county/state or other political subdivision) for which municipal securities would be issued and the name of the entity issuing the municipal securities Contributions, including the specific date the contributions were made, by each contributor category B. Reimbursement for Contributions List below any payments or reimbursements, related to any disclosed bond ballot contribution, received by each dealer, municipal finance professional, non-mfp executive officer, municipal advisor, municipal advisor professional, or non-map executive officer from any third party, including the amount paid and the name of the third party making such payments or reimbursements.

3 IV. MUNICIPAL ENTITIES with which the regulated entity has engaged in municipal securities business or municipal advisory business (list by state) A. Municipal Securities Business Complete name of municipal entity and city/county Type of municipal securities business (negotiated underwriting, private placement, financial advisor, or remarketing agent) B. Municipal Advisory Business See Attachment Complete name of municipal entity and city/county Type of municipal advisory business (advice or solicitation) (and in the case of municipal advisory business engaged in by a municipal advisor third-party solicitor, the name of the third party on behalf of which business was solicited and the nature of the business solicited (municipal securities business, municipal advisory business or investment advisory services)) C. Ballot-Approved Offerings Full name of the municipal entity and full issue description of any primary offering resulting from the bond ballot campaign to which each contributor category has made a contribution and the reportable date of selection on which the regulated entity was selected to engage in the municipal securities business or municipal advisory business. Full Name of Municipal Entity Full Issue Description Reportable Date of Selection

4 Signature: electronic Date: May 9, 2017 Name (must be officer of regulated entity): Richard Ganci Address: 11 Grace Ave, Great Neck, NY Phone: Submit to the Municipal Securities Rulemaking Board a completed form quarterly by due date (specified by the MSRB)

5 3rd Quarter (July - September) Issuer Type Business Type Par Amount Sale Date Closing Date NY North Hempstead Town Bonds Advice 48,046, Sep 29-Sep NY North Hempstead Town Bonds Advice 19,308, Sep 29-Sep NY North Hempstead Town BAN Advice 3,866, Sep 29-Sep NY Corning CSD BAN Advice 14,000, Sep 29-Sep NY Amityville UFSD TAN Advice 11,000, Sep 29-Sep NY Jericho UFSD TAN Advice 9,500, Sep 29-Sep NY Manhasset UFSD TAN Advice 7,600, Sep 28-Sep NY Erie County Water Authority Ref. Bonds Advice 30,725,000 Negotiated 29-Sep NY Ossining Village Bonds Advice 6,425, Sep 29-Sep NY Ossining Village BAN Advice 2,079, Sep 29-Sep NY Roslyn UFSD Bonds Advice 24,505, Sep 28-Sep NY Hauppauge UFSD TAN Advice 24,500, Sep 28-Sep NY Patchogue-Medford UFS TAN Advice 30,000, Sep 22-Sep NY Herricks UFSD TAN Advice 7,000, Sep 22-Sep NY New Paltz Village BAN Advice 2,688,680 8-Sep 21-Sep NY Elwood UFSD TAN Advice 14,000,000 8-Sep 20-Sep NY Long Beach City RAN Advice 9,250,000 8-Sep 16-Sep NY Long Beach City BAN Advice 8,124,370 8-Sep 16-Sep NY New Rochelle CSD BAN Advice 1,290,684 8-Sep 14-Sep NY New Rochelle CSD TAN Advice 12,000,000 8-Sep 14-Sep NY Kings Park CSD TAN Advice 15,750,000 7-Sep 20-Sep NY Amherst CSD BAN Advice 4,350,000 7-Sep 15-Sep NY Hendrick Hudson CSD BAN Advice 1,514,400 1-Sep 15-Sep NY Fishkill Village Bonds Advice 2,455,000 1-Sep 13-Sep NY East Quogue UFSD TAN Advice 6,500, Aug 15-Sep NY Bronxville UFSD BAN Advice 3,500, Aug 15-Sep NY Southampton UFSD TAN Advice 18,000, Aug 9-Sep NY Seaford UFSD TAN Advice 5,000, Aug 8-Sep NY Glen Cove City Bonds Advice 1,699, Aug 13-Sep NY Glen Cove City BAN Advice 7,930, Aug 13-Sep NY Copiague UFSD TAN Advice 18,500, Aug 8-Sep NY Amenia Town BAN Advice 1,111, Aug 8-Sep NY Evans-Brant CSD TAN Advice 1,400, Aug 8-Sep NY Harborfields CSD TAN Advice 18,000, Aug 7-Sep NY Harborfields CSD BAN Advice 4,600, Aug 7-Sep NY Lawrence UFSD TAN Advice 6,500, Aug 1-Sep NY Mamaroneck Village Bonds Advice 10,731, Aug 1-Sep NY Tonawanda Town BAN Advice 20,175, Aug 31-Aug NY Atlantic Beach Village Bonds Advice 4,000, Aug 30-Aug NY West Islip UFSD Ref. Bonds Advice 14,175, Aug 31-Aug NY West Islip UFSD Tax. Ref. Bonds Advice 3,695, Aug 31-Aug NY BOCES - Orange and Ulster Counties RAN Advice 5,000, Aug 31-Aug NY BOCES - Orange and Ulster Counties RAN Advice 11,000, Aug 31-Aug NY Sachem CSD TAN Advice 66,000, Aug 25-Aug NY East Hampton Town Ref. Bonds Advice 4,300, Aug 8-Sep NY East Hampton Town Bonds Advice 7,745, Aug 25-Aug NY East Hampton Town BAN Advice 11,056, Aug 25-Aug NY Tonawanda CSD Bonds Advice 9,620, Aug 31-Aug NY Eastport-South Manor CSD TAN Advice 20,250, Aug 25-Aug NY Oyster Bay-East Norwich CSD TAN Advice 5,200, Aug 25-Aug NY Walton CSD BAN Advice 93, Aug 24-Aug NY Mount Pleasant Town Ref. Bonds Advice 13,395, Aug 31-Aug NY Lakeland CSD Bonds Advice 10,000, Aug 25-Aug NY Lakeland CSD BAN Advice 2,706, Aug 25-Aug NY Mount Vernon CSD BAN Advice 17,060, Aug 18-Aug NY Stony Point Town BAN Advice 503,682 9-Aug 23-Aug

6 NY Chautauqua Lake CSD BAN Advice 3,675,000 4-Aug 17-Aug NY Ossining Town BAN Advice 2,469,396 4-Aug 18-Aug NY White Plains CSD Ref. Bonds Advice 47,765,000 3-Aug 24-Aug NY White Plains CSD Bonds Advice 41,602,335 3-Aug 24-Aug NY Rockville Centre UFSD Bonds Advice 10,925,000 3-Aug 15-Aug NY Rockville Centre UFSD TAN Advice 9,000,000 3-Aug 15-Aug NY Advice NY North Tonawanda City Ref. Bonds Advice 1,775,000 2-Aug 23-Aug NY Erie County Fiscal Stability Authority Ref. Bonds Advice 44,335,000 2-Aug 17-Aug NY Center Moriches UFSD TAN Advice 7,500, Jul 9-Aug NY Center Moriches UFSD BAN Advice 5,000, Jul 9-Aug NY Rochester City BAN Advice 32,000, Jul 9-Aug NY Port Washington UFSD TAN Advice 16,000, Jul 9-Aug NY Port Washington UFSD BAN Advice 12,500, Jul 9-Aug NY Spring Valley Village Bonds Advice 4,544, Jul 17-Aug NY Spring Valley Village Ref. Bonds Advice 1,210, Jul 17-Aug NY West Babylon UFSD TAN Advice 15,000, Jul 4-Aug NY West Babylon UFSD BAN Advice 9,500, Jul 4-Aug NY New Rochelle CSD BAN Advice 11,000, Jul 3-Aug NY Newburgh City BAN Advice 9,876, Jul 4-Aug NY Chautauqua Utility District BAN Advice 7,000, Jul 4-Aug NY Sag Harbor UFSD BAN Advice 3,300, Jul 4-Aug NY Eastchester Town BAN Advice 1,566, Jul 4-Aug NY Orchard Park CSD Bonds Advice 784, Jul 4-Aug NY Lockport CSD Bonds Advice 8,100, Jul 4-Aug NY Lockport CSD BAN Advice 18,630, Jul 4-Aug NY Ardsley Village BAN Advice 1,063, Jul 3-Aug NY Kenmore Village Bonds Advice 9,953, Jul 10-Aug NY Kenmore Village Ref. Bonds Advice 2,035, Jul 10-Aug NY Niagara County Bonds Advice 20,250, Jul 4-Aug NY Mahopac CSD BAN Advice 1,515, Jul 4-Aug NY Haldane CSD BAN Advice 970, Jul 3-Aug NY Mamaroneck No. 1 FD Bonds Advice 2,185, Jul 27-Jul NY Dobbs Ferry UFSD BAN Advice 7,500, Jul 28-Jul NY Lancaster Town Bonds Advice 8,215, Jul 27-Jul NY Lancaster Town BAN Advice 1,170, Jul 27-Jul NY Scarsdale Village Ref. Bonds Advice 6,295, Jul 3-Aug NY West Islip UFSD TAN Advice 25,000, Jul 26-Jul NY West Islip UFSD BAN Advice 6,000, Jul 26-Jul NY Rochester City Ref. Bonds Advice 20,200, Jul 4-Aug NY Rochester City BAN Advice 56,924, Jul 4-Aug NY Massapequa UFSD Ref. Bonds Advice 2,840, Jul 2-Aug NY Massapequa UFSD Bonds Advice 13,500, Jul 21-Jul NY Bronxville Village BAN Advice 4,025, Jul 27-Jul NY Erie 1 BOCES RAN Advice 4,500, Jul 22-Jul NY Cheektowaga-Sloan UFSD BAN Advice 12,000, Jul 21-Jul NY Bethlehem CSD BAN Advice 3,123, Jul 20-Jul NY Hempstead Village Ref. Bonds Advice 6,475, Jul 2-Aug NY Hempstead Village BAN Advice 2,875, Jul 21-Jul NY West Seneca Town Bonds Advice 4,770, Jul 27-Jul NY West Seneca Town BAN Advice 41,969, Jul 27-Jul NY Clarence Town BAN Advice 12,481, Jul 21-Jul NY Clarkstown CSD TAN Advice 10,000, Jul 21-Jul NY Kings Park CSD BAN Advice 10,500,000 7-Jul 19-Jul NY Edgemont UFSD Bonds Advice 2,800,000 7-Jul 19-Jul NY Sewanhaka CHSD Bonds Advice 62,506,701 6-Jul 15-Jul NY Brewster CSD BAN Advice 35,940,936 6-Jul 14-Jul NY Cheektowaga Town Bonds Advice 26,930,000 6-Jul 13-Jul NY Sachem CSD Ref. Bonds Advice 67,900, Jun 20-Jul

7 NY Freeport UFSD Ref. Bonds Advice 3,200, Jun 19-Jul NY Bedford CSD BAN Advice 31,655, Jun 14-Jul NY Bedford CSD BAN Advice 1,685, Jun 14-Jul NY Tarrytowns UFSD BAN Advice 8,845, Jun 12-Jul NY East Ramapo CSD TAN Advice 15,000, Jun 13-Jul NY West Seneca No. 2 FD BAN Advice 4,700, Jun 12-Jul NY Lackawanna CSD BAN Advice 1,700, Jun 12-Jul NY Oceanside UFSD Bonds Advice 10,500, Jun 7-Jul NY Oceanside UFSD TAN Advice 26,000, Jun 7-Jul NY Haldane CSD BAN Advice 772, Jun 14-Jul NY Rye CSD BAN Advice 1,800,000 Negotiated 7-Jul NY Hamburg Town BAN Advice 8,580, Jun 6-Jul NY Pleasantville UFSD Ref. Bonds Advice 31,230, Jun 12-Jul NY Hastings-on-Hudson UFSD Bonds Advice 8,150, Jun 12-Jul