FORM G-37. Name of Regulated Entity: Fishkind & Associates, Inc. Report Period: Third Quarter of 2016
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1 Name of Regulated Entity: Fishkind & Associates, Inc. Report Period: Third Quarter of 2016 I. CONTRIBUTIONS made to officials of a municipal entity (list by state) Complete name, title (including any city/county/state or other political subdivision) of municipal entity official Contributions by each contributor category (i.e., for purposes of this form, dealer, dealer controlled PAC, municipal finance professional, municipal finance professional controlled PAC, non-mfp executive officer, municipal advisor, municipal advisor controlled PAC, municipal advisor professional, municipal advisor professional controlled PAC, and non-map executive officer). For each contribution, list contribution amount and contributor category (disclose all applicable categories for each contributor). (For example, $500 contribution by non-mfp executive officer) If any contribution is the subject of an automatic exemption pursuant to Rule G-37(j), list amount of contribution and date of such automatic exemption. II. PAYMENTS made to political parties of states or political subdivisions (list by state) Complete name (including any city/county/state or other political subdivision) of political party Payments by each contributor category
2 III. CONTRIBUTIONS made to bond ballot campaigns (list by state) A. Contributions Official name of bond ballot campaign and jurisdiction (including city/county/state or other political subdivision) for which municipal securities would be issued and the name of the entity issuing the municipal securities Contributions, including the specific date the contributions were made, by each contributor category B. Reimbursement for Contributions List below any payments or reimbursements, related to any disclosed bond ballot contribution, received by each dealer, municipal finance professional, non-mfp executive officer, municipal advisor, municipal advisor professional, or non-map executive officer from any third party, including the amount paid and the name of the third party making such payments or reimbursements.
3 IV. MUNICIPAL ENTITIES with which the regulated entity has engaged in municipal securities business or municipal advisory business (list by state) A. Municipal Securities Business Complete name of municipal entity and city/county Type of municipal securities business (negotiated underwriting, private placement, financial advisor, or remarketing agent) B. Municipal Advisory Business See Attachment Complete name of municipal entity and city/county Type of municipal advisory business (advice or solicitation) (and in the case of municipal advisory business engaged in by a municipal advisor third-party solicitor, the name of the third party on behalf of which business was solicited and the nature of the business solicited (municipal securities business, municipal advisory business or investment advisory services)) C. Ballot-Approved Offerings Full name of the municipal entity and full issue description of any primary offering resulting from the bond ballot campaign to which each contributor category has made a contribution and the reportable date of selection on which the regulated entity was selected to engage in the municipal securities business or municipal advisory business. Full Name of Municipal Entity Full Issue Description Reportable Date of Selection
4 Signature: electronic Date: Dec 19, 2016 Name (must be officer of regulated entity): AMY CHAMPAGNE Address: Corporate Boulevard, Orlando, FL Phone: Submit to the Municipal Securities Rulemaking Board a completed form quarterly by due date (specified by the MSRB)
5 11:44 AM Fishkind & Associates, Inc. 12/19/16 Customer Contact List December 19, 2016 Bill to Alafia Preserve DM Corporate Blvd Orlando, FL South Amelia Island Shore Stabilization Assoc. c/o Amelia Island Management 5440 First Coast Hig... Amelia National CDD Corporate Blvd. Orlando, FL Aqua by the Bay CDD c/o Fishkind & Associates, Inc Corporate Blvd. Orlando, FL Babcock Ranch ISD c/o Fishkind & Associates Corporate Blvd. Orlando, FL Ballentrae Hillsborough CDD c/o Corporate Blvd Orlando, FL Beach Community CDD Corporate Blvd. Orlando, FL The Big Cypress Stewardship District Corporate Blvd. Orlando, FL Blackburn Creek CDD Corporate Blvd. Orlando, FL Boggy Creek Improvement District Corporate Blvd. Orlando, FL Brookstone CDD c/o Fishkind & Associates, Inc Corporate Blvd Orlando, FL CBL/BM Port Orange West CDD Corporate Blvd. Orlando, FL Cedar Pointe CDD Corporate Blvd. Orlando, FL Celebration Pointe CDD1 c/o Fishkind & Associates, Inc Corporate Blvd Orlando, FL City Gate CDD Corporate Blvd Orlando, FL Clearwater Cay Community Development District Corporate Blvd. Orlando, FL Donaldson Knoll CDD c/o Fishkind & Associates, Inc Corporate Blvd. Orlando, FL Eagle Ridge DM Corporate Blvd Orlando, FL FieldstoneCDD c/o Fishkind & Associates, 12051Corporate Blvd Orlando, FL Greeneway Improvement District Corporate Blvd Orlando, FL Grove Resort CDD c/o Fishkind & Associates, Inc Corporate Blvd Orlando, FL The Village at Gulfstream Park CDD Corporate Blvd. Orlando, FL Herons Glen Recreation District Attn: Teri McCabe 2250 Avenida Del Vera North Ft. Myers, FL Board of Supervisors Highlands Community Development District Corporate Blvd. Orlando, FL... Highlands Meadows 2 DM c/o Fishkind & Associates Corporate Blvd Orlando, FL Lakeside Landings CDD Corporate Blvd. Orlando, FL Lakewood Ranch Stewardship District c/o Fishkind & Associates Corporate Blvd Orlando, FL 3... Magic Place CDD c/o Fishkind & Associates, Inc Corporate Blvd Orlando, FL Magic Reserve CDD c/o Fishkind & Associates, Inc Corporate Blvd Orlando, FL Midtown Orlando CDD Corporate Blvd. Orlando, FL Mockingbird CDD c/o Fishkind & Associates, Inc Corporate Blvd Orlando, FL Myakka Ranch CDD Corporate Blvd. Orlando, FL Myrtle Creek Improvement District Corporate Blvd. Orlando, FL New Port Tampa Bay Community Development District Corporate Blvd. Orlando, FL One Daytona CDD Corporate Blvd Orlando, FL Palace At Coral Gables CDD Corporate Blvd Orlando, FL Palmetto Pines CDD Corporate Blvd. Orlando, FL Parker Road CDD Corporate Blvd. Orlando, FL PBR CDD Corporate Blvd. Orlando, FL Pioneer CDD Corporate Blvd. Orlando, FL Riverbend West CDD c/o Fishkind & Associates, Inc Corporate Blvd. Orlando, FL Rolling Oaks FA Corporate Blvd Orlando, FL Sanctuary Cove CDD c/o Fishkind & Associates Corporate Blvd Orlando, FL Seminole Pointe CDD DM c/o Fishkind & Associates Corporate Blvd Orlando, FL Shingle Creek CDD Corporate Blvd. Orlando, FL Smolker, Bartlett, Sclosser, Loeb Attn David Smolker 100 N Tampa, Ste 2050 Tampa, FL Southern Groves CDD Corporate Blvd. Orlando, FL Starwood CDD c/o Fishkind & Associates, Inc Corporate Blvd Orlando, FL Sunny Hills District Management c/o Fishkind & Associates, Inc Corporate Blvd Orlando, FL... Page 1
6 11:44 AM Fishkind & Associates, Inc. 12/19/16 Customer Contact List December 19, 2016 Bill to Sweetwater Creek CDD Corporate Blvd. Orlando, FL SWI CDD Corporate Blvd. Orlando, FL David Ray, Community Mgr Tolomato CDD 245 Nocatee Center Way Ponte Vedra, FL Tomoka CDD Corporate Blvd. Orlando, FL Towne Park DM c/o Fishkind & Associates, Inc Corporate Blvd. Orlando, FL Tradition CDD C/O Fishkind & Associates Corporate Blvd. Orlando, FL Villages CDD c/o David Miles, Finance Director 3201 Wedgewood Lane The Villages, FL Villages of Westport CDD Corporate Blvd. Orlando, FL Westchase CDD c/o Robert Koncar Severn Trent N. University Drive Coral Springs, FL Woodland Hammock CDD C/O Fishkind & Assoc Corporate Blvd. Orlando, FL WyldPalms Community Development District Corporate Blvd. Orlando, FL Wynnmere East CDD c/o Fishkind & Associates, Inc Corporate Blvd. Orlando, FL Wynnmere West CDD c/o Corporate Blvd Orlando, FL Page 2
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