NBAA - Meet the Regulators Panel. Update on FAA Regulatory Efforts. Federal Aviation Administration. Associate Administrator for Aviation Safety

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1 NBAA - Meet the Regulators Panel Update on FAA Regulatory Efforts Presented by: Margaret Gilligan Associate Administrator for Aviation Safety Date:

2 Aviation Safety Mission The Aviation Safety (AVS) organization promotes safety in the interest of the American public and the millions of people who rely on the aviation industry for business, pleasure, and commerce All the moving parts of the National Airspace System come through AVS We are the gate keepers of aviation safety and bring life to the system 2

3 Panel Members John McGraw (NextGen Initiatives) Deputy Director, Flight Standards Service Coby Johnson (ADS-B, EFVS, SVS) Manager, Operations Branch, Flight Technologies & Procedures John Duncan (HR 5900, SMS) Manager, Air Transportation Division Mel Cintron (General Aviation) Manager, General Aviation and Commercial Division Bob Tarter (Partnership for Safety) Vice President for Safety, Air Traffic Organization 3

4 NextGen Accomplishments John McGraw Deputy Director, Flight Standards Service Coby Johnson Manager, Operations Branch, Flight Technologies & Procedures John Duncan Manager, Air Transportation Division Mel Cintron Manager, General Aviation and Commercial Division Bob Tarter Vice President for Safety, Air Traffic Organization 4

5 NextGen 2010 Accomplishments Published policy plans for key NextGen technologies Incorporated into March 2010 NextGen Implementation Plan FAA will update the plan on an annual basis 5

6 NextGen 2010 Accomplishments Approved two new RNP AR or SAAAR approval consultants to assist with operational approval process Shortened RNP SAAAR/AR operational approval timeline Aimed at GA operators of qualified aircraft who use consultant program and approved training program Now 45 days from application, down from months 6

7 NextGen 2010 Accomplishments Developed inspector guidance material and associated knowledge-sharing websites Improves FAA field-regional office-hq tracking and coordination on operational applications Implemented NextGen branches in each regional office Includes experts in new technologies and procedures to support operational review and approval of NextGen 7

8 RTCA Task Force Recommendations Addresses all Tier 1 recommendations All actions integrated into FAA action plans Consideration of equipage incentives Streamlined procedures, deployment & approvals Data Comm Integrated ATM LPV approaches Low altitude services Overarching Cross-Cutting NAS Access Surface NextGen Implementation Task Force Recommendation s Cruise Improved situational awareness Shared surface data Runway Access Metroplex Parallel runway operations Converging runway operations Integrated airspace & procedures Special Activity Airspace Time-based metering 8

9 NextGen Focus Performance-Based Navigation (PBN) Area Navigation (RNAV) / Required Navigation Performance (RNP) Long Range Navigation / Oceanic Global Navigation Satellite System (GNSS) / Satellite Based Augmentation System (SBAS) / Ground Based Augmentation System (GBAS) Aircraft-Centric Operations Enhanced Flight Vision System (EFVS) Synthetic Vision Systems (SVS) Weather in the Cockpit Electronic Flight Bag (EFB) Surveillance Automatic Dependent Surveillance Broadcast (ADS-B) All Weather Operations Specials and Waivers CAT I / II / III Advanced Surface Movement Guidance and Control System (SMGCS) 9

10 ADS-B John McGraw Deputy Director, Flight Standards Service Coby Johnson Manager, Operations Branch, Flight Technologies & Procedures Division John Duncan Manager, Air Transportation Division Mel Cintron Manager, General Aviation and Commercial Division Bob Tarter Vice President for Safety, Air Traffic Organization 10

11 ADS-B Airspace Rule Mandate January 1, 2020 ADS-B designated airspace Defined in 14 CFR ADS-B performance requirements Defined in 14 CFR

12 ADS-B Designated Airspace Class A, B, C Within 30NM of 34 busiest airports Part 91, Appendix D, Section 1 Class E above 10,000 MSL Except below 2,500 AGL In the GOMEX above 3,000 MSL beyond the shoreline to 12NM 12

13 Performance Requirements Defines requirements for: Navigation accuracy for position and velocity Navigation integrity Latency Minimum downlink message element sets 1090ES required in Class A airspace 1090ES or UAT in all other designated ADS-B airspace 13

14 Mode C Mode C ADS-B Designated Airspace ES Required UAT or 1090ES Required UAT or 1090ES Class A 18,000 Class E 10,000 UAT or 1090ES Required Required 1090ES Excluding Excluding AGL AGL 12 NM MSL 3000 MSL UAT or 1090ES Class B UAT or 1090ES Class C Gulf of Mexico 30 NM 30 NM 14

15 Special Authorization 15

16 Category I, III, and III ILS SA CAT II AL or HUD to TD No CL or TDZ Lights 12 Charted / 38 Eligible RVR 300 RVR (97) AL or HUD to TD Full CAT II Facility 151 Candidates 1200 RVR 1000 RVR (12 SA) (40) (14) SA CAT I : HUD to DH No CL or TDZ Lights 256 Initial Candidates 2400 RVR 1400 RVR 1800 RVR (228 with (150) CL/TDZ) 100 ft DH 3 GS 150 ft DH AP, or FD or HUD to DA No CL or TDZ Lights 224 Charted 200 ft DH GS Antenna ~1000 ft from threshold 300 RVR Takeoff HUD on CAT III 300 RVR (14) Threshold ILS: Total 228 CAT I CAT II 105 CAT III ILS 452 CAT I CAT II 111 CAT III MALSR ALSF ft from threshold 17 min cockpit viewing angle 2011 forward SA CAT I 256 eligible now 28 need RVR install 150 need ILS upgrade 59 need both SA CAT II 38 eligible now* 48 need LOC ant. Upgrade($2.4 M)* 16 need Federal RVR install Aviation 256 need ILS upgrade *165% Increase in CAT II 16

17 Special Authorization (SA) CAT I 150 DH (RA), 1400 RVR CAT I minima Requires: HIRL and MALSR, SSALR, or ALSF Unrestricted CAT I ILS Use of HUD to DH OpSpec, MSpec, or LOA approval (C052) Will reduce CAT I mins at 162 CAT II/III runways 94 additional CAT I candidates 17

18 Proposed SA CAT I 18

19 Special Authorization (SA) CAT II TDZL, RCL, and ALSF-2 not required Requires: ILS flight checked to CAT II standards HIRL and MALSR, SSALR, or ALSF OpSpec/MSpec/LOA (C059) Chart Note: Reduced Lighting: Requires specific OpSpec, MSpec, or LOA approval and autoland or HUD to touchdown. 19

20 Proposed SA CAT II 20

21 Potential US Special Authorization CAT II 142 Additional Approaches 110 Additional Airports RVR Added Potential With No Additional RVRs Current Cat II Total Total 21

22 Potential Upgrades: Phase II (Cont d) Teterboro, NJ ILS replacement plus rollout RVR to allow SA CAT II on runway 6 CAT II conditions in TEB causes diversions to EWR Islip, NY ILS replacement to allow SA CAT II (1200 RVR) on runway 6 Priority for Southwest (HUD equipped fleet) Columbus, OH 2 additional RVR needed for SA CAT II approaches on 10L / 10R No Cat II/III 22

23 Combined EFVS/SVS SVS Primary Flight Displays Emerging EFVS Capabilities Today 23

24 HR 5900 and SMS John McGraw Deputy Director, Flight Standards Service Coby Johnson Manager, Operations Branch, Flight Technologies & Procedures John Duncan Manager, Air Transportation Division Mel Cintron Manager, General Aviation and Commercial Division Bob Tarter Vice President for Safety, Air Traffic Organization 24

25 Overview of HR 5900 Signed into law (Public Law ) August 1, 2010 Added numerous measures designed to improve aviation safety and pilot training Response to the Colgan Air 3407 accident Requires 3 task forces/multidisciplinary panels 8 reports to Congress, NTSB or FAA 7 new rules 25

26 Provisions of HR5900 Pilot Training Qualification Selection Professional development Fatigue Crew communication Voluntary programs Air carrier relationships Safety management systems FAA operations 26

27 Pilot Training By 31 July 2011: Multidisciplinary panel to assess and make training recommendations on: Initial and recurrent testing requirements; length of time between training events; classroom instruction requirements; credit for academic training; and crew leadership. NPRM to ensure part 121 carriers provide stall/upset recovery & remedial training Final rule by 30 July 2013 Task force to make recommendations on management responsibilities for pilot education, training standards, and performance 27

28 Pilot Training By 30 September 2011: FAA must issue crewmember and aircraft dispatcher training & qualification rule. By 30 November 2011: Multidisciplinary panel to suggest methods to improve pilot familiarity with stick pusher, icing, microburst, and windshear. 28

29 Pilot Qualification By 28 February 2011: NPRM requiring all part 121 pilots to have at least 1,500 hours of flight experience. Final rule by 30 July 2012 Within 36 months: Revise requirements for an Airline Transport Pilot (ATP) certificate. 29

30 Pilot Selection The FAA must create a comprehensive pilot record database for air carriers to track and review pilot work histories. 30

31 Pilot Professional Development By 30 July 2011: A task force to make recommendations on professional standards. Based on recommendations from an Aviation Rulemaking Committee (ARC), NPRM on part 121 crewmember mentoring and professional development programs. Final rule by July 30,

32 Pilot Fatigue The FAA must issue science-based regulations on flight time and rest requirements. NPRM by February 28, 2011 NPRM issued on September 14, 2010 Final rule by July 30, 2011 Part 121 air carriers must submit fatigue risk management plans within 90 days. The National Academy of Sciences must study the effect of commuting on pilot fatigue, with FAA to update regulations as necessary. Report by June 30,

33 Safety Management Systems By 30 November 2010 NPRM to mandate Safety Management Systems for part 121 air carriers. Final rule by July 30,

34 Other Provisions By 28 February 2011: Report to Congress on use of ASAP, FOQA, LOSA, and AQP; and develop a plan to facilitate ASAP and FOQA at all part 121 air carriers. By 30 July 2011: Implement plan for ASAP & FOQA for all part 121 carriers. Report on industry best practices for pilot pairing, & CRM. Task Force to make recommendations on mentoring and information sharing between air carriers. Anyone selling tickets for air transportation must disclose operator of the flight. 34

35 Other Provisions DOT must report annually on FAA s adoption of NTSB recommendations. DOT IG must assess FAA oversight of part 121 air carriers, FAA staffing and experience and surveillance responsibilities of FAA inspectors. FAA must make random annual inspections of part 121 air carrier that contract with another part 121 air carrier. 35

36 General Aviation Issues John McGraw Deputy Director, Flight Standards Service Coby Johnson Manager, Operations Branch, Flight Technologies & Procedures John Duncan Manager, Air Transportation Division Mel Cintron Manager, General Aviation & Commercial Division Bob Tarter Vice President for Safety, Air Traffic Organization 36

37 GA Accident Mitigation Intervention Strategies DATA RISK IDENTIFICATION AND MITIGATION OUTREACH AND ENGAGEMENT Top 10 (AVP) Amateur built Ag operations Alphabet groups Type clubs Manufacturers Insurance companies Academia FAASTeam Integrated safety communications PACE FIRC changes CFI renewal CFI forum Academia TRAINING SAFETY PROMOTION 37

38 Part 125/135 (ARC) Recommendations ARC made 167 recommendations to update part 125/135. Many of the Part 125 recommendations require rulemaking, but focus is on complying with HR FAA is exploring non-regulatory approaches to implementing some of the recommendations. 38

39 EASA Issues EASA issued a Notice of Proposed Amendment to require: Non-EU operators with aircraft based in the EU to register their aircraft. Pilots of those aircraft to obtain an EASA license. Non-EU commercial operators to obtain an operator certificate from EASA. Non-commercial operators to provide a declaration to EASA verifying that they comply with their country s pilot and aircraft certification requirements. 39

40 LOA/RVSM and Related Authorizations The LOA/RVSM working group has been looking for ways to reduce the paperwork and administrative burden on GA operators. The working group continues to explore options and should provide recommendations later this year. 40

41 Partnership for Safety John McGraw Deputy Director, Flight Standards Service Coby Johnson Manager, Operations Branch, Flight Technologies & Procedures John Duncan Manager, Air Transportation Division Mel Cintron Manager, General Aviation and Commercial Division Bob Tarter Vice President for Safety, Air Traffic Organization 41

42 Creation of Partnership for Safety 1 July 2010 FAA Administrator, PASS and NATCA Presidents introduced the Partnership for Safety GOAL: Identify safety issues before an incident or accident occurs 42

43 Partnership for Safety A collaborative, proactive effort to identify and mitigate safety concerns Two pronged approach (internal & external) Joint Management and Labor Risk Identification FAA facilities discuss safety concerns, then each management & labor team enters them into MITRE database for evaluation and prioritization Partnership for Safety Symposium, Aug. 17, 2010 First in a series of meetings to focus on solutions Senior delegates from industry, government and labor 43

44 External: August 17 Symposium Representatives from NATCA, PASS, FAA, the Aviation Industry, Pilot Unions, NTSB, Congress and other critical stakeholders Similar to Call to Action on Runway Safety Workgroups focused on ways to improve Operational Communications 44

45 Ideas from Breakout Sessions Hear-back/Read-back Focused on communication breakdowns between controllers and pilots Standard Phraseology Focused on communication errors that occur as a result of using nonstandard phraseology Similar Sounding Call Signs Similar sounding call signs have been a contributing factor to controllers misidentifying aircraft and pilots accepting clearances intended for other aircraft. This session explored what can be done to help prevent these errors. Sharing of Critical Information Serious errors can occur when transfer of critical information is impeded or non-existent and assumed. This session examined why these errors occur and develop solutions for addressing communication breakdowns. 45

46 What Controllers are Doing Awareness Campaigns i.e. Good practices for radio discipline Training Enhancements i.e. Make early runway assignments and minimize last minute changes for pilots to reduce confusion & info overload during taxi or on approach Visits to Flight Simulators United and US Airways 46

47 We Need Your Help Training enhancements Awareness campaigns Ideas for improving communications Feedback on ATC services how can we improve? 47

48 Questions 48

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