FORM G-37. Name of Regulated Entity: David Drown Associates, Inc. Report Period: Third Quarter of 2018

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1 Name of Regulated Entity: David Drown Associates, Inc. Report Period: Third Quarter of 2018 I. CONTRIBUTIONS made to officials of a municipal entity (list by state) None Complete name, title (including any city/county/state or other political subdivision) of municipal entity official Contributions by each contributor category (i.e., for purposes of this form, dealer, dealer controlled PAC, municipal finance professional, municipal finance professional controlled PAC, non-mfp executive officer, municipal advisor, municipal advisor controlled PAC, municipal advisor professional, municipal advisor professional controlled PAC, and non-map executive officer). For each contribution, list contribution amount and contributor category (disclose all applicable categories for each contributor). (For example, $500 contribution by non-mfp executive officer) If any contribution is the subject of an automatic exemption pursuant to Rule G-37(j), list amount of contribution and date of such automatic exemption. II. PAYMENTS made to political parties of states or political subdivisions (list by state) None Complete name (including any city/county/state or other political subdivision) of political party Payments by each contributor category

2 III. CONTRIBUTIONS made to bond ballot campaigns (list by state) A. Contributions None Official name of bond ballot campaign and jurisdiction (including city/county/state or other political subdivision) for which municipal securities would be issued and the name of the entity issuing the municipal securities Contributions, including the specific date the contributions were made, by each contributor category B. Reimbursement for Contributions List below any payments or reimbursements, related to any disclosed bond ballot contribution, received by each dealer, municipal finance professional, non-mfp executive officer, municipal advisor, municipal advisor professional, or non-map executive officer from any third party, including the amount paid and the name of the third party making such payments or reimbursements. None

3 IV. MUNICIPAL ENTITIES with which the regulated entity has engaged in municipal securities business or municipal advisory business (list by state) A. Municipal Securities Business None Type of municipal securities business (negotiated underwriting, private placement, financial advisor, or remarketing agent) City of St. Charles, St. Charles City of St. James, St. James City of St. Joseph, St. Joseph City of St. Martin, St. Martin City of Staples, Staples City of Starbuck, Starbuck City of Stephen, Stephen City of Stewart, Stewart City of Stewartville, Stewartville City of Swanville, Swanville City of Tonka Bay, Tonka Bay City of Tracy, Tracy City of Trimont, Trimont City of Twin Valley, Twin Valley City of Tyler, Tyler City of Upsala, Upsala City of Utica, Utica City of Vermillion, Vermillion City of Verndale, Verndale City of Vernon Center, Vernon Center City of Vesta, Vesta

4 City of Victoria, Victoria City of Villard, Villard City of Wabasha, Wabasha City of Wabasso, Wabasso City of Wahkon, Wahkon City of Walters, Walters City of Waltham, Waltham City of Wanamingo, Wanamingo City of Warren, Warren City of Warroad, Warroad City of Waubun, Waubun City of Welcome, Welcome City of Wheaton, Wheaton City of Willernie, Willernie City of Williams, Williams City of Winger, Winger City of Winnebago, Winnebago City of Winsted, Winsted City of Winthrop, Winthrop City of Wolverton, Wolverton City of Woodstock, Woodstock City of Wykoff, Wykoff City of Zumbro Falls, Zumbro Falls Clearwater County ED, Clearwater Dodge County, Mantorville, Dodge Dresbach Township Erdahl Township Farwell Kensington SD Fillmore County, Fillmore Grahams Lake Township Grant County, Grant

5 Jackson County, Jackson, Jackson Koochiching County, International Falls, Koochiching Lac qui Parle County, Lac qui Parle Lida Township Mantorville Township, Dodge MHC Morrison County, Little Falls, Morrison Mountain Lake School District MRWA - Finance Authority, Elbow Lake Pope County Pope County HRA Riverside Township Shell Rock River Watershed SEMMCHRA South Bend Township Stearns County HRA, Stearns Twin Lakes Township Vernon Township West Newton Township Wheaton School District Wilkin County, Wilkin Alexandria EDC, Alexandria Alexandria HRA, Alexandria Avon Township Beltrami County, Beltrami Benton County Economic Development, Benton Big Lake Sanitary District Blue Earth School District,

6 Blue Earth Chisago Lakes Joint ST Commission, Chisago Lakes Chisholm School District, Chisholm City of Ada, Ada City of Aitkin, Aitkin City of Akeley, Akeley City of Albany, Albany City of Alden, Alden City of Alpha, Alpha City of Alvarado, Alvarado City of Annandale, Annandale City of Argyle, Argyle City of Arlington, Arlington City of Ashby, Ashby City of Askov, Askob City of Avon, Avon City of Backus, Backus City of Badger, Badger City of Bagley, Bagley City of Balaton, Balaton City of Battle Lake, Battle Lake City of Baudette, Baudette City of Bayport, Bayport City of Belgrade, Belgrade City of Bellechester, Bellechester City of Big Falls, Big Falls City of Bigfork, Bigfork City of Biscay, Biscay City of Blackduck, Blackduck City of Blooming Prairie, Blooming Prairie City of Blue Earth, Blue Earth

7 City of Bowlus, Bowlus City of Braham, Braham City of Breckenridge, Breckenridge City of Brewster, Brewster City of Bricelyn, Bricelyn City of Brooten, Brooten City of Browerville, Browerville City of Brownton, Brownton City of Buckman, Buckman City of Butterfield, Butterfield City of Byron, Byron City of Caledonia, Caledonia City of Callaway, Callaway City of Canton, Canton City of Carlos, Carlos City of Carlton, Carlton City of Cass Lake, Cass Lake City of Center City, Center City City of Chatfield, Chatfield City of Clara City, Clara City City of Claremont, Claremont City of Clarkfield, Clarkfield City of Clearbrook, Clearbrook City of Climax, Climax City of Coleraine, Coleraine City of Conger, Conger City of Cook, Cook City of Crosslake, Crosslake City of Currie, Currie City of Cuyuna, Cuyuna City of Cyrus, Cyrus City of Dakota, Dakota

8 City of Dalton, Dalton City of Dassel, Dassel City of Dawson, Dawson City of DeGraff, DeGraff City of Deer River, Deer River City of Dexter, Dexter City of Dodge Center, Dodge Center City of Donnelly, Donnelly City of Dover, Dover City of Dunnell, Dunnell City of Eagle Lake, Eagle Lake City of East Gull Lake, East Gull Lake City of Echo, Echo City of Eden Valley, Eden Valley City of Elgin, Elgin City of Ellendale, Ellendale City of Elrosa, Elrosa City of Emmons, Emmons City of Erhard, Erhard City of Erskine, Erskine City of Eyota, Eyota City of Fairfax, Fairfax City of Fertile, Fertile City of Floodwood, Floodwood City of Foley, Foley City of Fosston, Fosston City of Rushford, Rushford City of Rushford Village, Rushford Village City of Saint Peter, Saint Peter

9 City of Sandstone, Sandstone City of Sebeka, Sebeka City of Sherburn, Sherburn City of Shorewood, Shorewood City of Slayton, Slayton City of Spicer, Spicer City of Spring Grove, Spring Grove City of Spring Valley, Spring Valley City of St. Augusta, St. Augusta City of Fountain, Fountain City of Frazee, Frazee City of Garfield, Garfield City of Gary, Gary City of Ghent, Ghent City of Gilbert, Gilbert City of Glencoe, Glencoe City of Glenwood, Glenwood City of Glyndon, Glyndon City of Goodhue, Goodhue City of Goodridge, Goodridge City of Graceville, Graceville City of Grand Meadow, Grand Meadow City of Greenbush, Greenbush City of Grove City, Grove City City of Grygla, Grygla City of Hackensack, Hackensack City of Hadley, Hadley City of Hallock, Hallock City of Halstad, Halstad City of Hampton, Hampton

10 City of Hanska, Hanska City of Harmony, Harmony City of Hartland, Hartland City of Hawley, Hawley City of Hayfield, Hayfield City of Hayward, Hayward City of Hendricks, Hendricks City of Hendrum, Hendrum City of Heron Lake, Heron Lake City of Hewitt, Hewitt City of Hill City, Hill City City of Hinckley, Hinckley City of Hitterdal, Hitterdal City of Hokah, Hokah City of Holdingford, Holdingford City of Holt, Holt City of Houston, Houston City of Howard Lake, Howard Lake City of Hoyt Lakes, Hoyt Lakes City of Isle, Isle City of Ivanhoe, Ivanhoe City of Jackson, Jackson City of Jeffers, Jeffers City of Karlstad, Karlstad City of Kasson, Kasson City of Kellogg, Kellogg City of Kensington, Kensington City of Kenyon, Kenyon City of Kerkhoven, Kerkhoven City of Kimball, Kimball City of La Salle, La Salle

11 City of Lafayette, Lafayette City of Lake Benton, Lake Benton City of Lake City, Lake City City of Lake Henry, Lake Henry City of Lake Park, Lake Park City of Lake St. Croix Beach, Lake St. Croix Beach City of Lake Wilson, Lake Wilson City of Lakefield, Lakefield City of Lakeland, Lakeland City of Lamberton, Lamberton City of Lanesboro, Lanesboro City of Lewiston, Lewiston City of Lilydale, Lilydale City of Little Falls, Little Falls City of Littlefork, Littlefork City of Lonsdale, Lonsdale City of Lucan, Lucan City of Lyle, Lyle City of Lynd, Lynd City of Mabel, Mabel City of Madison, Madison City of Madison Lake, Madison Lake City of Manchester, Manchester City of Mantorville, Mantorville City of Mapleton, Mapleton City of Mapleview, Mapleview City of Marble, Marble City of Mayer, Mayer City of Maynard, Maynard

12 City of Mazeppa, Mazeppa City of McIntosh, McIntosh City of Medford, Medford City of Meire Grove, Meire Grove City of Melrose, Melrose City of Middle River, Middle River City of Milaca, Milaca City of Milroy, Milroy City of Minneota, Minneota City of Minnesota Lake, Minnesota Lake City of Morristown, Morristown City of Morton, Morton City of Motley, Motley City of Mountain Lake, Mountain Lake City of Nashwauk, Nashwauk City of New London, New London City of New Richland, New Richland City of New Trier, New Trier City of New York Mills, New York Mills City of North Mankato, North Mankato City of Odin, Odin City of Ogema, Ogema City of Ogilvie, Ogilvie City of Oklee, Oklee City of Olivia, Olivia City of Onamia, Onamia City of Oronoco, Oronoco

13 City of Osakis, Osakis City of Oslo, Oslo City of Ostrander, Ostrander City of Park Rapids, Park Rapids City of Parker's Prairie, Parker's Prairie City of Paynesville, Paynesville City of Pelican Rapids, Pelican Rapids City of Pennock, Pennock City of Pequot Lakes, Pequot Lakes City of Peterson, Peterson City of Pierz, Pierz City of Pillager, Pillager City of Pine Island, Pine Island City of Pine River, Pine River City of Pine River, Pine River City of Plainview, Plainview City of Plummer, Plummer City of Preston, Preston City of Prinsburg, Prinsburg City of Racine, Racine City of Randall, Randall City of Ranier, Ranier City of Raymond, Raymond City of Redwood Falls, Redwood Falls City of Remer, Remer City of Revere, Revere City of Rice, Rice City of Richmond, Richmond City of Rockford, Rockford

14 City of Rockville, Rockville City of Rollingstone, Rollingstone City of Rose Creek, Rose Creek City of Royalton, Royalton C. Ballot-Approved Offerings Full name of the municipal entity and full issue description of any primary offering resulting from the bond ballot campaign to which each contributor category has made a contribution and the reportable date of selection on which the regulated entity was selected to engage in the municipal securities business or municipal advisory business. Full Name of Municipal Entity None Full Issue Description Reportable Date of Selection

15 Signature: electronic Date: Oct 4, 2018 Name (must be officer of regulated entity): Elizabeth Blakesley Address: 5029 Upton Avenue So., Minneapolis, Phone: x105 Submit to the Municipal Securities Rulemaking Board a completed form quarterly by due date (specified by the MSRB)