U.S. Coast Guard - American Waterways Operators Safety Report National Quality Steering Committee

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Am erican Waterways Operators August 05, 2015 Established Safety Metrics U.S. Coast Guard - American Waterways Operators Safety Report National Quality Steering Committee Towing Industry Safety Statistics 1994 2014 For 15 years the National Quality Steering Committee has used three measures to track overall trends in safety and environmental protection. These measures are presented annually at the summer meeting. While not all-encompassing, the measures are considered to be useful indicators of towing industry trends. The safety measures are: Crew fatalities per 0,000 towing industry workers. Gallons of oil spilled from tank barges per million gallons transported. The number of vessel casualties (overall or by incident severity). Since 2006, the Coast Guard has also tracked statistics on crew member injuries. This report includes summary statistics on crew member injuries for calendar years 2006-2014.

Crew Fatalities In 2014, there were four crew fatalities 1, which is the lowest number on record. There were a total of eight deaths reported to the Coast Guard, and four were directly related to towing vessel operations. The other four deaths were attributed to existing medical conditions or natural causes. Three crew fatalities were the result of crew members falling into the water. In one incident, a construction barge capsized resulting in three crew members going into the water and the subsequent drowning of one person. In two other incidents, a crew member went missing overboard one while the vessel was underway and one while the vessel was anchored. In both incidents, the crewmen were found some time later and their deaths were attributed to an unintentional fall overboard. The fourth crew fatality was the result of a crane barge striking a bridge, which caused the crane to collapse on the pilothouse of the vessel. Chart 1 shows the annual fatality count, the linear trend line, and the 5 year moving average for calendar years 1994 through 2014. 35 Chart 1: Crew Fatalities by Calendar Year (CY) 30 29 25 20 15 5 16 13 22 19 18 13 14 8 9 18 14 7 7 # of Fatalities 5 per. Mov. Avg. (# of Fatalities) Linear Number (# of of Fatalities) Fatalities Trend line, 5 year moving avg. Trend line, Linear 11 7 9 6 7 4 0 1994 1995 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 20 2011 2012 2013 2014 1 The death of a crew member serving onboard a towing vessel or barge is considered a crew fatality. Missing crew members are also recorded as crew fatalities. Deaths due to natural causes, and deaths of external parties, shipyard workers or shore-side workers are excluded from this measure. - 2 -

Chart 2 shows the distribution of crew fatalities by accident type. The largest number of crew fatalities is attributed to falls overboard (72 of 144, 50%). The next largest group of fatalities is attributed to asphyxiation (21 of 144, 14%). 80 70 72 Chart 2: Crew Fatalities by Accident Type (CY 1994 2014) 60 50 40 30 20 21 11 9 9 8 8 0 2 2 2 Chart 3 shows the number of fatalities resulting from falls overboard for CY 20 to 2014. While the annual number of fatalities for all accident types has gone down over the last five years, the number of fatalities due to falls overboard has remained nearly constant. Chart 3: Crew Fatalities due to Falls Overboard by CY 5 4 4 3 3 3 3 2 2 1 0 20 2011 2012 2013 2014-3 -

Crew Fatality Rate The crew fatality rate for 2013 was eight, and the projected crew fatality rate for 2014 is four. Chart 4 shows the crew fatality rate from 1994 to 2014. The crew fatality rate is calculated using the Mercer Model, which was developed with AWOfunded research. The denominator for this rate is derived from the number of towing vessels in operation, as reported by the U.S. Army Corps of Engineers (ACOE). The most recent data available is for calendar year 2013. The depicted 2014 rate is a projection based on the 2013 ACOE data. 40 Chart 4: Crew Fatalities per 0,000 FTE 2 by CY 35 34 30 27 25 23 22 21 20 15 18 16 12 14 15 8 16 8 8 12 8 * 2014 Rate is a projection based on 2013 FTE data. 7 8 5 4 0 1994 1995 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 20 2011 2012 2013 2014 The crew fatality rate can be used in comparisons with other industries. For example, the Bureau of Labor Statistics reports that in 2013 there were a total of 4,585 nationwide fatal work injuries which represents a continued year over year decrease from the 4,628 fatal work injuries reported in 2012. This also translates to a slightly lower fatality rate for all workers, including office workers, of 3.3 per 0,000 FTE 3. In 2013, 41% of the fatal occupational injuries were the result of transportation incidents. The worker fatality rate for the transportation sector was 14.4, with 59% of the transportation fatalities related to roadway incidents. 2 An FTE or Full Time Employee is the equivalent of one person working a 40-hour work week, for 50 weeks of the year. 3 http://www.bls.gov/iif/oshwc/cfoi/cfch0012.pdf, page 19, accessed 16 June 2015. - 4 -

Oil Spill Volumes According to Coast Guard records, 200,363 gallons of oil was spilled as a result of 85 tank barge pollution incidents in 2014. Chart 5 shows the oil spilled from tank barges from 1994 to 2014. Chart 5 Oil Spilled from Tanks Barges by CY The largest oil spill of 168,000 gallons (84% of the volume spilled in 2014) was the result of a collision between the freight ship SUMMER WIND and tank barge KIRBY 27706, which was being pushed by the UTV MISS SUSAN in the vicinity of the Texas City Y. If you remove this one significant event, then there would have been only 32,367 gallons of oil spilled, similar to 2012. The second largest spill of 30,240 gallons (15% of the total volume spilled in 2014) was the result of a collision between 20 dry cargo barges being pushed by the UTV LINDSAY ANN ERICKSON with two tank barges being pushed by the UTV HANNAH C SETTOON on the Lower Mississippi River. These two spills accounted for 99% of the total volume of oil spilled from tank barges for 2014. Table 1 shows the number of oil spills by spill size. Table 1 Oil Spills by Size for 2014 Gallons of Oil Spilled Number of Oil Spill Events (spill amounts in gallons) More than 00 2 (168k, 32k) 1 to 00 5 (630, 500, 200, 125, 1) 1 to 0 42 Less than 1 36-5 -

Oil Spill Rate Based on the ACOE data, the oil spill rate for 2014 is projected to be approximately one gallon of oil spilled per 373,000 gallons transported, or 2.68 gallons of oil spilled per million gallons transported. Chart 5 shows the oil spill rate from 1994 to 2014. The tank barge oil spill rate is calculated using a denominator from the annual U.S. Army Corps of Engineers (ACOE) publication Waterborne Commerce of the United States, Part 5, Table 2-3. The most recent complete data year of that publication is 2013. The 2014 value is a projection based on 2013 data. For 2013, the ACOE reported 273.1 million short tons, or approximately 74.9 billion gallons of oil transported by barge on U.S. waterways. That amount represents 83% of all oil carried on domestic waterways. The amount of oil transported by barge in 2013 increased by 20.7 million short tons or 5.7 billion gallons. This represents a 7.6% increase over 2012. Chart 5: Gallons of Oil Spilled by Tank Barges per Million Gallons Transported by CY Gallons of Oil Spilled per Million Gallons Transported While there has been an increase (+7.6 %) in the amount of oil transported by barge from 2012 to 2013 and the projected oil spill rate for 2014 (2.68) is a significant increase given the last five years of data, an oil spill rate of 2.68 is still very low given the volumes transported. Further, as noted previously, two marine casualties are responsible for 99% of the total volume of oil spilled in 2014. - 6 -

Vessel Incidents Charts 6 and 7 show all towing vessel incidents by the severity scale which was approved by the National Quality Steering Committee. Towing vessel incidents include all reportable marine casualties that involved any towing vessel or barge. Each incident is counted only once, regardless of the number of vessels involved. In 2014, 89% of towing vessel casualties were of the low severity type. Medium and high severity incidents represented 7% and 4% of all incidents, respectively. The severity scale description is provided at the end of this report. There was a slight decrease in all incidents, as well as medium and high severity incidents between 2013 and 2014. Chart 6: All Vessel Incidents by Severity and CY Chart 7: Medium and High Severity Incidents by CY - 7 -

Chart 8 shows the medium and high severity incidents for 2000 to 2014 by the first event 2. 32% of medium & high severity incidents began with an allision. Material failure was the first event in 20 % of marine casualties. Chart 8: Medium & High Severity Incidents by First Event (CY2000 to 2014) Incidents 2 The Coast Guard s information system is designed to document marine casualties as a series of events, with corresponding locations, involved vessels and other details. The First Event or Initiating Event is the first event in a sequence of events leading up to the casualty. - 8 -

Crew Member Injuries In 2005, the Coast Guard began documenting injury severity with each personnel casualty investigations. A description of the injury severity scale is provided at the end of this report. In 2014 there were 133 injuries to crew members where the vessel class or vessel service was either towing vessel or barge. The breakdown of injuries by severity is shown in Table 2, and 67% of injuries were classified as minor or moderate. In 2013, 68% of the injuries were classified as minor or moderate. In comparing serious, severe and critical injuries, there was an increase in these injuries between 2013 and 2014. Table 2 - Number of Injuries by Severity for CY 2014 Injury Severity Count 2 - Moderate 67 3 - Serious 32 1 - Minor 22 4 - Severe 11 5 - Critical 1 Grand Total 133 Chart 9 summarizes crew member injuries by severity, for calendar years 2006 2014. The data continues to show that almost three-quarters of injuries (72%) were minor or moderate in severity. Chart 9 - Injuries by Severity (CY2006-2014) - 9 -

Injury data may also be grouped by type of accident. Four accident types appear to account for most of the higher severity injuries: Fall onto surface, Line handling/caught in lines, Struck by moving object, and Crushed between objects. Chart : Injuries by Accident Type (CY2006 2014) - -

AWO Safety Partnership Severity Classes for Vessel Casualties Incident Severity Low Description Damage: $0 - $50,000 or not reported No injuries or deaths Pollution: 0 - gallons of oil spilled CG Casualty Class: None/Routine Medium Damage: $50,001-$250,000 No injuries or deaths Pollution: 11-00 gallons of oil spilled CG Casualty Class: Significant High Damage: $250,001 or more ANY injuries or deaths Pollution: 1,001 or more gallons spilled Casualty Class Serious or Major USCG Injury Severity Scale - 11 -