Minimizing the Cost of Delay for Airspace Users

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Minimizing the Cost of Delay for Airspace Users 12 th USA/Europe ATM R&D Seminar Seattle, USA Stephen KIRBY 29 th June, 2017

Overview The problem The UDPP* concept The validation exercise: Exercise plan Results Conclusions * User-driven prioritization process 2

The Problem 3

Problem Statement To maintain safety, the European air traffic flow management (ATFM) function can impose ground delay on some flights For ATFM, all flights are equal and are given delays in accordance with the first planned first served principle But for airspace users, all flights are unique Equity Reduce cost of delay Prioritise important flights Transparency Flexibility

Cost of Delay for Airspace Users Example delay-cost profile: Cost of delay Delay Profile is not linear because: PAX: connections, goodwill, Resource management: crew constraints, maintenance, airport curfews Each flight has a unique delay-cost profile Delay imposed on this flight 5

Current Situation Today there is already some limited prioritization of flights by airspace users: En-route swapping between 2 flights (Europe) Swapping flights in the pre-departure sequence at Paris Charles-de Gaulle airport (Europe) Ground Delay Program (USA) Airspace Flow Program (USA) In Europe, the prioritization measures are tactical reacting to capacity constrained situations (hotspots) 6

The UDPP Concept 7

The UDPP Concept Conceived for situations where demand exceeds capacity ( hotspot ) for arrivals or departures FDA Fleet delay apportionment SFP Selective Flight Protection Assign a numerical value to denote priority of a flight. Assign when building the schedule or during a hotspot Normal operations: - Every flight starts with 100 operating credits (OC) - Every airport starts with operating index (OI) = 100 Works by relative priority between your flights in the hotspot OI = (demand / capacity) x 100 Possible values: {1,2,3,4,5,6,7,8,9,Ba} 3 actions allowed: Prioritize (OC=OI) Accept baseline delay (OC=100) Suspend (OC=0) FDA and SFP can be used together, separately, or not at all 8

The UDPP Concept First you have to give before you get ( ration by effort ) UDPP acts on the schedule. Arrivals example: Arrival Prioritized Other What really schedule UDPP schedule influences happened A A A B E E C F D D D F E C C F B G G G B E.g. weather; en route ATC actions; unforeseen delays on departure; arrival manager. Equity is important don t penalize other airspace users 9

Expected Benefits Improvements over what s possible today: Strategic more time to plan and act Can prioritize the whole affected fleet at once Prioritization can be done during seasonal planning Airspace users are rewarded if cancellations are necessary Some expected performance impacts: Reduced costs of delay for airspace users Fewer missed PAX connections No negative impact on runway capacity 10

Exercise Planning 11

Platform and Prototype 12

Participation 4 teams of 2 airspace users (mostly dispatchers): Position Name Airspace User Type of Operation Suggested Goal Hub1 EEE Short / medium haul operations Protect single rotations (suspend multiple rotations / low load factors) Hub2 LLL Long haul Protect A380 operations and 747 flights (commercially important and protects airport) Hub3 XXX Short haul operations primarily connecting to/from CDG hub with remote regional outstations Protect single rotations where possible due limited rerouting options Low Cost HHH Point-to-point Ensure the following day starts on time without impact and aircraft are in place. Suspend flights (will be cancelled) to deliver this protection. Other Airlines OA N/a - the reference position N/a - the reference position 13

Scenarios and Runs Capacity Constraint Low Visibility Events Start Phase 1 Phase 2 No capacity Capacity Capacity constraint constraint: 0730- constraint: 0730-1130 1130 69 mov/hr 39 mov/hr 30 mov/hr OI = 100 OI = 150 OI = 194 De-Icing No capacity constraint Capacity constraint: 1545-1900 69 mov/hr 21 mov/hr OI = 100 OI = 191 Not played 6 solution scenarios: 2 different capacity constraints x 3 different concept solutions (FDA, SFP, FDA+SFP) 2 reference scenarios: 1 for low visibility, 1 for de-icing Only 1 run per scenario 14

Results 15

FDA Usage The impact of a given FDA priority on a flight s delay: 80 60 The higher the priority, the larger the delay reduction Change in Delay /minutes 40 20 0-20 -40 Mid-range values (4,5,6,7) were not popular -60-80 0 1 2 3 4 5 6 7 8 9 FDA Priority Value Assigned (Scenario: FDA only, low visibility) 16

SFP Usage Protected and UDPP-suspended flights: (Scenario: SFP only, low visibility) EEE could have prioritized one more flight but didn t wasted credit UDPP-suspended flights are heavily penalized 17

Volatility / Stability (Scenario: FDA only, low visibility) (Scenario: SFP only, low visibility) Change of Total Delay Following a Merge 6% 5% 4% 3% 2% 1% 0% -1% -2% -3% -4% -5% -6% EEE HHH LLL OA XXX Total Delay Change of Total Delay Following a Merge 28% 24% 20% 16% 12% 8% 4% 0% -4% -8% -12% -16% -20% -24% -28% Baseline 1 Merge_HHH1 Merge_LLL2 Merge_XXX3 Merge_EEE4 EEE HHH LLL OA XXX Total Delay FDA and SFP cause volatility in total delay for all airspace users SFP adds more delay to the user, but reduces delay from others 18

Punctuality (Scenario: FDA only, low visibility) (Scenario: SFP only, low visibility) 100% 90% 80% 70% 100% 90% 80% 70% 60% 60% Flights 50% 40% Flights 50% 40% 30% 30% 20% Baseline 1 20% Baseline 1 10% End Phase 1 10% End Phase 1 0% 0 10 20 30 40 50 60 70 80 90 100 110 120 130 0% 0 10 20 30 40 50 60 70 80 90 100 110 120 130 Delay /minutes Delay /minutes Definition: AOBT-SOBT <3 minutes SFP significantly improved punctuality, but FDA did not 19

Cost of Delay (Scenario: FDA only, de-icing) (Scenario: SFP only, de-icing) Decoupling of cost and delay for airspace user XXX No smooth downwards trend suggestive of an inefficient minimization process 20

Equity How Non-Participants Were Affected Airspace users that didn t use UDPP were impacted by the UDPP actions of others For FDA only and FDA+SFP scenarios, 70% flights received no extra delay or a reduction in delay Flights 100% 90% 80% 70% 60% 50% 40% SFP only produced the least negative impact on nonparticipants. 30% FDA 20% SFP 10% FDA+SFP 0% -16-14 -12-10 -8-6 -4-2 0 2 4 6 8 10 12 14 16 Delay Change /minutes (OA flights only, low visibility) 21

Conclusions 22

Conclusions Benefits: UDPP provides cost savings for airspace users SFP improves punctuality, but FDA does not Equity: UDPP actions affect those that don t use UDPP Generally, impacts are small the order of a few minutes Flights can be impacted by either an increase or decrease of delay Algorithms Total and individual flight delays are subject to some volatility this risks undermining the concept Hard to minimize delay cost with FDA by hand automation needed? 23

Conclusions: Future Work Improve the algorithm to reduce volatility and inequity Improve the cost model Assess UDPP in a more realistic operational environment: Add airport processes and constraints Add normal and abnormal network perturbations Let airspace users reroute or level cap, for example Let several airports use UDPP simultaneously Measure the impacts on other actors: Airports stand allocation, runway throughput Wider network congestion created by UDPP 24

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Questions? On this day in 1939 a Dixie Clipper completes 1st commercial plane flight from US to Europe 1965 USAF Capt Joseph Henry Engle reaches 85,530 m in X-15 2007 Apple s iphone released 26

Backup Slides 27

FDA FDA (proportion of Delay x Priority ) Original A1 A2 C1 B1 A3 C2 B2 B3 A4 B4 X1 X2 X3 X4 X5 FSFS Seq. A1 A2 C1 B1 A3 C2 B2 B3 A4 B4 X1 X2 X3 X4 X5 Baseline Delay Hotspot (baseline delay) 0 1 2 3 4 4 4 4 4 4 3 1 1 Priority B 9 1 FDA Seq. A1 A2 C1 B1 A4 C2 B2 B3 A3 B4 X1 X2 X3 FDA Delay 0 1 2 3 0 4 4 4 8 4 3 1 1 CoefPrio = Sum(Dly) / Sum(Dly*Prio) = 8/ ((9x4) + (4x1) )= 8/40 A3 delay = Prio*Dly * CoefPrio = 36 * 8/40 = 7.2 A4 delay = Prio*Dly * CoefPrio = 4 * 8/40 = 0.8

Selective Flight Protection Operating Credits Hotspot OI = 140 Suspend Suspend 300 Protect Protect Protect 200 100 100 60 20 120 80 Left-over credits Time Prohibited Area to respect equity

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