Agenda Item 5: Airspace Safety Monitoring Activities/Requirements in the Asia/Pacific Region

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International Civil Aviation Organization The Twenty-First Meeting of the Regional Airspace Safety Monitoring Advisory Group (RASMAG/21) Bangkok, Thailand, 14-17 June 2016 Agenda Item 5: Airspace Safety Monitoring Activities/Requirements in the Asia/Pacific Region AIRSPACE ANALYSIS FOR THE INCHEON FIR AKARA CORRIDOR INTERFACE WITH SHANGHAI/FUKUOKA/TAIBEI FIRS (Presented by United States/PARMO) SUMMARY This working paper presents an analyses of the Large Height Deviation (LHD) hot spot area identified at the RASMAG/20 meeting. The Incheon FIR AKARA Corridor interface with Shanghai/Fukuoka/Taibei FIRs was identified by RASMAG/20 as one of the LHD Hot Spot Areas with the PARMO, China RMA, JASMA, MAAR as the RMAs assigned to this task. This paper provides an initial investigation into the operations conducted in this area. 1. INTRODUCTION 1.1 This working paper contains an examination into the operations conducted within the Incheon FIR AKARA Corridor interface with Shanghai/Fukuoka/Taibei FIRs. The PARMO, China RMA, JASMA and MAAR contributed the December 2014 Traffic Sample Data (TSD) for this area and is used in the paper. 1.2 The RASMAG/20 Meeting (reference 1) developed Draft Conclusion RASMAG/20-4: Asia/Pacific LHD Hot Spot Action Plans. The details of this conclusion are as follows: Draft Conclusion RASMAG/20-4: Asia/Pacific LHD Hot Spot Action Plans That, the following Regional Monitoring Agencies (RMAs), States and ATC units should take urgent action* to establish a scrutiny group or an alternate means to address the following Large Height Deviation (LHD) hot spot areas and present Action Plans and details of progress made to the ICAO Regional Office, prior to 01 January 2016: a) MAAR, India, Myanmar and Malaysia Kolkata/Chennai FIRs interface with Yangon/Kuala Lumpur FIRs; b) PARMO, China RMA, JASMA, MAAR, China, Japan, Republic of Korea and Taibei Area Control Centre (ACC) Incheon FIR AKARA Corridor interface with Shanghai/Fukuoka/Taibei FIRs; c) China RMA, MAAR, China and Hong Kong China Hong Kong FIR interface with Guangzhou/Sanya FIRs; d) MAAR, AAMA, JASMA, Hong Kong China, Indonesia, Japan and the Philippines Manila FIR interface with Fukuoka/Hong Kong China/Singapore/Ujung Pandang FIRs; and e) China RMA, MAAR, China and Pakistan Urumqi FIR interface with Lahore FIR. *Action should be taken as soon as practicable, even prior to APANPIRG/26 if possible.

Note: the RMAs in bold were expected to take the lead in organising the scrutiny groups or alternative means to address the issues. 1.3 The third meeting of the RASMAG Monitoring Agency Working Group (MAWG/3) met in December 2015 in Canberra, Australia. The group discussed the RASMAG/20-4 draft conclusion regarding the Asia Pacific Hot Spot Action Plans and determined that a more complete assessment of the AKARA area is needed. The PARMO agreed to coordinate with China RMA, MAAR and JASMA to develop a detailed safety assessment for the AKARA corridor and provide the report RASMAG/21. This working paper contains the detailed safety assessment for the AKARA corridor. 2. DISCUSSION 2.1 The AKARA Corridor is the name used to refer to the airspace involving four FIRs, specifically Fukuoka, Incheon, Taibei, and Shanghai. Figure 1 contains a chart of the FIRs relevant to the AKARA corridor. Figure 1. FIR Chart for the AKARA Corridor 2.2 The on-going safety monitoring for the AKARA Corridor airspace is conducted separately by four Asia Pacific RMAs: China RMA (Shanghai FIR), JASMA (Fukuoka FIR), MAAR (Taibei FIR) and PARMO (Incheon FIR). Each of these RMAs provided the 2014 traffic sample data (TSD) to PARMO for this analysis. Each TSD provide the observed traffic within the FIR for which the RMA has responsibility. 2.3 Know Your Airspace Analysis 2.3.1 The TSD were examined individually and then a combined TSD was analyzed. Table 1 provides basic statistics for each TSD representing the AKARA area. The statistics provided in Table 1 suggest that the northern portion of the AKARA Corridor experiences smaller flight counts in comparison to the flight counts observed in the southern portion of the airspace. 2

Table 1. TSD Available for the AKARA Corridor Name of TSD FIR Number of Flights in December 2014 Incheon Dec 2014 TSD PARMO Shanghai/AKARA Dec 2014 TSD China RMA Fukuoka/AKARA Dec 2014 TSD JASMA Taibei FIR Dec 2014 TSD MAAR Average Number of Flights per Day Number of Flights in TSD After Filter Applied Incheon FIR 4,166 134 4,135 Subset of traffic in Shanghai FIR Subset of traffic in Fukuoka FIR 4,107 132 4,107 22,023 710 20,228 Taibei FIR 35,339 1,140 35,332 2.3.2 Figure 2 provides the locations of all aircraft positions provided in the individual TSD. It is noted that the minimum requirements for aircraft position data within the TSD are the entry and exit aircraft positions. The ANSP may provide additional aircraft position data, which might include intermediate positions within the FIR if these data can be made available. 2.3.3 The TSD were filtered for aircraft positions within the airspace bounded by latitudes 20N to 40N and by longitudes 115E to 135E and flight levels greater than or equal to FL280. This filter results in slightly fewer flights within each FIR as shown in the last column of Table 1. Figure 2. All Provided Aircraft Positions within 2014 TSD 2.3.4 The individual TSD were combined to form a single TSD for the AKARA Corridor. The number of flight operations observed in the combined TSD from December 2014 is 52,290 flights or approximately 1,686 flights per day. However, 16,998 of these flights had only one position in the 3

combined TSD. The flying hours calculated from the remaining 35,292 flights was 28,167 flight hours during December 2014 which equates to an annual estimate of approximately 338,000 flight hours. Figure 3 shows the aircraft tracks as provided in the available TSD data for each unique flight observed in the combined TSD. Figure 3. Combined TSD - 2014 2.3.5 The combined TSD for the AKARA Corridor was further analyzed to assess the characteristics of the airspace, such as the observed aircraft types, city-pair combinations, and operators within the airspace. 2.3.6 Figure 4 shows the top 20 aircraft types observed in the combined TSD by flying time. These aircraft types represent almost 98 percent of the flying hours observed in the combined TSD. The top five aircraft types; A333, B738, A320, A321, and B744 represent over 55 percent of the flying hours in the AKARA Corridor. 4

Figure 4. Top 20 Aircraft Types 2.3.7 The combined TSD yielded 736 unique city pairs. A unique city pair consists of two different aerodrome locations observed in the combined TSD. The count of flight operations by city pair includes both directions of the city pair, e.g. the count of flight operations for the Hong Kong Taibei (VHHH RCTP) city pair includes flight operations traveling from Hong Kong to Taibei and flight operations traveling from Taibei to Hong Kong. 2.3.8 The top 20 city pairs observed in the combined TSD are shown in Table 2. These twenty city pairs represent over 35 percent of the flight operations in the combined TSD. The top two city pairs, representing over 9 percent of the observed traffic are Hong Kong/Taibei and Hong Kong/Incheon. Table 2. Top 20 Observed City Pairs in Combined TSD Aerodrome1 City Aerodrome2 City Count Percent Code Code VHHH Hong Kong RCTP Taibei 3,001 5.7% VHHH Hong Kong RKSI Incheon 1,817 3.5% RJBB Kansai ZSPD Shanghai 1,128 2.2% Pudong RJAA Narita ZSPD Shanghai 1,116 2.1% Pudong RCTP Taibei RJAA Narita 1,026 2.0% RCTP Taibei RJBB Kansai 945 1.8% VTBS Bangkok RKSI Incheon 858 1.6% RCTP Taibei WSSS Singapore 787 1.5% RJAA Narita VHHH Hong Kong 751 1.4% RCTP Taibei ZSPD Shanghai 747 1.4% Pudong RKSI Incheon ZSPD Shanghai 731 1.4% Pudong RJBB Kansai VHHH Hong Kong 726 1.4% 5

Aerodrome1 Code City Aerodrome2 Code City Count Percent RCKH Kaohsiung VHHH Hong Kong 715 1.4% RCTP Taibei VMMC Macao 685 1.3% RKSI Incheon RCTP Taibei 656 1.3% RKSI Incheon RPLL Manila 647 1.2% VVNB HaNoi RKSI Incheon 573 1.1% Vietnam WSSS Singapore RKSI Incheon 562 1.1% RCTP Taibei VTBS Bangkok 549 1.0% PANC Anchorage VHHH Hong Kong 512 1.0% 2.3.9 Table 3 provides the top twenty-five operators in terms of number of operations in the combined TSD. These twenty-five operators represent over 78 percent of the observed operations in the combined TSD. The top 3 operators shown in Table 3, China Airlines (CAL), EVA Airways (EVA), and Cathay Pacific Airways (CPA), represent more than 25 percent of the observed operations. The proportion of International General Aviation (IGA) and State operations observed in the combined TSD were 0.5 and 0.1 percent, respectively. Table 3. Top 25 Observed Operators in Combined TSD Operator Operator Name Count Percent CAL China Airlines 5,741 11.0% EVA EVA Airways 4,315 8.3% CPA Cathay Pacific Airways 3,471 6.6% KAL Korean Air 3,274 6.3% ANA ANA All Nippon Airways 2,974 5.7% CES China Eastern Airlines 2,721 5.2% AAR Asiana Airlines 2,625 5.0% JAL Japan Airlines 1,856 3.5% CCA Air China 1,549 3.0% CSN China Southern Airlines 1,372 2.6% HVN Vietnam Airlines 1,331 2.5% THA Thai Airways 1,205 2.3% TNA Trans Asia Airways 1,020 2.0% HDA Dragonair 878 1.7% MDA Mandarin Airlines 835 1.6% FDX Federal Express Corporation 775 1.5% HKE Hong Kong Express Airways 728 1.4% JJA Jeju Air 641 1.2% JNA Jin Air 615 1.2% UPS United Parcel Service Company 601 1.1% AMU Air Macau 569 1.1% SIA Singapore Airlines 486 0.9% CRK Hong Kong Airlines 477 0.9% 6

Operator Operator Name Count Percent CQH Spring Airlines 461 0.9% PAL Philippine Airlines 440 0.8% 2.3.10 Table 4 shows the observed route usage for the top 10 routes in terms of observed counts specified in the combined TSD for calendar year 2014. It is noted that the TSD format requires only entry and exit information for each flight. Some of the individual TSD provide additional intermediate aircraft positions for each flight, in these samples, most flights were observed to be operating on more than one route. Therefore, the route usage may be somewhat skewed due to the differences in the individual TSD. Table 4. Route Usage Observed in Combined TSD Top 10 in terms of Provided Aircraft Positions in Combined TSD Airway Percent Aircraft Positions on Airway in Combined TSD A593 22.2% DCT/Fix Info Provided Only 12.2% B576/Y722 10.9% Y711 9.5% A586/Y579 4.6% M750 4.4% Y60 4.1% A1 2.8% Y23 2.7% Y81 2.5% 2.3.11 The data provided in Table 4 shows that the airway A593 contains the most traffic in the combined TSD. Airway A593 is an east-west route between within the Shanghai, Incheon, and Fukuoka FIRs. Figure 5 provides the location and fixes on airway A593 (source: https://skyvector.com/). The Y711, Y722/B576, A586/Y579 airways are north-south routes that intersect airway A593. 2.3.12 Figure 6 provides the observed flight level usage for airway A593 for all fixes. There is evidence of a flight level allocation scheme (FLAS) in the results shown in Figure 6. All the flight level information provided in the individual TSD were in units of feet, these data were rounded to the nearest whole flight level in Figure 6. 7

Figure 5. Airway A593 (source: https://skyvector.com/) Figure 6. Observed Flight Level Usage on Airway A593 in Combined TSD 2.4 Initial Risk Analysis for the AKARA Corridor Airway A593 2.5 The combined TSD is utilized to provide an initial risk analysis for traffic operating on airway A593. The initial goal is to determine the maximum tolerable number of LHD minutes allowed in order to meet the target level of safety (TLS). The vertical collision risk model (CRM) parameters estimated for this airspace are provided in Table 5. Parameter Symbol ΔV Table 5. Vertical CRM Parameter Estimates for AKARA Corridor Parameter Definition Parameter Source for Value Value Average relative along-track speed 38.3 knots Value used in Incheon RVSM between aircraft on same direction routes V Average absolute aircraft ground 480 knots Value used in Incheon RVSM 8

Parameter Symbol y z P z (0) Parameter Definition speed Average absolute relative cross track speed for an aircraft pair nominally on the same track Average absolute relative vertical speed of an aircraft pair that have lost all vertical separation Probability two aircraft at the same nominal level are in vertical overlap Parameter Value Source for Value 5 knots Value used in Pacific RVSM 1.5 knots Value used in Pacific RVSM 0.42 Value used in Pacific RVSM λ x Average aircraft length (NM) 0.029 NM Based on combined TSD λ y Average aircraft wingspan (NM) 0.027 NM Based on combined TSD λ z Average aircraft height (NM) 0.008 NM Based on combined TSD E z (same) Same direction vertical occupancy value 0.1766 Based on combined TSD for operations on Airway A593 E z (opp) Opposite direction vertical occupancy value 0.0532 Based on combined TSD for operations on Airway A593 2.6 The same and opposite direction occupancy values were estimated from the combined TSD for traffic observed in airway A593. Based on these values, the maximum number of LHD minutes allowed in order to meet the TLS is 41 minutes. The PARMO plans to assess the crossing traffic on airway A593 as well as the remaining traffic provided in the combined TSD. 2.7 The PARMO would like to thank the China RMA, JASMA, and MAAR for providing the needed TSD information used in this analysis. 3. ACTION BY THE MEETING 3.1 The meeting is invited to: a) note the information contained in this paper; and b) discuss any relevant matters as appropriate.. 9