DATABASE: INVESTMENT PROJECTS AND SALE OF NATIONAL ASSETS Third Quarter 2017 Last update August 2017 (*) Source:, Seace, journals Estudio Rosselló soc. Civil de Resp. Ltda, Lima 2014. All rights reserved. For the purposes set forth in article 18 from Legislative Decree 822, approving the Copyright Act, Estudio Roselló Soc. Civil de Resp. Ltda expressly opposes to the utilization of the content in this work without express consent, publication and processing of this publication. Any sort of transformation, modification, exploitation, reutilization, publication and processing of this work can be done only with Estudio Roselló Soc. Civil de Resp. Ltda. Express and prior consent.
I PPP projects and Concessions () - These are projects to create, develop, improve, operate or maintaun public infrastructure, provide public services and/or render related services. - It can be accessed through public or privater initiative, depending if the project is originated in the public or the private sector. - Private Initiatives (PI) can be proposed by national or foreign companies, consortium of these companies, or consortium of people Private Initiatives can be: a) Self-sustaining: Financed by fees paid by users or prices, toll or similar modality to return the investment, not requiring public resources for co-funding. b) Co-financed: Those needing co-funding or the granting or contracting of financial or non-financial guarantees, and has a significant likelihood of requiring the use of public services N PROJECT ORGANISING AND EXECUTING ENTITY LOCATION CURRENT STATUS Estimated INVESTMENT US$ MILLIONS (*) MODALITY AND COMMENT LAND TRANSPORT 1 Longitudinal of the Sierra road project, Section 4: Huancayo-Izcuchaca-Mayocc- Ayacucho/Ayacucho-Andahuaylas- Puente Sahuinto/Dv. Pisco - Huaytará - Ayacucho JUNÍN, HUANCAVELICA, AYACUCHO, APURÍMAC and ICA Estimated award date: Second semester of 2017, US$ 446,000,000.00 CO-FINANCED. The project comprises the rehabilitation and the upgrading works (117 km), regular intital maintenance (498km) and operation and continuous maintenance iin order to keep the road under established service levels. 2 Anillo Vial Periférico, the project looks for implementing a highway of 33.2 Km. of length, from the intersection with Elmer Faucett avenue with Canta Callao avenue to Av. Circunvalación, allowing to optimize the connections between the districts of the north and east areas with the rest of the metropolitan area. The influence scope of the project is one (1) district of the constitutional province of Callao, and eleven (11) districts of Metropolitan Lima from which five (5) are located in the North area of the conurbation of Lima (San Martín de Porres, Los Olivos, Independencia, Comas and San Juan de Lurigancho) and six (6) are in the East area (Lurigancho, El Agustino, Santa Anita, Ate Vitarte, La Marina and San Luis). Under evaluation CO-FINANCED: Concession to implement a highway of 33.2 Km. of length, from the intersection with Elmer Faucett Avenue with Canta Callao avenue to Av. Circunvalación, with the purpose to consolidate part of the Multimodal Axis Amazonas Centro in the section comprised in the Metropolitan Lima surrounding; likewise, it intends to be an urban alternative to the Evitamiento road for users and to improve the functional efficiency of the road system of Metropolitan Lima. 3 Sierra Road Concession. The private initiative whose goal is to maintain, operate and put in top condition the road Dv. Conococha Conococha y Conococha - Huaraz - Caraz; and rehabilitation, operation and maintenance service of the Yungay and the Laguna de Llanganuco road stretch. In the provinces of Huaylas, Yungay, Carhuaz, Huaraz, Recuay and Bolognesi in the Departament of Ancash, and the Province of Barranca in the Depatment of Lima. Under evaluation SELF-SUSTAINING: to maintain, operate and put in top condition the road Dv. Conococha Conococha y Conococha - Huaraz - Caraz; and rehabilitation, operation and maintenance service of the Yungay and the Laguna de Llanganuco road stretch. 4 Concession for the Pan-American highway EMP. PE-EN (DV. LAS VEGAS) - TARMA - LA MERCED - PTE. RAITHER - VILLA RICA - DV. PUERTO BERMÚDEZ - CIUDAD CONSTITUCIÓN - VON HUMBOLDT/PTE. RAITHER - DV. SATIPO - PUERTO OCOPA The departments of Junin, Huanuco, Pasco and Ucayali and connects the cities of Tarma, La Merced, Villa Rica, Puerto Bermudez and Von Humboldt, in the center of the country; Also, the interface with the National Route 5S, and thereby Pichinaqui cities, Satipo, Puerto Ocopa. Admitted SELF-SUSTAINING: the proposal is to grant a 25-year concession for the design, construction, operation and maintenance of the road between the towns of Tarma, La Merced, Villa Rica, Puerto Bermudez, Von Humboldt, and Puerto Ocopa Satipo, in the central part of the country. 5 Longitudinal of the Sierra road project, Section 5: Cusco y Puno. Cities: Urcos, Combapata, Sicuani, Puno, Ilave and Desaguadero To be called. The modified assessment report was submitted and returned to the MTC with the purpose of adequation to the Legislative Decree (DL 1224) Cofinanced: 25 years, 422 Km. ELECTRICITY 6 Quillabamba Thermal Power Plant CUSCO Estimated award date: 09.05.2017 US$ 180,000,000.00 SELF-SUSTAINING. Competition Factor:. The Investment Commitment term of the Contract will be 20 years, beginning as of the launch of the thermal central commercial operation. 2
7 220 Kv Tintaya - Azangaro Transmission Line CUSCO AND PUNO The called was published on 15/02/2017. The award and publication of the Final Version of the Contract shall be during the third quarter of 2017, and the Bid Submission and Project Award shall take place 30 calendar days after awarding the Final Version of the Contract. US $ 58,900,00.00 SELF-SUSTAINING:the design, financing, construction, operation, and maintenance of the Power Line. The concession period is 30 years, plus the construction term that would comprise (36) months as from the Closure Date. At the end of the concession period, the Power Line shall be transferred to the Peruvian State. 8 Aguaytía-Pucallpa 138 kv Electric Transmission Line (second circuit) UCAYALI The Offers submission and award was made in May 19, 2017 and the awardee was TERNA PLUS S.R.L.. The project closing date is scheduled for September 05, 2017. US$ 37,27,000,000.00 SELF-SUSTAINING: The concession will be granted as a Comprehensive Project Tender, id est., the Concessionaire will be tasked with the design, finance, construction, operation and maintenance of the Project. The project will be transferred to the Peruvian Government at the end of the concession period. The concession period will be 30 years, plus the construction period, which will be 36 months as of the Date of Closure. 9 500kV Mantaro - Nueva Yanango - Carapongo Connection and associated sub stations AND 500 kv Nueva Yanango - Nueva Huanuco connection and associated sub stations HUANCAVELICA, JUNÍN AND LIMA; PASCO, HUANUCO AND ANCASH. The Call for Proposals was published on January 25th, 2017. The delivery and publication of the Final Version of the Contract and proposals presentation and Award will be carried out the fourth quarter of 2017. US$ 276.5 00,000.00 US$ 232.600,000.00 SELF-SUSTAINING: The concession will be granted in the form of Integral Project Tender, that is, that the Successful Bidder will be responsible for the design, financing, construction, operation and maintenance of the Projects. At the end of the concession term, the Projects will be transferred to the Peruvian State. 10 Electrical Substation Nueva Carhuaquero CAJAMARCA, AMAZONAS, SAN MARTIN US$ 10.000,000.00 11 Strengthening a 1000 MVA of the T.L Carabayllo Chimbote Trujillo 500 Kv Strengthening a 1000 MVA of the T.L Carabayllo Chimbote Trujillo 500 Kv LA LIBERTAD US$ 64.000,000.00 12 New Sub Station La Planicie 500/200Kv LIMA 13 Modernization of the streetlight in city of Arequipa Arequipa Under evaluation SELF-SUSTAINIG. Agreement subscription for the updating, extension and maintenance of the streetlight for a period of 15 yeas from the subscription of the aforementioned agreement. RAILWAYS 14 Huancayo - Huancavelica Railway JUNIN AND HUANCAVELICA IV QUARTER 2017. US$ 220,000,000.00 CO-FINANCED. The project comprises the execution of the rehabilitation works needed along the railway (128.7km) and subsequently to operate and maintain. 15 Line 3 of the Metro Network LIMA AND CALLAO CO-FINANCED. Elaboration of the definitive studies of engineering (design), financing, construction, electromechanical equipment, acquisition of rolling stock, operation and maintenance of the road, of approximately 32 km of length. 16 Line 4 of the Metro Network LIMA AND CALLAO CO-FINANCED. Elaboration of the definitive studies of engineering (design), financing, construction, electromechanical equipment, acquisition of rolling stock, operation and maintenance of the road, of approximately 30 km of length. HYDROCARBONS 17 Massive Use of Natural Gas - Distribution System through a Natural Gas Grid Across The Regions of Apurimac, Ayacucho, Huancavelica, Junin, Cusco, Puno and Ucayali. APURIMAC, AYACUCHO, HUANCAVELICA, JUNÍN AND CUSCO, PUNO AND UCAYALI The fourth version of the concession contract is under elaboration US$ 350,000,000.00 SELF-SUSTAINING. Design, financing, construction, operation, maintenance and transfer to the Peruvian State the Distribution System of Natural Gas via Pipeline Networks in the cities of Andahuaylas, Abancay, Huamanga, Huanta, Huancavelica, Huancayo, Jauja, Cusco, Quillabamba, Juliaca, Puno and Pucallpa that are located in the Regions of Apurímac, Ayacucho, Huancavelica, Junín, Cusco, Puno y Ucayali. 18 Liquid Petroleum Gas Supply System for Lima and Callao LIMA AND ICA Estimated Award Date:The sixth version of the concession contract is under elaboration. US$250,000,000.00 SELF-SUSTAINING. Design, finance, construction, operation and maintenance of an LPG transport system from the producer (Pisco) to the South of Lima. 19 Integrated System to transport gas to the Southern areas of Peru CUSCO, AREQUIPA Y MOQUEGUA Updating information CO-FINANCED. Grant in concession the design, financing, construction, operation, maintenance and transfer to the State. its area of influence is the regions of Cusco, Arequipa, and Moquegua. 3
REAL STATE 20 Public Auction of a Property owned by the FCR located in Cercado de Lima LIMA The actuio was held on May 3rd, 2017 resulting "UNAWARDED". It will soon be called for Sale USD$ 700,000.00 AUCTION. Property named "San Martin", located at Av. Guillermo Dansey N 152 to 162, District of Cercado de Lima, Province and Department of Lima 21 Second Public Auction of a Property owned by the FCR located in Lima and Miraflores LIMA The actuio was held on July 18th, 2017 both premises resulting "UNAWARDED". It will soon be called for Sale Floor price: To be determined AUCTION. Property named "Nicolás de Piérola", located at Av. Nicolás de Piérola N 508 to 540, and Av. Garcilaso de la Vega N 711 to 795, District, Province and Department of Lima. Property named "Lord Nelson", located at Calle Almirante Lord Nelson Nº 236, 240, 244, District of Miraflores, Province and Department Lima. 22 Direct Sale of Two Properties owned by Fondo Consolidado de Reservas Previsionales - FCR LIMA No bidders appeared at the Direct Sales. Direct sales will soon be called. Floor price: USD$ 260,000.00 Property on Jr. Gamarra 705, Store 301. Floor price. USD$ 64,000.00 Property on Av. Arica S/N Urbanización Tumbes AUCTION. Property on Jr. Gamarra 705, Store 301, district of Cercado de La Victoria, province and department of Lima. Property on Av. Arica S/N Urbanización Tumbes, Club de Jubilados (Seniors' Club), district, province and department of Tumbes. 26 Assets of Fishing Complex LA PUNTILLA (Complejo Pesquero La Puntilla) ICA Under legal ordering process of the land. To be called. The Ministry of Production PRODUCE, is the current owner of the property called "Complejo Pesquero La Puntilla", which will be transfered accordingly under the modality established in items a) and/or c) from article 2 of the LEgislative Decree N 674. Area: 28 Ha., 7,976.00 m². 27 Ancon Industrial Park LIMA FIRST QUARTER 2018 The AIP Project consists of developing a modern area for industrial businesses of different sizes in Lima, operating under international standards, 28 Lobitos Camp PIURA Waiting for the Sector instruction on the continuity of the process 's Steering Council approved the incorporation of the project into the private investment promotion process. The areas that will be subject of Surface Rights have been defined and the characteristics and mode of award will be soon approved. 4
PROJECT ORGANISING AND EXECUTING ENTITY LOCATION CURRENT STATUS ESTIMATED INVESTMENT US$ MILLIONS (*) MODALITY AND COMMENTS CAPITAL MARKET 29 Sale of Stocks Agroindustrial Company Cayaltí S.A. NOT APPLICABLE Tender of the offer March 15th, 017 Public Sale offer Transfer 4 155,559 state-owned shares which corresponds to FONAFE. Empresa Agroindustrial Cayaltí S.A.A.is a company engaged in the cultivation of cotton, sugar cane and tobacco. It also produces brown sugar. It commercialize its products through distributors and retailers in the domestic market. 30 Sale of Shares: Clinica Internacional S.A NOT APPLICABLE The call will be made once the supreme resolution that ratifies the agreement of Proinversión's Steering Council that approves the plan of promotion, will be published. Public Auction Sale of shares with the minimum participation of the State which represents FONAFE on behalf of the State in the Clinica Internacional S.A. company. 31 Sale Shares. Xtrata Tintaya S.A. and Xtrata Las Bambas NOT APPLICABLE The call will be made once the supreme resolution that ratifies the agreement of Proinversión's Steering Council that approves the plan of promotion, will be published. Sale of shares with the minimum participation of the State which represents FONAFE on behalf of the State in the Xstrata Tintaya S.A y Xstrata Las Bambas company 32 Sale of Shares - Norsac S.A. NOT APPLICABLE The call will be made when the supreme resolution that ratifies the agreement with the Board of Directors that approves the plan of promotion will be submitted. Sale of shares with the minimum participation of the State which represents FONAFE on behalf of the State in the Norsac SA company. 33 Sale of Shares of Empresa Agroindustrial Pomalca S.A.A. (remaining balance) NOT APPLICABLE To this date the sale is still pending based on the conditions to be approved by the Board of Directors Sale of the remaining balance of 11'447,212 shares, wich will be sold under the mechanism of continuos trading on the Stock Exchange. MINING 34 Huayday Ambara Mining Prospect LA LIBERTAD Estimated Award date: Currently suspended. US$ 8,000,000.00 Deposit with an area of 2,992 ha, where significant coal resources have been identified, and which is located in a mining district where significant metal production mining operations are being performed such as: Alto Chicama, Sayapullo, Igor, and Cascajal among others. Huayday Ambara offers good exploration potential for gold and other metallic substances.. 35 Michiquillay Copper Deposit CAJAMARCA Under evaluation The assest included in the project and to be tranfered to the awardee are the ownership of the 18 mining concessions located in Michiquillay, in the district of La Encañada. 36 Michiquillay Remnants Mining Project CAJAMARCA Estimated award date: to be determined. Mining concessionn with an estimated of 14,927.95 ha (2 remaining concessions of Michiquillay project). This deposit has limestone reserves in three geological formations, with estimated resources of about 4,283 million tonnes, this amount could increase after further studies. The quality of calcareous rocks is good exceeding 97% of CaCO3 with low content of impurities mainly SiO2, AI2O3. Fe203, MgO and other. 37 Colca Mining Project APURIMAC The call for tender is scheduled for the second quarter of 2017 and it will be held after social acceptance of the promotion process. The project comprises the development of mineral exploration to identify the potential of the mining site and determine the economic viability for its future exploitation. 38 Jalaoca Mining Project APURIMAC The call for tender is scheduled for the third quarter of 2017 and it will be held after social acceptance of the promotion process. The Jalaoca Mining Project comprises the development of mineral exploration to identify the potential of the mining site and determine the economic viability for its future exploitation. 5
PORTS 39 Upgrading and Development of Salaverry Multipurpose Port Terminal ANCASH, LA LIBERTAD, LAMBAYEQUE AND CAJAMARCA The Private Investment Promotion Agency of Peru, PROINVERSIÓN, on 04.08.2017, published the Declaration of Interest of the Selffinanced unsolicited proposal "Upgrading and Development of the Salaverry Multipurpose Port Terminal", presented by Consorcio Transportadora Salaverry, TRAMARSA and Naviera TRAMARSA In this respect, in accordance with the legal framework, interested third parties may submit to ProInversión their expressions of interest in relation to the execution of the same project, or another alternative, within the term of 90 calendar days, counted as from August 5, 2017 USD $ 215,800,000.00 Self - financed Private Public Partnership under the modality of the concession contract. SANITATION 40 Headworks and Conduction for the Drinking Water Supply in Lima LIMA AND JUNÍN Called Estimated Award date: Second Quarter 2018 US$ 600,000,000.00 SELF-SUSTAINING. Design, finance, build, operate and maintain of: a) Enlargement of Pomacocha and Huallacocha Bajo dams (from 36,1 to 90 MCM), b) Two canals in Yauli river (aprox. 10km), c) Trans-Andean tunnel (approx. 10 km) d) Drinking water plant in Huachipa II (5 m3/s) e) Two reservoires for treated water (137000m3) f) Southern conduction line Ramal Sur (approx. 40.7 km), g) Seven compensation reservoirs (49 000 m3), and h) Interconnection primary lines (aprox. 90 Km) 41 Chillon River Regulation Works LIMA. US$ 80,000,000.00 SELF-SUSTAINING. Design, financing, cosntruction, operation and maintenace of the damming works (aprox. 40 MMC) in Chillon River Basin. 42 New San Bartolo WWTP for Water Reuse LIMA Under evaluation SELF-SUSTAINING. To design, finance, rehabilitate, enlarge, operate, and maintain the Waste Water Treatment Plant called San Bartolo WWTP and its complimentary projects, with the goal of ensuring compliance with environmental regulations and providing a safe water source for urban maintenance, industrial, and farming uses. 43 Treatment system for wastewater from the basin of Lake Titicaca The provincial municipalities Puno, wrench, Drainage, Juliaca, Ayaviri Yunguyo Azángaro, Juli and Huancané. Under evaluation CO-FINANCED. This proposal includes a comprehensive solution for infrastructure related to treatment plants and proper disposal of wastewater, and the construction, rehabilitation and / or maintenance of collectors. TELECOMMUNICATIONS 44 Broadband Installation for Comprehensive Connectivity and Social Development of Amazonas, Ica and Lima Regions. Amazonas, Ica and Lima Call for Special Public Tender of the process promoting private investment will be held on the Third Quarter this year Assets based project under the modality stablished in item a) of the article 31.1 of the Legislative Decree N 1224. 45 Access Networks for the Broadband installation for the Integral Connectivity and Social Development of the Junín and Puno Regions JUNIN AND PUNO On June 21, 2017, the Steering Council of ProInversión approved the private investment promotion plan of the projects. The agreement was published in the Official Gazette el Peruano on 06.22.2017. The call for the Special Public Tender of the private investment promotion process of the projects is scheduled for Q III 2017. The Projects aim to provide broadband Internet and Intranet access to various public and private institutions, covering an approximate population of 738 localities of the Junín and Puno regions by implementing an access network. 46 Access Networks for the Broadband installation for the Integral Connectivity and Social Development of the Moquegua and Tacna Regions MOQUEGUA AND TACNA 6
AGRICULTURE 47 Bid of non-agricultural land property of the CHAVIMOCHIC Project LA LIBERTAD Subject to auction CO-FINANCED. To design, financing, construction, operation and maintenance of an access cable car system from Kiuñalla (Region of Apurimac) to the Choquequirao Archaeological Park (Cusco Region) as well as departure and arrival stations. The Cable car will cross the Apurimac Canyon. The concession period is 20 years HEALTH 48 Creation of the institute for children and adolescents of the social health insurance Under evaluation CO-FINANCED 49 New high-complexity hospital in Chimbote ANCASH Under evaluation CO-FINANCED 50 New high-complexity hospital in Piura PIURA Under evaluation CO-FINANCED PRIVATE INITIATIVES N PROJECT PROJECT CODE LOCATION ADMISSION DATE Estimated INVESTMENT US$ MILLIONS (*) MODALITY AND COMMENT 1 Lima Conectada IP-119-2016 LIMA 28/06/2016 2 educative centers in the Ayacucho area IP-100-2015 AYACUCHO 20/03/2015 3 International North Highway IP-101-2015 02/03/2015 4 Improvement and extension of the sewerage and waste water treatment system in the localities of Huancayo, El Tambo and Chilca IP-102-2015 HUANCAYO 18/02/2015 5 Water consolidation system in the Ica valley IP-103-2015 ICA 18/03/2015 6 Integral water system of the Chancay- Lambayeque Valley IP-104-2015 LAMBAYEQUE 23/03/2015 7 educative centers in the Lambayeque area Zone 2 IP-105-2015 LAMBAYEQUE 20/03/2015 8 educative centers in the Lambayeque area Zone 1 IP-106-2015 LAMBAYEQUE 20/03/2015 9 Restyling and operation of the Technical Superior Institutions Seoane, Araoz Pinto and Grau IP-108-2015 18/03/2015 10 Specialized health services installation in Piura District and resizing of the health services of the Hospital de Apoyo III Sullana IP-109-2015 PIURA 23/03/2015 11 educative centers in the San Martin area Zone 2. IP-110-2015 SAN MARTÍN 20/03/2015 12 educative centers in the San Martin area Zone 1 IP-111-2015 SAN MARTÍN 20/03/2015 13 New Military Hospital P-113-2015 18/03/2015 14 Reinforcement of infrastructure, equipment and maintenance of schools in Cuzco IP-117-2015 CUSCO 12/03/2015 15 educative centers in La Libertad IP-118-2015 LA LIBERTAD 20/03/2015 16 Concession of the Highway Emp. Pe-En (Dv. Las Vegas) Tarma La Merced Pte. Raither Villa Rica Dv. Bermúdez port Constitución city Von Humboldt/Pte. Raither Dv. Satipo Ocopa port IP-034-2014 Zona Sierra Central 11/03/2014 17 Titicaca Lake Basin Wastewater Treatment System IP-040-2014 PUNO 28/05/2014 18 Intervention of school considered at risk as identified by MINEDU located in the districts of Ate and San Juan de Lurigancho (Lima IP-047-2014 LIMA 03/09/2014 19 Intervention of schools considered at risk as identified by MINEDU located in the districts of San Martín de Porres and Comas (Lima). P-048-2014 LIMA 03/09/2014 20 Insfrastructure and complementary servces for the education management of new high-performance school (COAR) in Juni, Pasco, Huancavelica, Cusco and Ayacucho IP-050-2014 JUNÍN, PASCO, HUANCAVELICA, CUSCO, AYACUCHO 09/09/2014 21 Design, construction, equipment, finance, maintenance, non-hospital management and assignment of the Cayetano Heredia Hospital IP-052-2014 09/09/2014 7
22 Huaycán Hospital, which is located in Ate Vitarte District, province of Lima. IP-062-2014 LIMA 09/09/2014 23 Construction, Implementation, Maintenance and Operation of complementary services of the Educational Public Centers located in Villa María del Triunfo part of UGEL 01 located in The Education Ministry property IP-065-2014 LIMA 22/09/2014 24 New educational infrastructure for at risk schools in Lima IP-075-2014 LIMA 01/10/2014 25 Design, Construction, Operation and Maintenance of the National Hospital Hipólito Unanue IP-079-2014 LIMA 09/09/2014 26 Comprehensive Waste Management of Health Ministry (MINSA) Hospitals IP-022-2013 LIMA CALLAO 09/09/2013 27 Cofinanced provate initiative Peripheral Ringroad IP-014-2013 10/04/2013 28 29 Modernization and development of the Multi purpose Salaverry port terminal. IP-006-2012 LA LIBERTAD 13/04/2012 Service Rendering: Management of inflight inspection platform of the National radio navigation aid system IP-081-2015 A NIVEL NACIONAL 28/01/2015 30 Andes road concession IP-093-2015 ANCASH, LIMA 27/11/2014 New Waste Water Treatment Plant in 31 San Bartolo IP-099-2016 LIMA 30/10/2015 Self sustaining Private Initiative Self sustaining Private Initiative Self sustaining Private Initiative Self sustaining Private Initiative 8