TEXAS PUBLIC FINANCE AUTHORITY UNDERWRITER POOL FOR NEGOTIATED TRANSACTIONS March 2004 - August 2005 Updated as of May 19, 2005 Manager Category FIRM NAME LEAD BANKER CONTACT ALTERNATE CONTACT LEAD UNDERWRITER Bank of America Securities LLC Mr. Jim Buie 901 Main Street, Suite 6350 Dallas, TX 75202-3714 (214) 209-2937 (214) 209-2960 (FAX) james.t.buie@bankofamerica.com Mr. Jerry Robinson 901 Main Street, Suite 6350 Dallas, TX 75202-3714 (214) 209-2994 (214) 209-2960 (FAX) jerry.l.robinson@bankofamerica.com Mr. Jerry R. Eichler, Senior Trader 121 W. Trade St., 12 th Floor Charlotte, NC 28255 (704) 386-5040 (704) 386-0249 (FAX) jerry.eichler@bankofmaerica.com Bear, Stearns & Company Mr. Tilghman E. Naylor 300 Crescent Court, Suite 200 (214) 979-7734 (214) 979-7735 (FAX) tnaylor@bear.com Mr. Christopher Pak Analyst 300 Crescent Court, Suite 200 (214) 979-7737 (214) 979-7735 (FAX) cpak@bear.com Mr. John Young Senior 245 Park Avenue New York, NY 10167 (212) 272-4910 (212) 272-5948 (FAX) jyoung@bear.com Citigroup Mr. Andy Bynam 5065 Westheimer Road, Suite 900 Houston, TX 770562 (713) 654-2933 (713) 654-2944 (FAX) anderson.bynam@citigroup.com Mr. Jorge A. Garza 200 Crescent Court, Ste. 1200 (214) 720-5074 (214) 871-5335 (FAX) jorge.a.garza@citigroup.com Mr. Ed Droesch 390 Greenwich St., 2 nd Floor New York, NY 10013 (212) 723-7093 (212) 723-8951 (FAX) edward.b.droesch@citigroup.com Dain Rauscher Mr. Mark Nitcholas Public Finance 1001 Fannin, Suite 400 (713) 853-0823; (800) 727-7391 (713) 651-3347 (FAX) Mark.Nitcholas@rbc.dain.com Mr. Ryan O Hara First City Tower, Suite 400 1001 Fannin (713) 853-0830 (713) 651-3347 (FAX) Ryan.Ohara@rbcdain.com Mr. Ken Lindgren Cityplace, Suite 2400 2711 N. Haskell Avenue Dallas, TX 75204-2936 (214) 989-1800 (214) 989-1859 (FAX) Ken.Lindgred@rbc.dain.com Estrada Hinojosa & Co., Inc. Mr. Robert Estrada President, Chairman & CEO (214) 658-1670; (800) 676-5352 (214) 658-1671 (FAX) estrada@estradahinojosa.com Mr. Noe Hinojosa, Jr. Vice Chairman & Public Finance Mgr. (214) 658-1670 (214) 658-1671 (FAX) bgarza@estradahinojosa.com Mr. Virgil Wiesner Senior (214) 658-1670 (214) 658-1671 (FAX) vwiesner@estradahinojosa.com First Albany Mr. Jodie Jiles 4801 Woodway Drive, Suite 300-E Houston, TX 77056 (713) 964-2634 (713) 964-2763 FAX jodie.jiles@fac.com Mr. Vince Matrone 15950 N. Dallas Parkway, Suite 400 Dallas, TX 75248 (972) 361-8036 (972) 361-8005 FAX vincent.matrone@fac.com Mr. McKim de Guzman One Penn Plaza, 42d Floor New York, NY 10119 (212) 273-7513 (212) 594-0843 FAX mckim_deguzman@fac.com Goldman Sachs Mr. Richard M. Ramirez 1000 Louisiana, Suite 500 (713) 276-3529 (713) 276-3597 (FAX) richard.ramirez@gs.com Mr. Kerry Rudy 1000 Louisiana, Suite 500 (713) 276-3539 (713) 276-3597 (FAX) kerry.rudy@gs.com Mr. Jay Murphy 85 Broad Street New York, NY 10004 (212) 902-6589 (212) 902-3065 (FAX) jay.murphy@gs.com
FIRM NAME LEAD BANKER CONTACT ALTERNATE CONTACT LEAD UNDERWRITER J.P. Morgan Mr. Don Henderson, 700 Lavaca, 2 nd Floor Austin, TX 78701 (512) 479-2718 (512) 479-2715 FAX don.henderson@chase.com Mr. Frank Reed 1020 NE Loop 410, 2 nd Floor San Antonio, TX 78209 (210) 841-5840 (210) 829-6164 (FAX) frank.s.reed@jpmorgan.com Mr. Peter Clarke 270 Park Avenue, 7 th Floor New York, NY 10260 (212) 834-7155 (212) 834-6743 FAX william.e.laverty@jpmorgan.com Lehman Brothers Mr. John T. Daniel, Senior VP 399 Park Avenue, 16 th Floor New York, NY 10022 (212) 526-3508 (212) 526-2477 (FAX) jodaniel@lehman.com Mr. Keith Richard 1111 Bagby, Suite 2350 (713) 652-7127 (713) 652-7160 (FAX) keith.richard@lehman.com Mr. Frank Vitiello 745 7 th Avenue, Third Floor (212) 528-1061 (646) 758-1878 (FAX) fvitiell@lehman.com Loop Capital Markets Mr. Warren Bo Daniels 200 West Jackson, Suite 1600 Chicago, IL 60606 (312) 356-1007 (312) 922-7137 (FAX) warrend@loopcap.com Mr. Curtis Flowers, Jr. Sr. 440 Louisiana, Suite 900 Houston, Texas 77002 (713) 652-4979 (713) 652-4956 (FAX) curtisf@loopcap.com Mr. Bill Sadowski 111 John Street, Suite 1510 New York, NY 10038 (800) 894-0506 (212) 619-4274 (FAX) bsadowski@blomberg.net Merrill Lynch Mr. Curt Shelmire 300 Crescent Court, Suite 1300 (214) 303-5849 curt_shelmire@ml.com Mr. Richard Meister 4 World Financial center North Tower, 9 th Floor New York, NY 10080 (212) 449-8412 (212) 449-9856 (FAX) rwmeister@exchange.ml.com Mr. Paul Kuhns 4 World Financial Center North Tower, 9 th Floor New York, NY 10080 (212) 449-5081 (212) 449-9856 (FAX) pkuhns@exchange.ml.com Morgan Keegan & Company Ms. Debi Jones 4400 Post Oak Parkway, Suite 2670 Houston, TX 77027 (800) 840-2606 (713) 297-0640 (FAX) debi.jones@morgankeegan.com Mr. Tom Oppenheim 5956 Sherry Lane, Suite 1900 Dallas, TX 75225 (214) 365-5505; (800) 653-3426 (214) 365-5563 (FAX) tom.oppenheim@morgankeegan.com Mr. Buddy Kempf 5956 Sherry Lane, Suite 1900 Dallas, TX 75225 (214) 365-5513 (214) 365-5563 (FAX) buddy.kempf@morgankeegan.com Morgan Stanley Mr. David Potter 6300 Bridge Point Parkway, Ste 250 Austin, TX 78730 (512) 478-7800 (212) 507-4360 (FAX) david.potter@morganstanley.com Mr. Ajay Thomas 6300 Bridge Point Parkway, Suite 250 Austin, TX 78730 (512) 478-7800 (212) 507-4644 (FAX) ajay.thomas@morganstanley.com Mr. Don O Brien /Nat l UW Mgr 1221 Ave of the Americas, 30 th Floor New York, NY 10020 (212) 762-8180 (212) 507-2622 (FAX) donald.o brien@morganstanley.com Piper Jaffray Mr. J. Dale Lehman and Manager, Southwest Region 1100 Louisiana, Ste. 4730 Houston, TX. 77002 (713) 655-8637 (713) 655-8631 (FAX) j.d.lehman@pjc.com Mr. Jim Dong 1100 Louisiana, Suite 4730 (713) 658-0682 (713) 655-8631 (FAX) jim.x.dong@pjc.com Ms. Darci Doneff Manager, Municipal Trading 800 Nicollet Mall, Suite 800 Minneapolis, MN 55402 (612) 303-6666 (612) 313-3802 ddoneff@pjc.com
FIRM NAME LEAD BANKER CONTACT ALTERNATE CONTACT LEAD UNDERWRITER Ramirez & Co., Inc. Mr. Art Morales 2323 S. Shepherd, Ste 930 Houston, TX 77019 (713) 526-0050 (713) 526-1503 art.morales@ramirez.com Mr. George Graham 61 Broadway, Suite 2924 (212) 248-3854 (212) 248-3877 (FAX) george.graham@ramirez.com Ms. Mary M. Meyers 61 Broadway, Suite 2924 (212) 248-3870 (212) 248-0528 (FAX) mary.meyers@ramirezco.com SBK-Brooks Investment Corp. Ms. Robbi Jones 440 Louisiana Suite 900 Houston, Texas 77002 (713) 272-6950 (713) 272-6903 (FAX) rjones@sbkbrooks.com Mr. Eric L. Small 840 Terminal Tower 50 Public Square Cleveland, OH 44115 (216) 861-6950 (216) 861-7619 esmall@sbkbrooks.com Ms. Sheila House 50 Public Square 840 Terminal Tower Cleveland, OH 44113 (800) 878-6950 (216) 861-6950 (216) 861-7619 (FAX) shouse@sbkbrooks.com Siebert Brandford Shank & Co., LLC Ms. Carmen T. Best Senior 440 Louisiana, Suite 1520 (713) 222-1585 (713) 222-1584 (FAX) cbest@sbsco.com Ms. Yava Scott 440 Louisiana, Suite 1520 (713) 222-1585 (713) 222-1584 FAX yscott@sbsco.com Mr. Sherman Swanson 1999 Harrison Street, Suite 2720 Oakland, CA 94612 (800) 334-6200 (510) 645-6200 (510) 645-2275 sswanson@sbsco.com SWS Securities (Southwest) Ms. Cheryl Allen Senior 701 Brazos Street, Suite 400 Austin, TX 78701 (512) 320-5860 (512) 320-5865 (FAX) callen@swst.com Mr. Richard H. Litton Executive 1201 Elm Street, #3500 Dallas, TX 75270 (214) 859-9407 (214) 859-9475 (FAX) rlitton@swst.com Mr. Mike Wadsworth 1201 Elm Street, #3500 Dallas, TX 75270 (214) 859-9460 (214) 859-9478 (FAX) mwadsworth@swst.com UBS PaineWebber Inc. Mr. Bob Kinney Municipal Securities Group 1285 Avenue of the Americas (212) 713-3434 (212)713-2998 (FAX) rkinney@ubspw.com Ms. Laura Powell 200 Concord Plaza Suite 300 San Antonio, TX 78216 (210) 805-1015 (210 805-1061 FAX lpowell@ubspw.com Mr. Bill Schlichting 1285 Avenue of the Ameicas 15 th Floor (212) 713-2880 (212) 713-1302 FAX william.schlichting@ubs.com
Short-Term Underwriting Desk FIRM NAME Bank of America Securities LLC Citigroup Dain Rauscher Estrada Hinojosa & Co., Inc. First Albany Goldman Sachs J.P. Morgan Lehman Brothers Loop Capital Markets Merrill Lynch Morgan Keegan & Company Morgan Stanley SHORT-TERM DESK UNDERWRITER Kenneth Rogers 121 W. Trade St., 12 th Floor Charlotte, NC 28255 Theresa Gallagher 390 Greenwich St., 4 th Floor New York, NY 10013 Craig Laraia 1211 Avenue of the Americas Suite 3201 New York, NY 10036 Mr. Virgil Wiesner Senior Dan Kiley One Penn Plaza, 42d Floor New York, NY 10119 Brian Murphy 85 Broad Street New York, NY 10004 Tom Gallo 270 Park Avenue, 6 th Floor New York, NY 10260 Francis Murphy 745 7 th Avenue, Third Floor Bill James 200 W. Jackson, Suite 1600 Chicago, IL 60606 Mona Payton 4 World Financial Center North Tower, 9 th Floor New York, NY 10080 Thomas Galvin 50 North Front St., 16 th Floor Memphis, TN 38103 J. R. McDermott 1221 Ave of the Americas, 30 th Floor New York, NY 10020 (704) 386-9028 (704) 388-0393 FAX kenneth.a.rogers@bankofmaerica.com (212) 723-7086 (212) 723-8817 FAX theresa.gallagher@citigroup.com (212) 703-6233 (212) 703-6383 FAX Craig.Laraia@rbcdain.com (214) 658-1670 (214) 658-1671 FAX vwiesner@estradahinojosa.com (212) 273-7526 (212) 594-0843 FAX mule@bloomberg.net (212) 902-6639 (212) 493-9504 FAX brian.w.murphy@gs.com (212) 834-7175 (212) 834-6743 FAX tom.f.gallo@jpmorgan.com (212) 528-1011 (646) 758-1870 FAX fmurphy@lehman.com (312) 913-4940 (312) 922-7137 FAX billj@loopcap.com (212) 449-4997 (212) 449-9856 FAX mpeyton@exchange.ml.com (901) 579-4226 (901) 579-4532 FAX thomas.galvin@morgankeegan.com (212) 762-8104 (212) 507-2508 FAX Richard.McDermott@morganstanley.com
FIRM NAME Piper Jaffray Ramirez & Co., Inc. SBK-Brooks Investment Corp. Siebert Brandford Shank & Co., LLC SWS Securities (Southwest) UBS PaineWebber Inc. SHORT-TERM DESK UNDERWRITER Shawn Somerville Head Trader 800 Nicollet Mall, 13 th Floor Minneapolis, MN 55402 Linda Martin 61 Broadway, Suite 2924 Nick Potonak 50 Public Square 840 Terminal Tower Cleveland, OH 44113 Ted Spencer 1999 Harrison Street, Suite 2720 Oakland, CA 94612 Mike Wadsworth 1201 Elm Street, #3500 Dallas, TX 75270 Joanna Brody 1285 Avenue of the Americas 15 th Floor (612) 303-1244 (612) 313-3802 FAX shawn.d.somerville@pjc.com (212) 248-3882 (212) 248-0528 FAX linda.martin@ramirezco.com (800) 878-6950 (216) 861-6950 (216) 861-7619 FAX npotonak@sbkbrooks.com (800) 334-6200 (510) 645-6200 (510) 645-2275 FAX tspencer@sbsco.com (214) 859-9460 (214) 859-9478 FAX mwadsworth@swst.com (212) 713-4692 (212) 713-1302 FAX joanna.brody@ubs.com SELLING GROUP FIRM NAME AG Edwards & Sons, Inc. Edward Jones MR Beal Raymond James & Associates Samco-Capital Markets, Inc. Valubond SHORT-TERM UNDERWRITER DESK Stacy Mueller Associate One North Jefferson Avenue, 7 th Floor St. Louis, MO 63101 Stina Wishman 12555 Manchester Road St. Louis, MO 63131 Jim Mills 67 Wall Street New York, NY 10005 Jake Plunkett 250 Par Avenue, 2 nd Floor New York, NY 10177 Larry McCormick 1700 Pacific Avenue, Suite 1400 Emily Nolan Evans 2002 Richard Jones Road Suite 304-C Nashville, TN 37215 (314) 955-5700 (314) 955-5639 FAX muellersr@agedwards.com (314) 515-3200 (314) 515-3595 FAX stina.wishman@edwardjones.com (212) 983-3930 (212) 983-4539 FAX (212) 499-0707 (212) 297-5649 FAX Jake.Plunkett@RaymondJames.com (214) 765-1410 (214) 765-1414 FAX lmccormick@serviceasset.com (615) 279-0090 (615) 279-3910 FAX eevans@valubond.com
TEXAS PUBLIC FINANCE AUTHORITY UNDERWRITER POOL FOR NEGOTIATED TRANSACTIONS March 2004 - August 2005 Selling Group Category FIRM NAME LEAD BANKER CONTACT ALTERNATE CONTACT LEAD UNDERWRITER AG Edwards & Sons, Inc. Nora Chavez Renaissance Plaza 70 NE Loop 410, Suite 91 San Antonio, TX 78216 (210) 384-8811 (210) 384-8283 (FAX) nchavez@agedwards.com Lisa Vanderbeck One North Jefferson Ave., 7 th Floor St. Louis, MO 63101 (314) 955-3500 (314) 955-6196 (FAX) lvander@agedwards.com Mark R. Shamleffer One North Jefferson Ave., 7 th Floor St. Louis, MO 63101 (314) 955-3500 (314) 955-7341 (FAX) shamlem@agedwards.com Edward Jones David Faris Director of Investment Banking 5400 Bellaire Blvd., Suite H Bellaire, TX 77401 (713) 668-4415 (713) 668-4435 (FAX) david.faris@edwardjones.com Bret Kimes, Public Finance Manager 12555 Manchester Road St. Louis, MO 63131 (314) 515-2651 (314) 515-2653 (FAX) bret.kimes@edwardjones.com Stina Wishman 12555 Manchester Road St. Louis, MO 63131 (314) 515-3200 (314) 515-3595 (FAX) stina.wishman@edwardjones.com MR Beal Sam Smalls Galleria Area Center 14001 Dallas Parkway, Suite 1200 Dallas, TX 75240 (972) 934-6529 ssmalls@mrbeal.com Byron Woodard 67 Wall Street (212) 983-3930 (212) 983-4539 (FAX) bwoodard@mrbeal.com Howard Mackey 67 Wall Street New York, NY 10005 (212) 983-3930 (212) 983-4539 (FAX) hmackey@mrbeal.com Raymond James & Associates David Corbin 3348 Peachtree St., Suite 1250 Atlanta, GA 30326 (404) 231-7935 (404) 231-5228 (FAX) David.Corbin@RaymondJames.com David Sutton 880 Carillon Parkway Tower III, 3 rd Floor St. Petersburg, FL 33716 (727) 567-1152 (727) 567-8149 (FAX) David. Sutton@RaymondJames.com Alex Marcinhiewcz 880 Carillon Parkway Tower III, 3 rd Floor St. Petersburg, FL 33716 (727) 567-1293 (727) 567-8616 (FAX) Alex.Marcinkiewcz@RaymondJa mes.com Samco-Capital Markets, Inc. Duane L. Westerman 8700 Crownhill Blvd., Suite 601 San Antonio, TX 78209 (210) 832-9760 (210) 832-9794 (FAX) dwesterman@samcocapital.com Mike Hamilton 1700 Pacific Avenue, Suite 1400 (214) 765-1468 (214) 765-1485 (FAX) mhamilton@samcocapital.com Mike Wadsworth and Head of Public Finance 1700 Pacific Avenue, Suite 2000 (214) 765-1400 (214) 765-1414 (FAX) mwadsworth@serviceasset.com ValuBond William Kane 6 Piedmont, Suite 300 Atlanta, GA 30305 (404) 260-5300 (404) 260-5299 (FAX) bkane@valubond.com Emily Nolan Evans 2002 Richard Jones Road Suite 304-C Nashville, TN 37215 (615) 279-0090 (615) 279-9310 (FAX) eevans@valubond.com