Presented To: NAM/CAR/SAM Regions Air Traffic Services Inter-Facility Data Communication (AIDC) Implementation Meeting

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Evolution of the United States Automated Data Exchange (ADE) Interfaces within the North American, Central American and Caribbean (NACC) Region 2018 Update Presented To: NAM/CAR/SAM Regions Air Traffic Services Inter-Facility Data Communication (AIDC) Implementation Meeting By: Dan Eaves, FAA Mission Support - En Route Requirements and Validations Date: April 16-20, 2018 0

Introduction The FAA provides air navigation services to over 29 million miles of domestic and international airspace with approximately 43 million aircraft handled annually. Operations across international boundaries can be based on domestic en route radar separation procedures, as is the case along most of the U.S. border with Canada, Mexico, Cuba and the Caribbean. Oceanic operations within international airspace and international boundaries can be based on non-radar procedural or Automatic Dependent Surveillance (ADS) separation, such as the oceanic operations at New York, Oakland and Anchorage Centers. 1

ATS Interfacilty Data Communication (AIDC) The ATS Interfacilty Data Communication (AIDC) NAM ICD Version E document addresses messages exchanged between Air Navigation Service Providers (ANSP) or Area Control Centers (ACCs) for IFR aircraft. Within the NAM ICD, ATC operations units forward from unit to unit, as the flight progresses, necessary flight plan and control information. NAM ICD usage supports the Notification, Coordination, Transfer of Control phases outlined within the ICAO Doc. 4444, Pan Regional Interface Control Document (PAN ICD) for ATS Interfacility Data Communications and (AIDC) ICAO Doc 9694-AN/955 Manual of Air Traffic Services Data Link Applications. The described functionality is adept at supporting radar/surveilance and mixed domestic transition environments. The traditional AIDC message set is more attuned to oceanic operations where more controller interaction is required. In most NAM interoperability environments, radar is the operational norm and non-radar the exception. Radar handoff culminates the NAM ICD process in achieving voiceless automated data exchange across international boundaries. 2

Outline US International Automation Interface Initiatives Ongoing ICAO North American, Central American and Caribbean (NACC) Regional interface activities Infrastructure Automation Progress 3

NACC En Route/Oceanic Operational Automation Anchorage ARTCC Oceanic ATOP Canada CAATS Domestic Canada GAATS Oceanic Oakland ARTCC Oceanic ATOP Mexico Topsky ERAM Domestic ARTCCS Central America COCESNA INDRA AIRCON Cuba IACC RADCON-M New York ARTCC Oceanic ATOP 4

NACC AIDC - ATS Interfacilty Data Communication (AIDC) In the North American, Central American and Caribbean (NACC) Region AIDC and NAM protocols are used in AIDC Technology interfaces. NAM supports radar handoffs. AIDC protocol is only used in 1 US NACC Oceanic interface Oakland ATOP Mazatlán ACC 5

Automated International Boundaries Murmansk Oceanic Anchorage Arctic Magadan Oceanic Magadan/Sokol (Petropavlovsk Kamchatski and Magadan ACCs) Anchorage Continental Edmonton Fukuoka Anchorage Oceanic Oakland Oceanic Vancouver KZSE KZAK KZLA Winnipeg Toronto KZDC Montreal KZBW KZWY Bermuda Gander Domestic Moncton New York Oceanic Gander Oceanic Shanwick Oceanic Santa Maria Oceanic Manila Ujang Pandang Guam CERAP Port Moresby Nauru (Brisbane) Nadi Auckland Honolulu HCF Tahiti Mazatlan Oceanic Mexico Houston Oceanic COCESNA KZJX KZMA Habana Kingston Miami Oceanic Santo Domingo Curacao San Juan Piarco Interface Key NAM AIDC NAS 6

Working the Automation Interfaces In 2015 Oakland Oceanic s ATOP was interfaced with the Vancouver CAATS making it the first ATOP NAM ICD Class 2 interface. In 2015 Oakland Oceanic s ATOP was interfaced with the Mazatlan ACC Topsky system using the AIDC protocol. NAM ICD Interface between Dominican Republic and Miami ARTCC scheduled for 2018 testing 7

Working the Automation Interfaces The Interface between Havana Miami is being up levelled on the Cuba with their new automation system to Class 2 with testing expected to begin Spring 2018 The US and Canada are also working the interface of New York Oceanic s ATOP with Moncton ACC CAATS using the NAM ICD protocol. Software upgrade in spring 2018 to support the interface. New York Oceanic is also working toward implementing an AIDC interface with Piarco ACC. San Juan and New York Oceanic have borders with Piarco. Currently on hold. 8 8

2018 US Interface Initiatives En Route/Oceanic Systems Anchorage ARTCC Oceanic Canada Edmonton ACC Canada Vancouver ACC Moncton ACC New York ARTCC - Oceanic Oakland ARTCC Oceanic Dominican Republic Santo Domingo ACC Mexico Mazatlan ACC Cuba Havana ACC Trinidad and Tobago Piarco ACC 9

Annual US NACC Border Crossings s Traffic Notes Canada 2,400,000 6 s Mexico 410,000 3 s Habana 245,000 ZMA Santo Domingo 171,000 ZMA & ZSU Piarco 82,000 ZNY & ZSU Maiquetia 13,000 ZSU Curacao 6,900 ZSU 10

ZAN Vancouver Edmonton NAM U.S. Automated Interfaces Canada, Mexico and Cuba Winnipeg Moncton ZSE ZMP Toronto Montreal ZLC ZBW ZOB ZLA ZAB Mazatlán ZHU Monterrey Merida Havana ZMA 11

US Automated Interfaces US Operational Interfaces within NACC (green shading) totals indicated; 21 NAM and 2 AIDC Neighboring Operational Interfaces NAM AIDC Pending Canada s 16 15 1 1 Mexico s 6 5 1 Habana_ 1 1 Japan_ 2 2 Santo Domingo_ 1 Piarco_ 1 Santa Maria_ 1 1 Port Au Prince_ Russia_ Maiquetia_ Port_Moresby_ Auckland_Oceanic_ 1 1 Curacao_ Manila_ Nadi_ 1 1 Tahiti_ 1 1 Nauru_ 1 1 Ujung_Pandang_ *Note: Anchorage and Oakland have an AIDC connection 1 1 Grand Total 31 21 10 3 12

Today Automated Data Exchange Using NAM ICD Tomorrow Voiceless Automated Data Exchange Using NAM ICD Canada United States Cuba Central America 13 13

14

North American Common Interface Control Document (NAM ICD) NAM ICD Automated Data Exchange has been implemented between 5 member states and 23 NACC s to include US, Mexico, Canada, Cuba and Honduras (COSESNA).Operational NAM ICD Interfaces Include: Canada US 14 - North America Domestic 11 - Anchorage 2 - Oakland Oceanic (ATOP) - Vancouver ACC 1 - New York Oceanic (ATOP) Moncton ACC (Pending 2018) Mexico - 7 - US 5 - Cuba 1 - COCESNA 1 Cuba 3 - US 1 - Mexico (Merida) 1 - COCESNA 1 15

Infrastructure Automation Evolution 16

Two trans-border Automation interface Initiatives are ongoing with the United States Eastern Regional Task Group (ERTG) Caribbean Initiative NAM ICD Class 3 Handoff between US & Canada 17

Projected Growth FAA Performance Analysis Group projects ZMA only Center projected to grow by 2019 ZSU expectations are similar Source: FAA AJR-G Five Year Projection (FYRP) for the NAS 18 18

Background to ERTG Tasking Ongoing stakeholder concern regarding safety and operational performance in the Caribbean 19 19

Eastern Regional Task Group (ERTG) Infrastructure: Automation Recommendations Automation Interface Protocols between/within NAS and Foreign Facilities in Caribbean Regional Implementation of Automation: Continue implementation of ADE with Santo Domingo Explore software translation for neighboring facilities with AIDC protocol Ensure ERAM software upgrades associated with ADE stay on schedule Implement Independent Flight Data Processing in ZSU 20 20

RTCA Eastern Regional Task Group s recommendation for an integrated redesign of ZMA and ZSU airspace ZMA / ZSU Offshore Airspace Study Area 21

US - Canada Cross Border Handoff Since NAM ICD handoff model was taken from US domestic capability, US Canada was scheduled to partner for development of the technical cross border solution Ongoing Technical Interchange Meetings (TIMs) are defining how each system will process the handoff messages and the international communications infrastructure design 2017/18 Meetings have included multiple telecons and face to face meetings in: FAA HQ Washington DC NAV CANADA HQ Ottawa, Ontario The timeline for handoff implementation defines engineering tasks in 2018, software development in 2019 and implementation in 2020 22

NAM ICD Message Classes Overview Class 1 Capabilities Active flight plans for IFR Flights (via CPL) Proposed flight plans for IFR flights (via FPL) where agreed between ANSPs Logic Accept Message (LAM) Class 2 Capabilities Filed flight plans for IFR flights (via FPL and EST) Modifications to CPL/FPLs that were activated by an EST (via MOD) Modification of an FPL (via CHG) Cancellation of CPL/FPLs (via CNL) Logic Reject Message (LRM) Class 3 Capabilities Radar Handoff (via RTI, RTU, RTA, RLA) Point Outs (via POI, POA, POJ) Application Status Message (new ASM message) Interface Management Messages 23 23

Handoff Development NAM ICD Tip of the Iceberg What, Where, How and Why represents the bulk of the adaptation and processing of handoff functionality 24

Handoff Developmental Interest Items NAM Telecommunication - Direct Connectivity Required Due to real time track messaging per NAM ICD NAM ICD Messages should be software selectable to maintain capability flexibility with adjacent ANSPs First Order Dependency of Interface Messages CPL Success Required/ FPL-EST Success Required US Canada NAM ICD Boundary Agreement to capture specific handoff technical and procedural usage items; derived lessons learned 25

Handoff - First Order Dependency of Interface Messages CPL Success Required CPL LAM ANSP1 ANSP2 For Voiceless Automation Handoff RTI - RLA - or LRM RTU - RTA LAM or LRM FPL-EST Success Required FPL LAM EST LAM 26

Cross Border Communication for Handoff Upgrade current AFTN to Internet Protocol (IP) and AMHS service Direct IP service through NADIN MSN Replacement required Existing US-Canada interface has begun IP for existing ERAM CAATS within the near term; waterfall currently being worked expected complete by mid - 2018 These interfaces will be modified to support direct IP connectivity for cross border handoff MEVA III is being looked at to support enhanced capabilities between the US and NACC partners for future interface support 27

Handoff Interest Items Surveillance Coverage Coincidence of tracks How close is close enough? Directing the Handoff to facility or sector What fields to error check beyond format/syntax System to system differences 28

Conclusion Substantial progress has been made in interfacing between the NACC neighbor countries but pending NAM ICD capabilities will move users into significantly increased automation compatibility and efficiency. The AIDC automation activity has a direct benefit on our collective ability to provide more efficient and seamless service. Automation enhances our safety and efficiency interests extending beyond the borders of our airspace and systems. Operational efficiencies gained in contiguous automated airspace benefit aircraft service providers and the flying public. Standardization of automated data exchange technologies and procedures is critical to cross-border, regional and multi-regional interoperability. This, in turn, drives the seamless operation of regional and global systems. 29