Monday, Jan 1 Week of Jan 1 Week of Jan 8 Week of Jan 15 Monday, Jan 15 Week of Jan 22 Week of Jan 29 Jan 30 31 Week of Feb 5 - State - Kick-Off Call - Distribute draft POS Body - Distribute draft Appendix A - Comments Due drafts POS and Appendix A - State - Distribute draft POS Body - Distribute draft Appendix A - Distribute 1 st draft Marketing Plan - Comments Due drafts POS and Appendix A - Conference Call: Marketing Plan - FOMC Meeting - Distribute revised draft POS - Distribute revised draft Appendix A - Distribute Revised Marketing Plan - Distribute Preliminary Cash Flows - Distribute Due Diligence Questionnaire December 21, 2017 PFM Financial Advisors LLC Page 1 of 5
Week of Feb 12 - Comments Due drafts POS and Appendix A - Distribute documents to Rating Agencies - Distribute draft BPA - Conference Call: Marketing Plan @ [tbd] - Conference Call: Cash Flows @ [tbd] Mon., Feb 12 Week of Feb 19 Mon., Feb 19 Wed., Feb 21 Monday, Feb 26 Tuesday, Feb. 27 Wed., Feb. 28 - State - Distribute Final Draft Marketing Plan - Comments due draft BPA - Distribute Updated Cash flows - [Finalize Marketing Plan (State, UCONN, FAs, Underwriter)] - State - BOT SO-SFR Briefing - UConn Board of Trustees Meeting - Distribute revised draft POS - Distribute revised draft Appendix A - Conference Call - Cash flows @ [tbd] - Receive Ratings - UConn Joint Due Diligence SO SFR Bonds and GO (DSC) Bonds Conference Call @ [1:00 pm 3:00 pm] / Dial-In: (877) 577-9567 / Passcode: 215.281.8617 - Distribute Final Draft POS and Appendix A - Sign-Off on Final Draft POS @ [tbd] - POS to Printer December 21, 2017 PFM Financial Advisors LLC Page 2 of 5
- Distribute revised draft BPA Thursday, March 1 Sunday, March 4 Thursday, March 8 Friday, March 9 Monday, March 12 Tuesday, Mar 13 Wed., March 14 Thursday, March 15 - Post/Mail POS - [Begin Ad Campaign] - Syndicate Conference Call @ tbd PM* Retail Information for Brokers (All Managing Underwriters) - Distribute final draft BPA - Set-Up IPREO Access for OTT, UConn and FAs - Retail Pre-Pricing Conference Call @ tbd PM* - Underwriters Price Views, Draft Wire, Preliminary Cash flows (Senior and Co-Senior Managers) - Comments due final draft BPA - Distribute updated preliminary cash flows - Retail Pre-Pricing Conference Call @ tbd AM* - Launch - Retail Pricing Conference Call @ [3:00] PM* Review ROP Day 1 Results - Retail Pricing Conference Call @ tbd AM* - Market Update / Status Check - Institutional Pre-Pricing Conference Call @ tbd PM* (Senior and Co-Senior Managers) - Distribute updated preliminary cash flows - Institutional Pricing Launch Conference Call @ tbd AM* (Senior and Co-Senior Managers) - Institutional Pricing Reprice/Verbal Award Conference Call @ tbd PM* (Senior and Co- Senior Managers) - Finalize Allotments December 21, 2017 PFM Financial Advisors LLC Page 3 of 5
- Execute BPA - Good Faith Wire Sent - Distribute draft OS Monday, March 19 Tuesday, March 20 Wed., March 21 March 20 21 Thursday, March 22 Monday, March 26 Wed., March 28 Thursday, March 29 - Comments due draft OS - Distribute 1 st draft Closing Memo - Distribute draft Closing Documents - Distribute changed OS pages - OS Sign-Off - OS Print/Post - Comments due 1 st draft Closing Memo - Comments due draft Closing Documents - [UConn Bond Document Signing @ TBD President s Conference Room, Gulley Hall, Storrs Campus] - FOMC Meeting - Distribute final draft Closing Memo - Distribute final draft Closing Documents - Final comments on Closing Memo - Final comments on Closing Documents - Pre-Close: 3:00 pm at Pullman & Comley, Hartford, CT - State GO Pricing - Close: 9:00 am at Pullman & Comely in Hartford, CT December 21, 2017 PFM Financial Advisors LLC Page 4 of 5
December 21, 2017 PFM Financial Advisors LLC Page 5 of 5