FORM G-37 Name of Regulated Entity: Stifel, Nicolaus & Company,Inc Report Period: Fourth Quarter of 2017 I. CONTRIBUTIONS made to officials of a municipal entity (list by state) State None Complete name, title (includi any city/county/state or other political subdivision) of municipal entity official Contributions by each contributor category (i.e., for purposes of this form, dealer, dealer controlled PAC, municipal finance professional, municipal finance professional controlled PAC, non-mfp executive officer, municipal advisor, municipal advisor controlled PAC, municipal advisor professional, municipal advisor professional controlled PAC, and non-map executive officer). For each contribution, list contribution amount and contributor category (disclose all applicable categories for each contributor). (For example, $500 contribution by non-mfp executive officer) If any contribution is the subject of an automatic exemption pursuant to Rule G-37(j), list amount of contribution and date of such automatic exemption. II. PAYMENTS made to political parties of states or political subdivisions (list by state) State None Complete name (includi any city/county/state or other political subdivision) of political party Payments by each contributor category
FORM G-37 III. CONTRIBUTIONS made to bond ballot campaigns (list by state) A. Contributions State CO Official name of bond ballot campaign and jurisdiction (includi city/county/state or other political subdivision) for which municipal securities would be issued and the name of the entity issui the municipal securities Buena Vista School Bond Committee, Buena Vista, CO, Buena Vista, CO School District Contributions, includi the specific date the contributions were made, by each contributor category $2,000.00 contribution by Dealer on 10/18/2017 B. Reimbursement for Contributions List below any payments or reimbursements, related to any disclosed bond ballot contribution, received by each dealer, municipal finance professional, non-mfp executive officer, municipal advisor, municipal advisor professional, or non-map executive officer from any third party, includi the amount paid and the name of the third party maki such payments or reimbursements. None A. Contributions State CO Official name of bond ballot campaign and jurisdiction (includi city/county/state or other political subdivision) for which municipal securities would be issued and the name of the entity issui the municipal securities Our Denver, Denver, CO, City and County of Denver, CO Contributions, includi the specific date the contributions were made, by each contributor category $5,000.00 contribution by Dealer on 10/10/2017
FORM G-37 B. Reimbursement for Contributions List below any payments or reimbursements, related to any disclosed bond ballot contribution, received by each dealer, municipal finance professional, non-mfp executive officer, municipal advisor, municipal advisor professional, or non-map executive officer from any third party, includi the amount paid and the name of the third party maki such payments or reimbursements. None A. Contributions State OH Official name of bond ballot campaign and jurisdiction (includi city/county/state or other political subdivision) for which municipal securities would be issued and the name of the entity issui the municipal securities School Buildi and Site Bonds, Madison, OH, Madison School District Contributions, includi the specific date the contributions were made, by each contributor category $2,000.00 contribution by Dealer on 10/18/2017 B. Reimbursement for Contributions List below any payments or reimbursements, related to any disclosed bond ballot contribution, received by each dealer, municipal finance professional, non-mfp executive officer, municipal advisor, municipal advisor professional, or non-map executive officer from any third party, includi the amount paid and the name of the third party maki such payments or reimbursements. None A. Contributions State OH Official name of bond ballot campaign and jurisdiction (includi city/county/state or other political subdivision) for which municipal securities would be issued and the name of the entity issui the municipal securities Flushi Bond Committee, Flushi, OH, Flushi, OH Community Schools Contributions, includi the specific date the contributions were made, by each contributor category $546.48 contribution by Dealer on 10/20/2017
FORM G-37 B. Reimbursement for Contributions List below any payments or reimbursements, related to any disclosed bond ballot contribution, received by each dealer, municipal finance professional, non-mfp executive officer, municipal advisor, municipal advisor professional, or non-map executive officer from any third party, includi the amount paid and the name of the third party maki such payments or reimbursements. None
FORM G-37 IV. MUNICIPAL ENTITIES with which the regulated entity has eaged in municipal securities business or municipal advisory business (list by state) A. Municipal Securities Business State See Attachment Complete name of municipal entity and city/county Type of municipal securities business (negotiated underwriti, private placement, financial advisor, or remarketi agent) B. Municipal Advisory Business State See Attachment Complete name of municipal entity and city/county Type of municipal advisory business (advice or solicitation) (and in the case of municipal advisory business eaged in by a municipal advisor third-party solicitor, the name of the third party on behalf of which business was solicited and the nature of the business solicited (municipal securities business, municipal advisory business or investment advisory services)) C. Ballot-Approved Ofs Full name of the municipal entity and full issue description of any primary of resulti from the bond ballot campaign to which each contributor category has made a contribution and the reportable date of selection on which the regulated entity was selected to eage in the municipal securities business or municipal advisory business. Full Name of Municipal Entity See Attachment Full Issue Description Reportable Date of Selection
FORM G-37 Signature: electronic Date: Jan 25, 2018 Name (must be officer of regulated entity): JACK HOLCOMB Address: 501 North Broadway, St. Louis, MO 63102 Phone: 314-342-2895 Submit to the Municipal Securities Rulemaki Board a completed form quarterly by due date (specified by the MSRB)
Issuer State Issuer Name Issuer County Sale Type MO Crossis Community Improvement District Negotiated Off IL Rantoul THSD 193 Champaign Agency Offerin DC Housi Finance Agency, District of Columbia Negotiated Off MO University City School District St. Louis Negotiated Off IL DuQuoin CUSD No. 300 Perry Agency Offerin IL DuQuoin CUSD No. 300 Perry Agency Offerin IL Peoria School Dist 150 Peoria Agency Offerin IL Peoria School Dist 150 Peoria Agency Offerin IL Metropolitan Airport Authority of Peoria Peoria Negotiated Off AL Greenville, City of Agency Offerin OH Southwest Local School District Hamilton Negotiated Off CO State of Colorado, Department of Higher Education, by State Board Negotiated Off CO State of Colorado, Department of Higher Education, by State Board Negotiated Off MO Waynesville, City of Pulaski Negotiated Off GA Atlanta, Urban Residential Finance Authority of Negotiated Off CA Dublin San Ramon Services District Alameda Negotiated Off IL Grant CSD #110 St. Clair Agency Offerin NV City of Henderson, Nevada Public Improvement Trust Negotiated Off OH Cleveland Hts-University Hts CSD Negotiated Off CA Savanna Elementary School District Orae Agency Offerin MI Grand Haven Area Public Schools Ottawa Negotiated Off MO Brentwood, City of Negotiated Off AL Homewood, City of Negotiated Off KS City of Dodge City Ford Negotiated Off OH Plain Local School District Stark Agency Offerin NJ Bergen County Bergen Negotiated Off DC Housi Finance Agency, District of Columbia Agency Offerin CA Calistoga Joint Unified School District Napa Negotiated Off SC Spartanburg, City of Spartanburg Agency Offerin MO Special Administrative Board of the Transitional School District of th Negotiated Off MO Fox C-6 School District Jefferson Negotiated Off OH North Ridgeville City School District Lorain Negotiated Off OH Shaker Heights City School District Cuyahoga Negotiated Off OH Elyria, City of Lorain Negotiated Off IN Columbus Multi-High School Buildi Corporation Bartholomew Negotiated Off OH Geauga County Library District Geauga Negotiated Off NY DASNY Albany Negotiated Off MS Mississippi Home Corporation Negotiated Off IL Hillsboro CUSD #3 Montgomery Agency Offerin CA California School Finance Authority Negotiated Off CA California School Finance Authority Negotiated Off AZ Camp Verde Sanitary District Yavapai Agency Offerin AZ Camp Verde Sanitary District Yavapai Agency Offerin OH Lancaster City School District Fairfield Negotiated Off MO Lee's Summit Negotiated Off LA Louisiana Housi Corporation E. Baton Rouge Negotiated Off OH Revere LSD Summit Negotiated Off IL Troy CCSD No. 30-C Will Negotiated Off MI Zeeland Public Schools Ottawa Negotiated Off OH North Olmsted CSD Negotiated Off OH Lakewood City School District Cuyahoga Negotiated Off OH Canton LSD Stark Negotiated Off AZ Camp Verde, Town of Yavapai Negotiated Off MI West Ottawa Public Schools Ottawa Negotiated Off IL Railsplitter Tobacco Settlement Authority Negotiated Off
FL Orae County, School Board of Orae Negotiated Off OH Bryan City School District Williams Negotiated Off GA Atlanta, Urban Residential Finance Authority of Negotiated Off MO Webster Groves School District Negotiated Off AL Opelika, City of Agency Offerin IN Indiana Housi and Community Development Authority Negotiated Off IN Indiana Housi and Community Development Authority Negotiated Off GA Jefferson, City of, Public Buildi Authority Agency Offerin CA Lodi Unified School District San Joaquin Agency Offerin IN Zionsville Redevelopment Authority Agency Offerin CA San Jose Successor Agency to the Redevelopment Agency Santa Clara Negotiated Off CA San Jose Successor Agency to the Redevelopment Agency Santa Clara Negotiated Off CA San Jose Successor Agency to the Redevelopment Agency Santa Clara Negotiated Off FL Capital Trust Agency Negotiated Off AZ Phoenix Civic Improvement Corporation Maricopa Negotiated Off AZ Kyrene Elementary School District No. 28 Maricopa Negotiated Off AZ Kyrene Elementary School District No. 28 Maricopa Negotiated Off IN Muncie School Buildi Corporation Agency Offerin MS Mississippi Home Corp Negotiated Off DC Housi Finance Agency, District of Columbia Agency Offerin CA Piedmont, City of Alameda Agency Offerin GA Atlanta, City of Fulton Negotiated Off FL Capital Trust Agency Negotiated Off IN Muncie School Buildi Corporation Agency Offerin IL O'Fallon THSD 203 St. Clair Negotiated Off CA Santa Fe Spris, Successor Agency to the Community DevelopmenLos Aeles Agency Offerin AZ Kyrene Elementary School District No. 28 Maricopa Negotiated Off CA Lake Elsinore Facilities Financi Authority Riverside Negotiated Off AZ Chandler Unified School District No. 80 Maricopa Negotiated Off CA California, Regents of the University of Alameda Negotiated Off CA California School Finance Authority Negotiated Off CA UC Hastis College of the Law San Francisco Negotiated Off IL Triad CUSD #2 Madison Agency Offerin NC Wake County Wake Negotiated Off CA Downey Public Finance Authority Los Aeles Negotiated Off MA Massachusetts Housi Finance Agency Suffolk Negotiated Off MA Massachusetts Housi Finance Agency Suffolk Negotiated Off MA Massachusetts Housi Finance Agency Suffolk Negotiated Off CA Milpitas, City of Santa Clara Negotiated Off OH Logan County Logan Negotiated Off AZ Bullhead City Mohave Negotiated Off CA Lake Elsinore School Financi Authority Riverside Negotiated Off AL Smiths Water and Sewer Authority Agency Offerin IN Tippecanoe County NSE08 School Buildi Corporation Negotiated Off GA Georgia, Association County Commissioners of Habersham Negotiated Off AZ Green Valley Fire District Pima Agency Offerin KY Kentucky Economic Development Finance Authority Negotiated Off KY Kentucky Economic Development Finance Authority Negotiated Off TX Housi Authority of the City of Austin - Austin Affordable PFC Negotiated Off NY New York City Negotiated Off IN Sarah Scott Middle School Buildi Corporation Vigo Negotiated Off AZ Scottsdale Unified School District No. 48 Maricopa Negotiated Off AZ Scottsdale Unified School District No. 48 Maricopa Negotiated Off PA Tamaqua Area School District Schuylkill Negotiated Off PA Tamaqua Area School District Schuylkill Negotiated Off OH Akron, City of Summit Negotiated Off
OH Akron, City of Summit Negotiated Off OH Akron, City of Summit Negotiated Off IN Indiana Housi and Community Development Authority Negotiated Off AL Montgomery, County of Montgomery Negotiated Off CA San Jose Unified School District Santa Clara Negotiated Off MI Flushi Community Schools Genesee Negotiated Off CA Los Rios Community College District Sacramento Negotiated Off IN Fort Wayne Community Schools Buildi Corporation Allen Negotiated Off IL Illinois Housi Development Authority Cook Negotiated Off IN Hamilton Heights School Buildi Corporation Hamilton Negotiated Off CA California School Finance Authority Negotiated Off CA California School Finance Authority Negotiated Off CA Federal Home Loan Mortgage Corporation Agency Offerin IL Illinois Housi Development Authority Cook Negotiated Off LA Louisiana Housi Corporation E. Baton Rouge Negotiated Off LA Baton Rouge Hospital Energy Holdis, LLC I Agency Offerin TX Brownsville, City of Cameron Negotiated Off TX Brownsville, City of Cameron Negotiated Off TX Brownsville, City of Cameron Negotiated Off TX Brownsville, City of Cameron Negotiated Off AL Geneva County PBA Geneva Agency Offerin VA Economic Development Authority of Loudoun County Loudoun Negotiated Off IL Deer Creek-Mackinaw CUSD #701 Tazewell Negotiated Off IL Deer Creek-Mackinaw CUSD #701 Tazewell Negotiated Off CA California Infrastructure and Economic Development Bank Sacramento Negotiated Off IL Mascoutah School District #19 St. Clair Negotiated Off CA Lake Elsinore Unified School District Riverside Negotiated Off CA Sacramento County Sacramento Negotiated Off CA Temecula Redevelopment Agency Riverside Negotiated Off CA Rosemead School District Los Aeles Negotiated Off FL Miami Beach Negotiated Off CA San Marcos Successor Agency San Diego Negotiated Off CA Temecula Redevelopment Agency Riverside Negotiated Off VA Newport News Redevelopment & Housi Authority Negotiated Off NY Metropolitan Transportation Authority New York Negotiated Off MO Missouri Housi Development Commission Negotiated Off CA Rosemead School District Los Aeles Negotiated Off CA Rosemead School District Los Aeles Negotiated Off LA City of Plaquemine Negotiated Off IN Smith-Green Multi-School Buildi Corporation Whitley Negotiated Off WI Public Finance Authority Negotiated Off WI Public Finance Authority Negotiated Off MI Hudsonville Public Schools Ottawa Negotiated Off IN Indiana Finance Authority Negotiated Off CA San Bernardino, County of San Bernardino Negotiated Off IN Indiana Finance Authority Negotiated Off GA Macon-Bibb County Bibb Agency Offerin IN Hamilton Southeastern Consolidated School Buildi Corporation Negotiated Off IN Hamilton Southeastern Consolidated School Buildi Corporation Negotiated Off TX Viridian Municipal Management Dt Tarrant Negotiated Off IL Alton CUSD #11 Madison Negotiated Off IL Alton CUSD #11 Madison Negotiated Off CA Redlands Unified School District San Bernardino Negotiated Off CA San Diego Unified School District San Diego Negotiated Off CA San Diego Unified School District San Diego Negotiated Off CA San Mateo Union High School District San Mateo Negotiated Off
CO Colorado, The Regents of the University of Boulder Negotiated Off LA Louisiana Local Govt Environmental Fac & CDA Agency Offerin LA Louisiana Local Govt Environmental Fac & CDA Agency Offerin CA Santa Cruz, County of Santa Cruz Negotiated Off CO State of Colorado BEST Negotiated Off CO State of Colorado BEST Negotiated Off CA Successor Agency to the Chico Redevelopment Agency Agency Offerin CA Successor Agency to the Chico Redevelopment Agency Agency Offerin CA Jurupa Unified School District Riverside Agency Offerin CA Jurupa Unified School District Riverside Negotiated Off CA Bonita Canyon Public Facilites Financi Authority Orae Agency Offerin IL Cambridge CUSD #227 Henry Negotiated Off CO City & County of Denver Negotiated Off CO City & County of Denver Negotiated Off GA City of Donalsonville Downtown Development Authority Agency Offerin IN Greater Jasper School Buildi Corporation Dubois Negotiated Off MA Massachusetts Housi Finance Agency Suffolk Negotiated Off WI Public Finance Authority Negotiated Off WI Public Finance Authority Negotiated Off WI Public Finance Authority Negotiated Off CA Merced Union High School District Merced Negotiated Off CA Norco, City of Riverside Negotiated Off NV North Las Vegas, City of Clark Negotiated Off PA Perkasie Regional Authority Bucks Agency Offerin AL Mobile, City of Mobile Negotiated Off AL Mobile, City of Mobile Negotiated Off IL Murphysboro CUSD #186 Jackson Negotiated Off CA Fontana, Successor Agency to the Redevelopment Agency of the CitSan Bernardino Negotiated Off CA Fontana, Successor Agency to the Redevelopment Agency of the CitSan Bernardino Negotiated Off CA Napa, City of Napa Negotiated Off MN Housi and Redevelopment Authority of Duluth Minnesota Negotiated Off IL West Carroll CUSD #314 Negotiated Off MO Bellefontaine Neighbors, City of St. Louis Negotiated Off IL West Carroll CUSD #314 Negotiated Off IN Peru Utilities Miami Agency Offerin CA Culver City Redevelopment Agency, Successor Agency of Los Aeles Negotiated Off CA Culver City Redevelopment Agency, Successor Agency of Los Aeles Negotiated Off IL Roselle ESD 12 Negotiated Off CO Eagle-Vail Metropolitan District Negotiated Off IL Decatur School District 61 Macon Agency Offerin UT Utah Housi Corporation Negotiated Off ID Idaho Housi and Finance Association Ada Negotiated Off FL Capital Trust Agency Negotiated Off FL Capital Trust Agency Negotiated Off FL Capital Trust Agency Negotiated Off CA San Francisco, Successor Agency to the Redevelopment Agency of tsan Francisco Negotiated Off AZ Benson Unified School District No. 9 Cochise Agency Offerin LA Natchitoches Parish School District No. 7 Negotiated Off CA San Francisco, Successor Agency to the Redevelopment Agency of tsan Francisco Negotiated Off MO Columbia Housi Authority Agency Offerin MO St. Louis Industrial Development Authority St. Louis Negotiated Off CA Fallbrook Union High School District San Diego Negotiated Off CA Lake Elsinore, City of Riverside Negotiated Off MI Michigan State Housi Development Authority Negotiated Off AZ El Mirage, City of Negotiated Off CA Fortuna, City of Humboldt Negotiated Off
CA Fortuna, City of Humboldt Negotiated Off AR Arkansas Development Finance Authority Negotiated Off IN Warsaw Multi-School Bldg Corp Kosciusko Negotiated Off CO El Paso County School District 2 (Harrison) El Paso Negotiated Off NC Gastonia Housi Authority Negotiated Off NC Gastonia Housi Authority Negotiated Off NC Gastonia Housi Authority Negotiated Off CA Menifee Union School District Riverside Negotiated Off OH Cuyahoga Falls, City of Cuyahoga Negotiated Off GA Atlanta, Urban Residential Finance Authority of Agency Offerin OK University of Oklahoma Negotiated Off OK University of Oklahoma Negotiated Off OK University of Oklahoma Negotiated Off AZ Yuma Elementary School District No. 1 Yuma Negotiated Off CA Guadalupe Redevelopment Agency Santa Barbara Negotiated Off OK Oklahoma Water Resources Board Negotiated Off MO Missouri Housi Development Commission Negotiated Off NY New York City Municipal Water Finance Authority New York Negotiated Off CO Pioneer Hills Metropolitan District Agency Offerin NY New York City Municipal Water Finance Authority New York Negotiated Off GA Harris County Development Authority Agency Offerin OH Walton Hills Cuyahoga Negotiated Off MI Dexter Community Schools Washtenaw Negotiated Off MI Jenison Public Schools Ottawa Negotiated Off AL Exchae Cooperative District Autauga Negotiated Off AL Exchae Cooperative District Autauga Negotiated Off OH Columbus Metropolitan Library Franklin Negotiated Off OH Columbus-Franklin County Finance Authority Negotiated Off AL Alabama Housi Finance Authority Negotiated Off IL Ohio CCSD #17 Bureau Agency Offerin IL Ohio CHSD #505 Bureau Agency Offerin IL Illinois Finance Authority Negotiated Off IL Illinois Finance Authority Negotiated Off IL Illinois Finance Authority Negotiated Off OH Strosville CSD Negotiated Off IN Twin Lakes School Buildi Corporation Carroll Negotiated Off MO Eureka Fire Protection Dt Negotiated Off FL Hillsborough County, School Board of Hillsborough Negotiated Off FL Hillsborough County, School Board of Hillsborough Negotiated Off FL Hillsborough County, School Board of Hillsborough Negotiated Off AL Prattville, City of Autauga Negotiated Off NY Triborough Bridge and Tunnel Authority New York Negotiated Off OH Vermilion, City of Agency Offerin CO Apex Park & Recreation Dt Jefferson Negotiated Off AZ Florence, Town of Pinal Negotiated Off AZ Daisy Mountain Fire District Maricopa Negotiated Off CA Palm Spris Community Redevelopment Agency, Successor Agenc Riverside Negotiated Off IL Edwardsville CUSD #7 Madison Negotiated Off CA Brea, City of Orae Negotiated Off CA Palm Spris Community Redevelopment Agency, Successor Agenc Riverside Negotiated Off TX Edgewood Independent School District Bexar Negotiated Off TX Lancaster Independent School District Negotiated Off IL Belvidere CUSD 100 Boone Negotiated Off CA Los Aeles, City of Los Aeles Agency Offerin MO Christian County Christian Negotiated Off AZ Goodyear, City of Maricopa Negotiated Off
MI Airport Community Schools Monroe Negotiated Off MI Michigan State Housi Development Authority Negotiated Off CA San Francisco City & County San Francisco Negotiated Off CA San Francisco City & County San Francisco Negotiated Off GA Harris County Public Improvements Authority Harris Agency Offerin OH Sharonville, City of Hamilton Negotiated Off FL Miramar, City of Broward Negotiated Off MO Hazelwood School District St. Louis Negotiated Off IN Lebanon Middle School Buildi Corporation Boone Negotiated Off FL Lake County Lake Negotiated Off FL Lake County Lake Negotiated Off AZ Queen Creek Unified School District No. 95 Maricopa Agency Offerin PA Perkasie Regional Authority Bucks Agency Offerin AZ Glendale Union High School District No. 205 Maricopa Negotiated Off IL Illinois, State of Saamon Negotiated Off CO Northern Commerce Metropolitan District Agency Offerin OH Talawanda City School District Butler Negotiated Off CA California State Public Works Board Sacramento Negotiated Off CA California State Public Works Board Sacramento Negotiated Off CA California State Public Works Board Sacramento Negotiated Off IN Whitley County Multi-School Buildi Corporation Whitley Negotiated Off IL Metropolitan Airport Authority of Peoria Peoria Agency Offerin IN Indiana Municipal Power Agency Negotiated Off CA Morgan Hill Unified School District Santa Clara Negotiated Off IL Freeburg CHSD 77 St. Clair Agency Offerin CA San Diego Unified School District San Diego Negotiated Off TX Leander, City of Williamson Negotiated Off CA Burbank, Successor Agency to the Redevelopment Agency Los Aeles Negotiated Off TX Leander, City of Williamson Negotiated Off CA San Diego Unified School District San Diego Negotiated Off ID Idaho Housi and Finance Association Ada Negotiated Off UT Utah Housi Corporation Negotiated Off MO Riverside Industrial Development Authority Platte Negotiated Off MI Van Dyke Public School District Macomb Negotiated Off CA Brea Successor Agency Orae Negotiated Off CA Brea Successor Agency Orae Negotiated Off TX Texas, Board of Regents of University of Travis Negotiated Off CA Federal Home Loan Mortgage Corporation Agency Offerin CA Central Unified School District Fresno Agency Offerin CA Murrieta Valley Unified School District Riverside Negotiated Off AZ Yuma County Jail District Yuma Agency Offerin CO Colorado Housi & Finance Authority (CHFA) Negotiated Off CO Colorado Housi & Finance Authority (CHFA) Negotiated Off MO St. Louis Industrial Development Authority St. Louis Agency Offerin MO St. Louis Industrial Development Authority St. Louis Negotiated Off AZ Yuma County Yuma Agency Offerin CA Rancho Mirage Redevelopment Agency, Successor Agency to the CiRiverside Negotiated Off NY New York City Transitional Finance Authority New York Negotiated Off CA Menifee Union School District Riverside Negotiated Off CO Prairie Center Metropolitan District No. 3 Adams Negotiated Off CO Prairie Center Metropolitan District No. 3 Adams Negotiated Off CA Jurupa Community Services District Riverside Agency Offerin CA Pleasanton Unified School District Alameda Negotiated Off LA Louisiana Local Govt Environmental Fac & CDA Negotiated Off LA Louisiana Local Govt Environmental Fac & CDA Negotiated Off LA Louisiana Local Govt Environmental Fac & CDA Negotiated Off
PA Lebanon, County of Lebanon Negotiated Off IN Elwood Community School Corporation Madison Agency Offerin MO Republic, City of Greene Negotiated Off ID Idaho Housi and Finance Association Ada Negotiated Off OH Lake County Negotiated Off MD Howard County Howard Negotiated Off CA Maywood, Successor Agency to the Community Development Com San Francisco Agency Offerin CO Eagle Ranch Metropolitan District Agency Offerin LA Louisiana Local Govt Environmental Fac & CDA Negotiated Off IN Westfield High School 1995 Buildi Corporation Hamilton Negotiated Off CA Costa Mesa, City of Orae Negotiated Off AZ Humboldt Unified School District No. 22 Yavapai Negotiated Off CA Manteca Unified School District San Joaquin Negotiated Off CA San Mateo, Successor Agency to the Redevelopment Agency Negotiated Off IL Washiton (Okawville) CUSD #10 Washiton Negotiated Off AZ Yavapai, County of Yavapai Agency Offerin KS City of Dodge City Ford Negotiated Off CA Clovis Unified School District Fresno Negotiated Off IN MSD of Wayne Township Marion Negotiated Off GA Oconee County Negotiated Off GA Oconee County Negotiated Off CA California School Finance Authority Negotiated Off TX Grand Prairie, City of Dallas Negotiated Off TX Cameron County Cameron Negotiated Off SC Easley, City of Negotiated Off CA C.O.R.E. Placer, Inc. Placer Negotiated Off AZ San Luis, City of Yuma Negotiated Off AZ San Luis, City of Yuma Negotiated Off CA Greenfield Union School District Monterey Negotiated Off IL Sparta Community Unit School District #140 Randolph Negotiated Off CA Greenfield Union School District Monterey Negotiated Off IL Southwestern CUSD 9 Macoupin Negotiated Off CA Upland Unified School District San Bernardino Negotiated Off CA Upland Unified School District San Bernardino Negotiated Off IL Southwestern CUSD 9 Macoupin Negotiated Off CA Upland Unified School District San Bernardino Negotiated Off NY New York City Municipal Water Finance Authority New York Negotiated Off NY New York City Municipal Water Finance Authority New York Negotiated Off AL Quint-Mar Water Authority Agency Offerin IN Bloomiton Monroe Negotiated Off FL Walton County Schools Negotiated Off IL Cambridge CUSD #227 Henry Agency Offerin FL Osceola County Negotiated Off CA Sacramento, City of Sacramento Negotiated Off OH Maple Heights CSD Agency Offerin IL Millstadt CSD #160 Agency Offerin AL Georgiana, City of Negotiated Off MO Wentzville R-IV School District St. Charles Negotiated Off IL Urbana School District Number 116 Champaign Negotiated Off IL Urbana School District Number 116 Champaign Negotiated Off CA Southern Kern Unified School District Kern Negotiated Off OH Madison LSD Negotiated Off IL Oswego School District 308 Kendall Negotiated Off NY New York City Negotiated Off NY New York City Negotiated Off FL Greater Orlando Aviation Authority Orae Negotiated Off
CO Colorado State University Larimer Negotiated Off CO Colorado State University Larimer Negotiated Off TX El Paso, City of (Public Service Board) El Paso Negotiated Off UT Utah Housi Corporation Negotiated Off ID Idaho Housi and Finance Association Ada Negotiated Off TX Viridian Municipal Management Dt Tarrant Negotiated Off TX Viridian Municipal Management Dt Tarrant Negotiated Off TX Cameron County Cameron Negotiated Off TX Cameron County Cameron Negotiated Off
State Type of Muni Advisory Business Muni Entity or Non-ME Obligated Person SC Advice Hilton Head Island, Town of IL Advice Sprifield, City of IN Advice M.S.D. of Southwest Allen Co. MO Advice Hillsboro R-III School District OH Advice Cuyahoga Community College GA Advice Athens-Clarke Unified Government TN Advice Hallsdale - Powell Utility District SC Advice Columbia, City of IN Advice Zionsville Community Schools FL Advice Broward County OH Advice Cleveland Public Library CO Advice Lakewood, City of AZ Advice Flagstaff, City of AZ Advice Flagstaff, City of AZ Advice Saguaro Bloom CFD (Town of Marana AZ Advice Show Low Bluff CFD AZ Advice Arizona School Facilities Board CO Advice Arvada, City of CO Advice Colorado Department of Transportati CO Advice Colorado High Performance Transpor CO Advice Fountain, Urban Renewal Authority o AZ Advice Maricopa Integrated Health System AZ Advice Mesa Unified School District No. 4, M CO Advice Northglenn, City of AZ Advice Phoenix Union High School District No CO Advice Lakewood, City of Ky Advice Owensboro, City of OH Advice Cuyahoga County SC Advice Columbia, City of FL Advice Mid-Bay Bridge Authority FL Advice Broward County MO Advice Wentzville R-IV School District GA Advice Dalton, City of AZ Advice Flagstaff, City of AZ Advice Lakin Ranch CFD (City of Avondale) AZ Advice Pinal County, Arizona Regional Transp CO Advice Douglas County School District FL Advice Broward County AZ Advice Sahuarita, Town of AZ Advice Tucson Unified School District No. 1 Ky Advice Owensboro, City of SC Advice Greer Commission of Public Works MO Advice Maryland Heights Fire Protection Dist FL Advice Clearwater, City of KY Advice Owensboro, City of
Issue or General Endeavor Description General Advice to Town of Hilton Head Island (Ooi Contract) Water Revenue Refundi Bonds, Series 2018 (Private Placement) General Obligation Bonds, Series 2018 (Competitive) General Advice for 3 Years Capital Improvement Plan (Negotiated) General Obligation Bonds, Series 2018 (Negotiated) Revenue Refundi Bonds, Series 2017 (Negotiated) Parki System Refundi Bonds, Series 2017 (Negotiated) General Obligation Bonds, Series 2018AB (Competitive) Special Obligation Bonds, Series 2018 (Loan) Capital Plan Formulation and Strategy General Municipal Advisory Work Solid Waste Utility Revenue Obligations or COPs, Series 2018 (Negotiated) Pledged Revenue Obligations, Series 2018 Road Improvements (Negotiated or Private Placement) General Obligation Bonds, Series 2018 (Negotiated) Possible Defeasance of General Obligation Bonds (Negotiated) NOTE: Transaction Postponed General Advice General Advice General Advice General Advice Post Issuance Municipal Advisory Services 2015A and 2015B Bonds MIHS - General Advice Mesa USD - General Advice General Advice Phx Union HSD - General Advice Facility Improvements Lease Financi, 2017 Loan (Private Placement) Water Revenue Refundi and Improvement Bonds Series 2018 (Competitive) General Advice to Cuyahoga County, Ohio General Advice to City of Columbia (Ooi Contract) General Advice Special Obligation Revenue Bonds, Series 2018 (Negotiated) General Advice for 1 Year General Advice regardi TIF/TAD Program Creation and Implementation General Advice Consideration of Formi - Type, Size and Structure of future transaction in process (Negotiated) Tax/TPT Election Series 2019 & 2021 Excise Tax Rev Bonds (Negotiated) Douglas County School District, Number RE1 (Negotiated) General Advice Town of Sahuarita, Arizona, Wastewater Utility Revenue Refundi Bonds, Series 2018 (Private Placement) Tax-Exempt Equipment Lease/Purchase Agreement (Private Placement) Electric Light and Power System Revenue Bonds Series 2018 (Negotiated) General Advice to Greer CPW (Ooi Contract) General Obligation Bonds, Series 2019 (Competitive) General Advice for City General Credits Electric Light and Power System Revenue Bonds General Advice - Refundi/NM
Issuer Name Issue Description Eagement Notification Date Shaker Heights City School District General Obligation (Unlimited Tax) School Facilities Improvement Notes, Series 2017 03/18/2016 Flushi Community Schools 2017 School Buildi and Site Bonds 11/14/2017 Morgan Hill Unified School District Election of 2012 General Obligation Bonds, Series B 11/02/2016