ANNUAL SAFETY REVIEW

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ANNUAL SAFETY REVIEW for the year 2014 Samhæfingarsvið - Öryggisáætlanadeild Division of Coordination and facilitation Department of Safety Analysis

Icelandic Transport Authority: Annual Safety Review for the year 2014 Útgefandi: Icelandic Transport Authority Ármúli 2 108 Reykjavík Sími: +354 480 6000 Netfang: icetra@icetra.is Veffang: www.icetra.is June 2015 - Icelandic Transport Authority: Division of Coordination and facilitation, Department of Safety Analysis.

Foreword 2014 was the first whole operational year of the new administrative and monitoring agency, the Icelandic Transport Authority (Icetra) which was established on the 1 st of July 2013. The Icelandic Transport Authority manages the administration of transport affairs and conducts oversight pertaining to aviation, maritime affairs, traffic and safety oversight of transport infrastructures and navigation. In August a new Chief Executive Officer and Director General, Mr. Þórólfur Árnason, was appointed. He replaced Mr. Hermann Guðjónsson who had been the head of the merged Authority for the first year of its operation. In September Icetra moved to a new location. It was a year of integrating projects and workflow, as well as big transformations. Hermann Guðjónsson, CEO and Director general The CEO is the head of the Icelandic Transport Authority which manages the administration of transport affairs and conducts oversight pertaining to aviation, maritime, traffic and safety oversight of transport structures and navigation. He has three deputy directors general of Civil Aviation working along his side. Hermann Guðjónsson was appointed Director General on July 1 st 2013 and resigned on July 31 st 2014. Our direction every day, in every trip, should be to return home safely. The Icelandic Transport Authority s aim and highest priority should be a zero accident vision in every transport mode with accident prevention strategies. The annual safety review gives a statistical overview of the past year as well as accident trends over a longer period. This document is a part of the State Safety Program (SSP) in Iceland. Þórólfur Árnason, CEO/Director General Þórólfur Árnason was appointed CEO/DG on August 1 st 2014. 3

Abstract Continuous improvement of flight safety is the target. Aviation organisations must therefore be proactively reviewing events and ensure that safety hazards are addressed. A vital element of this safety culture is a good reporting culture. In Iceland a good reporting culture has been evolving with good cooperation as can be seen by the increased number of occurrence reports. Last year the increase in occurrence reports was 13 per cent. In 2014 the Icelandic Transport Authority received on average approximately 100 occurrence reports from the Icelandic Flight Industry per month. There was an increase in number of accidents and serious incidents between 2013 and 2014. In the past year there were eight accidents and 18 serious incidents in Iceland.

Contents Foreword...3 Abstract...4 Table of Figures...6 1. Global Overview...7 2. European Overview...8 3. Implementation of Regulation (EU) 376/2014... 10 3.1 Reporting... 10 3.2 Occurrence Reporting Processes and ECCAIRS/ADREP Compatibility... 10 3.3 Just Culture... 10 3.4 Follow-up and Analysis... 10 4. Iceland Overview... 11 5. General Aviation... 13 6. Aerodromes and Air Traffic Management (ATM)... 14 7. Safety Performance Indicators... 15 Department of Safety Analysis (ICETRA)... 16 5

Table of Figures Figure 1 The number of total and fatal accidents on commercial scheduled flights during the 2010-2014....7 Figure 2 Number and Rate of fatal accidents worldwide....9 Figure 3 Total number of occurrence reports has been consistently growing in Iceland for the past 5 years... 11 Figure 4 Overview of total number of occurrence reports in Iceland per month in 2014... 11 Figure 5 - Most frequently reported occurrences in 2014.... 12 Figure 6 - Number of accidents and serious incidents investigated by the ITSB.... 13 Figure 7 - Most frequently reported occurrences from Isavia in 2014.... 14

1. Global Overview The small growth in traffic experienced in 2014, when combined with the increase in the number of accidents resulted in an accident rate of 3.0 accidents per million departures a 7% increase compared to the previous year, which is still one of the lowest rates on record. Scheduled commercial international and domestic operations accounted for approximately 3.2 billion passengers in 2014, up approximately 5% from 2013. Total scheduled passenger traffic included approximately 33 million sectors flown. The year-over-year accident statistics indicate an increase in the overall number of accidents as well as the accident rate. Compared to 2013, the number of accidents (as defined in ICAO Annex 13 involving aircraft with a maximum certificated take-off weight of over 5 700 kg and reviewed by the ICAO Safety Indicators Study Group) increased by 9% in 2014 to 98. In addition, the global accident rate involving scheduled commercial operations increased by 7%, from 2.8 accidents per million departures in 2013 to 3.0 accidents per million departures in 2014. Figure 1 The number of total and fatal accidents on commercial scheduled flights during the 2010-2014 (Source: ICAO Safety Report 2015). ICAO ICAO The International Civil Aviation Organisation is a specialized agency of the United Nations which was founded in 1944 to promote the safe and orderly development of international civil aviation throughout the world. ICAO sets the standards and recommended practices necessary for aviation safety, security, efficiency and environmental protection on global basis. It serves as the primary forum for co-operation in all fields of civil aviation among its 191 Member States. In all of its coordinated safety activities, ICAO strives to achieve a balance between assessed risk and the requirements of practical, achievable and effective risk mitigation strategies The 2015 Safety Report introduces accident statistics and trends. The year 2014 is analysed as well as a 7 year trends. 7

2. European Overview Over the past decade, there has been a gradually decreasing trend in the number and rate of worldwide fatal accidents. This decrease has mainly been in the number of fatal passenger accidents. However, the number of cargo accidents, although lower in number, has been much more variable. Despite a perception that 2014 was a bad year for aviation safety, the rate of fatal accidents, both world-wide and in the EASA Member States, continues to decrease. Although there were fewer fatal accidents worldwide in 2014 than the average for the last ten years, the number of fatalities was close to the average and higher than in recent years. In 2014 there were 16 fatal accidents and 648 fatalities, while in 2013 there were 14 fatal accidents and 185 fatalities. The number of fatalities in 2014 was 1.5% higher than the average for the previous 10 years. 517 of the 648 fatalities that occurred in 2014 resulted from just 3 accidents: 8th March Malaysian Airlines flight MH370. B777 missing, presumed crashed in southern Indian Ocean (239 fatalities); 24th July Air Algerie flight 5017, operated by Swiftair. MD83 stalled and crashed during a night flight in thunderstorm conditions, with turbulence and icing (116 fatalities). Swiftair is an EASA MS Operator; 28th December Air Asia flight 8501. A320 impacted the sea and was destroyed while flying from Surabaya to Singapore (162 fatalities). Presently, the loss of Malaysian Airlines Flight MH17 in ukraine is excluded from the data as this occurrence is being considered a hostile action, which is outside the scope of the ICAO Annex 13 definition of an accident (see in more detail in EASA Annual Safety Review 2014). If MH17 would be included in the accident figures, the number of fatalities would increase to 946. Post crash fire is the most commonly applied fatal accident category, this is unsurprising since in a serious accident a fire is likely to break out after impact. Loss of control in flight is the second most commonly applied fatal accident category. This is where the flight crew lose control of an otherwise controllable aircraft. However, these events tend to occur during complex high workload situations such as those following a technical failure or in extreme weather. EASA The European Aviation Safety Agency (EASA) publishes the Annual Safety Review each year as required by Article 15(4) of Regulation (EC) No 216/2008. The Annual Safety Review (ASR) presents statistics on European and worldwide civil aviation safety. The statistics are grouped according to the type of operation, for instance commercial air transport and aircraft category, such as aeroplanes, helicopters and gliders. The ASR 2014 provides a detailed safety analysis based on the data that were available to the Agency on the 1 st of April 2014. The full report may be accessed on the EASA website at: http://www.easa.europa.eu

The fatal accident rate of EASA Member States compared to that of the rest of the world is shown in Figure 4. The fatal accident rate for EASA Member States (Lower Line) compares favourably with that for the rest of the world (Upper Line), highlighting the continued high level of safety in European aviation. In the EASA Member States, not more than one fatal accident per year in Commercial Air Transport has occurred since 2005 and no fatal accidents occurred in 2010 and 2013. Figure 2 Number and Rate of fatal accidents worldwide, involving passenger and cargo operations, comparing EASA MS with the rest of the world, MTOM above 5,700 kg (fatal accidents per 10 million flights) (Source: EASA Annual Safety Review 2014). 9

3. Implementation of Regulation (EU) 376/2014 Improving aviation safety by preventing accidents and serious incidents relies on the availability of ample safety information on which the right decisions on safety actions can be made. Thanks to the high-level of safety already present in the European Aviation system, collecting such data only at a National Level is no longer able to provide the detail needed. Therefore it is vital that occurrence information is collected in a centralised manner, from a variety of sources, in a standardised and compatible format. Mandatory Occurrence Reporting (MOR) is currently regulated, inter alia, by Directive 2003/42/EC. As of November 2015, the directive will be replaced by Regulation (EU) 376/2014 on the reporting, analysis and follow up of occurrences in civil aviation, amending Regulation (EU) No 996/2010 of the European Parliament and of the Council. While some of the basic existing elements of the current MOR scheme are maintained there are some key differences. 3.1 Reporting With regard to reporting, the new Regulation introduces two types of reporting systems; mandatory and voluntary occurrence reporting. Despite the differences between the two, both will be run in much the same way, use the same process and all occurrence reports will be provided to the relevant competent authority and reported to the ECR. The types of occurrences listed in the Implementing Regulation to Regulation (EU) 376/2014 fall under the Mandatory Reporting System. 3.2 Occurrence Reporting Processes and ECCAIRS/ADREP Compatibility The process of occurrence reporting is simplified through the standardisation of the different types of occurrence report used across the European Union. Moreover, the Regulation introduces the concept of ECCAIRS/ADREP compatibility to make it easier for organisations with Safety Management IT systems to electronically transmit occurrences to their competent authorities. Information on both the methods of reporting and ECCAIRS/ADREP is being coordinated through the NAAs of the EASA Member States and will also be made available through a European Occurrence Reporting Website. 3.3 Just Culture Reporting of occurrences is encouraged through the implementation of Just Culture in the Regulation. This provides protection for reporters and persons named in any occurrence report. It also requires individual organisations to adopt an internal Just Culture policy. To support this key area of the Regulation, the European Commission will host a high-level Just Culture conference in Brussels on 1 October 2015 1. 3.4 Follow-up and Analysis One of the main improvements in the provision of aviation safety data is the introduction of follow-up reporting to competent authorities on completion of analysis and investigation of occurrences by aviation organisations. This will lead to a significant improvement in the information available on why occurrences have happened, this is vital to feed the accompanying analysis process. The Regulation also supports improve analysis of safety issues at organisational, National and European levels through the Network of Analysts. 1 http://ec.europa.eu/transport/modes/air/events/2015-10-01-just-culture_en.htm

4. Iceland Overview In many ways 2014 was a good and a growing year for aviation in Iceland. Depicted in figures three and four are the occurrence reporting numbers which have been steadily increasing for the past few years. Submitted occurrence reports from the Icelandic Flight Industry were on average 102 per month. An increase of 13 per cent between years. Figure 3 Total number of occurrence reports has been consistently growing in Iceland for the past 5 years. Figure 4 Overview of total number of occurrence reports in Iceland per month in 2014. 11

Figure 5 - Most frequently reported occurrences in 2014. Depicted in figure five are the most frequently reported occurrences of 2014. The most frequently reported occurrences are non-power plant failures of components in various aircraft systems (SCF-NP). These are followed by aircraft operations general which are flight crew related occurrences. Third most reported occurrences are air traffic management/communication, navigation, surveillance occurrences. In the year 2014, there were eight accidents, no fatal accident and there were 18 serious incidents in Iceland. On figure six accidents and serious incidents investigated by the Transport Accident Investigation Board for the past five years can be seen with a moving average of 2 years.

Figure 6 - Number of accidents and serious incidents investigated by the Icelandic Transportation Safety Board (ITSB) and a moving average of 2 years. 5. General Aviation General Aviation is defined as all civil aircraft operations with MTOM over 2250 kg other than commercial air transport and aerial work operation. Due to few occurrences in this category light aircrafts with MTOM below 2250 kg are also included. From the general aviation 30 occurrence reports were received in 2014, thereof seven accidents and fifteen serious incidents. 13

6. Aerodromes and Air Traffic Management (ATM) In the year 2014 there were 291 occurrences reported from Icelandic aerodromes and air traffic management. Runway incursions are defined as any occurrence at an aerodrome involving the incorrect presence of an aircraft, vehicle or person on the protected area of a surface designated for the landing and take-off of aircraft. There were 18 cases of runway incursions in Iceland in 2014; nine were at BIRK, eight at BIKF and one at BIAR. In figure 7 the most frequently reported occurrences from Icelandic aerodromes and air traffic management are shown. Figure 7 - Most frequently reported occurrences from Icelandic aerodromes and air traffic management in 2014.

7. Safety Performance Indicators 7.1 Tier 1 - Safety Performance Indicators Tier 1 SPI s refer to the number of accidents, serious incidents and fatalities; the prevention and reduction of these must be the most important goal of all aviation safety work. 1. Commercial Air Transport a. Accidents None b. Serious Incidents Two. c. Fatalities None. 2. Commercial Large Helicopters a. Accidents None. b. Serious Incidents None. c. Fatalities None. 3. Commercial Light Helicopters a. Accidents One. b. Serious Incidents One. c. Fatalities None. 4. General Aviation a. Accidents Seven. b. Serious Incidents Fifteen. c. Fatalities None. 15

Department of Safety Analysis (ICETRA) The Division of Coordination and Facilitation works on diverse projects involving aviation, maritime and road traffic. The role of the division is to ensure that transportation prosper, with emphasis on transportation safety and awareness, their efficiency and environmental issues. Within the division there are three sections: legal; transportation facilitation; safety analysis and also special projects like education and awareness in relation to safety programs and supervision of research and developments. Department of Safety analysis works on projects in aviation safety, road traffic safety, and Maritime safety. Incident and accident registration and analysis is processed within the section with statistical and analysis outputs for strategic decision processes on transportation matters. Ármúli 2 108 Reykjavík Ísland Sími +354 480 6000 Fax +354 480 6003 Netfang icetra@icetra.is Veffang www.icetra.is