ICAO No Country Left Behind (NCLB) Campaign: NACC Regional Assistance Strategy

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ICAO No Country Left Behind (NCLB) Campaign: NACC Regional Assistance Strategy

21 States 19 Territories 26 Civil Aviation Authorities (CAAs) 44 Flight Information Regions (FIRs) 29 FIRs in NAM 15 FIRs in CAR NAM/CAR Regions

No Country Left Behind What is the ICAO NCLB Campaign? The No Country Left Behind (NCLB) campaign highlights ICAO s efforts to assist States in implementing ICAO Standards and Recommended Practices (SARPs). The main goal of this work is to help ensure that SARP implementation is better harmonized globally so that all States have access to the significant socio-economic benefits of safe and reliable air transport.

No Country Left Behind What is the ICAO NACC Regional Office NCLB Strategy? Initiated on February 2015 in response to the ICAO NCLB Campaign Assist States in implementing ICAO Standards and Recommended Practices (SARPs) Also promote ICAO s efforts to resolve Significant Safety Concerns (SSCs) Allow States to benefit from the socioeconomic contributions of safe and reliable air transport

STATUS OF THE REGION 2015 NACC Regional Effective Implementation (EI) % Status In order to clearly identify where the Region stood, a conscientious decision was made to classify States in the NAM/CAR Regions into three categories: 0% EI% 70% 70% < EI% 80% 80% < EI% 100%

STATUS OF OUR SUB REGIONS 2015

What did the analysis show us? Provided a simple but clear representation that many States were in fact being left behind in many years, with very little to no progress Status quo was no longer acceptable Transformational leadership and accountability approach is required (States & ICAO) Paradigm shift fix the system and not only the end product Metrics; expected outcomes and deliverables; and follow up via specific action plan

What did the analysis show us? Three Major Deficient Areas and Critical Element Challenges: AGA ANS AIG Licensing, certification, authorization and approval obligations (CE 6) Technical personnel qualification and training (CE 4) Technical guidance, tools and the provision of safetycritical information (CE 5)

Desired Performance Level Not Achieved Pending Caribbean States (EI 80%) projected to have major advances in 2017 to ensure a USOAP EI of 80% in 2018 Audits Given the recent hurricane challenges we will not be at the expected level by the end of 2017 Resolution of existing SSC and SSeC Not yet resolved AIG development and implementation that was projected to be formalized by 2017 Has been initiated but will not be completed as projected

Desired Performance Level Not Achieved The creation of a NAM/CAR Regional Training Centres Association Is not on track to be accomplished as scheduled for 2017 PBN, ATFM and SAR advancements have fallen short of what was projected More on that issue on the next slide Focus on providing stronger support for the Territories Have not had enough time during the NCLB Strategy Initial Phase

What has not been implemented in Air Navigation Services (ANS) in the Regions? Why? PBN Lack of ATM Expert dedicated full time to this subject ATFM NACC Regional Office failed to recognize/adapt implementation strategy to the situation SAR The establishment of the SAR Oversight system was poorly addressed by the NACC Regional Office Lack of commitment from States

Tell us What are your challenges? What are your solutions?

Forecasted Progress on NACC EI GOAL MET PROJECTED TO MEET

Senior Level Political Commitment Completed/ On going Intelligence Gathering and Analysis 100% of States Joint State/ICAO Action Plan Development 100% of States* Implementation, Measuring and Monitoring of Action Plan 76% of States Establish strategy to implement NCLB campaign High Level Government Outreach (Ministerial Level) Paradigm shift in assistance methodology (more hand holding) and direct engagement at the technical level Systems Solution Approach (root cause approach) Analyse all available ICAO data on deficiencies of each NACC State Notify the State of their deficiencies and compliance status Mutual communication for agreement (Technical teleconferences) ICAO NCLB Multidisciplinary or High Level visits some States did not need a visit Develop joint action implementation plan Who? What? When? Agreement of State Action Plan priorities at General and Regional Director level Monthly Teleconference NACC & CAA Technical teams Quarterly Videoconference Brief to RD & DG/Minister Annual Implementation Progress Review Continuous review and adjustment of action plan based on audit results RD engagement of financial institutions

NCLB Metrics and Performance Deliverables The development, initiation and validation of the NACC NCLB was met Short Term (Year 1) Completed Medium Term (Year 2) Completed All States at NACC NCLB Phase II Increase EI of at least 3 States to 80%+ Certification of at least 10 aerodromes Increase the EI from 2 to 3% in those States with over 80% EI All States at NACC NCLB Phase III Increase of EI of at least 3 States to 80%+ Medium Term (Year 3) On Target Long Term Expected Outcome Increase of at least 3 States to 80%+ Continuous monitoring every year Year 4 : Development/Implementation of a Strategy for the sustainability of the achievements made by the States.

100.00% 90.00% 80.00% 70.00% 60.00% 50.00% 40.00% 30.00% 20.00% 10.00% 0.00% 5.79% 54.06% 54.08% 54.08% 54.08% Source: ICAO SPACE June 2015 2015 Status of USOAP Effective Implementation (EI) NAM/CAR States vs. Effective Implementation (EI) % 54.08% 54.08% 54.41% 67.13% 68.95% 70.49% 74.03% 85.18% 83.55% 76.55% 80.03% 86.10% 86.73% 91.36% 92.17% 95.28% Antigua and Barbuda Bahamas Barbados Belize Canada Costa Rica Cuba Dominican Republic El Salvador Grenada Guatemala Haiti Honduras Jamaica Mexico Nicaragua Saint Kitts and Nevis Saint Lucia Saint Vincent and the Grenadines Trinidad and Tobago United States

100.00% 90.00% 80.00% 70.00% 60.00% 50.00% 40.00% 30.00% 20.00% 10.00% 0.00% 5.79% 54.06% 54.08% 54.08% 54.08% 54.08% 54.08% 57.09% Source: ICAO SPACE December 2016 2016 Status of USOAP Effective Implementation (EI) NAM/CAR States vs. Effective Implementation (EI) % 82.38% 88.34% 71.43% 74.03% 63.11% 88.48% 83.55% 85.18% 90.69% 91.36% 92.17% 86.73% 95.28% Antigua and Barbuda Bahamas Barbados Belize Canada Costa Rica Cuba Dominican Republic El Salvador Grenada Guatemala Haiti Honduras Jamaica Mexico Nicaragua Saint Kitts and Nevis Saint Lucia Saint Vincent and the Grenadines Trinidad and Tobago United States

100.00% 90.00% 80.00% 70.00% 60.00% 50.00% 40.00% 30.00% 20.00% 10.00% 0.00% 5.79% Source: ICAO SPACE June 2017 2017 Status of USOAP Effective Implementation (EI) NAM/CAR States vs. Effective Implementation (EI) % 54.06% 54.08% 54.08% 54.08% 54.08% 54.08% 57.09% 82.38% 88.34% 80.13% 80.00% 80.00% 88.77% 83.55% 85.18% 90.69% 91.36% 93.13% 95.28% 86.73% Antigua and Barbuda Bahamas Barbados Belize Canada Costa Rica Cuba Dominican Republic El Salvador Grenada Guatemala Haiti Honduras Jamaica Mexico Nicaragua Saint Kitts and Nevis Saint Lucia Saint Vincent and the Grenadines Trinidad and Tobago United States

Annual Resolution of Air Navigation Deficiencies Outstanding Deficiencies in the CAR Region % Resolution of U Priority Deficiencies Strategy NACC NCLB 2013 2014 Jan 2015 Feb 2015 Jun 2016 May 2017 Sep 2017 U 28 40 22 12 12 5 A 600 591 495 451 409 388 B 145 140 123 99 82 79 773 771 640 562 503 472

Resolution of Air Navigation Deficiencies Outstanding Air Navigation Deficiencies by Priority U, A and B in the CAR Region (472) B 79 17% U 5 1% Outstanding Priority U Air Navigation Deficiencies by field in the CAR Region (5) ATM 1 20% CNS 1 20% U 5 A 388 B 79 CNS 1 MET 2 AIM 1 ATM 1 A 388 82% AIM 1 20% MET 2 40%

Resolution of Air Navigation Deficiencies Outstanding Priority A Air Navigation Deficiencies by field in the CAR Region (388) Outstanding Priority B Air Navigation Deficiencies by field in the CAR Region (79) MET 57 15% SAR 5 1% AGA 189 49% MET 13 16% AGA 14 18% CNS 33 8% AGA 189 AIM 46 ATM 58 AGA 14 AIM 12 CNS 33 CNS 40 MET 57 MET 13 ATM 58 15% AIM 46 12% SAR 5 CNS 40 51% AIM 12 15%

Status of Aerodrome Certification Prior to NCLB Implementation an average of 4 to 6 Aerodrome Certifications were conducted per year. After NACC NCLB Strategy Implementation 23 certifications were initiated in 2016 151 international aerodromes in the CAR Region 45 29 77 Certified Not Certified Initiated Last update: September 2017 PoS Aerodrome certification goal = 48%

Status of Aerodrome Certification 140 120 100 80 60 40 20 0 40 151 154 154 154 151 46 52 26% 30% 34% 70 45% 77 51% 2013 2014 2015 2016 Hasta el 12 Sep 2017 100% 80% 60% 40% 20% 0% Certified aerodromes Total of Aerodromes Source: RO/AGA September 2017

Status of Runway Safety Team (RST) Implementation in the CAR Region 120 100 80 60 40 20 0 84.6% 43% 85% 11 15.4% 2 Central America 45 57% 59 Central Caribbean 29 15% 5 Eastern Caribbean 100% 80% 60% 40% 20% 0% % Airports without RST % Airports with RST implemented

100 90 80 70 60 50 40 The result of 10 USAP CMA audits conducted in 2015/2016 was an average of 20% EI increase in Member States 86.44 87.84 89.04 85 86.65 85.01 86.56 82.23 81.73 81.25 78.37 78.66 73.43 70.69 71.05 71.14 66.6 68.21 68.27 64.9 64.56 62.24 63.39 63.18 56.08 54.8 57.17 57.48 52.38 49.55 48.97 40.35 30 20 10 0 CE 1 Aviation security legislation CE 2 Aviation security programmes and regulations CE 3 State appropriate authority for aviation security and its responsibilities CE 4 Personnel qualifications and training CE 5 Provision of technical guidance, tools and security critical information CE 6 Certification and approval obligations CE 7 Quality control obligations CE 8 Resolution of security concerns Global Average 2nd Cycle USAP by June 2013 EI by CE 69.30% NACC Average 2nd Cycle by June 2013 EI by CE 60.83% Global Average USAP CMA Nov 2014 March 2017 EI by CE 72.49% NACC Average USAP CMA Nov 2014 March 2017 EI by CE 77%

100% 90% 80% 70% 60% 50% 40% 30% 20% 10% 0% 37.85% 31.70% 17.30% No Audit 46.29% 43.81% Status of 2 nd USAP Effective Implementation (EI) 2013 NAM/CAR States vs. Effective Implementation (EI) % 55.13% 53.34% 53.54% 57.63% 62.24% 63.14% 61.00% 76.46% 78.65% 73.90% 68.90% 69.54% 83.85% 93.97% 89.93% Antigua and Barbuda Bahamas Barbados Belize Canada Costa Rica Cuba Dominican Republic El Salvador Grenada Guatemala Haiti Honduras Jamaica Mexico Nicaragua Saint Kitts and Nevis Saint Lucia Saint Vincent and the Grenadines Trinidad and Tobago United States

100% 90% 80% 70% 60% 50% 40% 30% 20% 10% 0% 57.40% 53.89% 31.70% 17.30% Status of 2 nd USAP Effective Implementation (EI) March 2017 NAM/CAR States vs. Effective Implementation (EI) % 84.33% 55.13% 53.34% 53.54% 57.63% 51.41% 83.44% 62.24% 79.62% 68.90% 65.91% 73.90% 96.98% 78.65% 99.80% 93.58% 93.97% Antigua and Barbuda Bahamas Barbados Belize Canada Costa Rica Cuba Dominican Republic El Salvador Grenada Guatemala Haiti Honduras Jamaica Mexico Nicaragua Saint Kitts and Nevis Saint Lucia Saint Vincent and the Grenadines Trinidad and Tobago United States

ICAO Outreach to NGOs/Government Funding Entities Studies for equipment/infrastructure needs Aerodrome certification study Potential Projects to improve infrastructure, development of regional initiatives: Caribbean Regional Accident Investigation Organization (RAIOC), Caribbean Aviation Security and Safety Oversight System (CASSOS), Regional Aviation Accident Investigation Group (GRIAA)

Air Navigation Services (ANS) Safety Improvements Post Irma hurricane, NAM/CAR States have to take a thorough look at their infrastructure needs and determine what comes next States, NGOs, and ICAO need to work together to identify funding needs Project to establish comprehensive harmonized and Standardized approach to short, medium, and long term solution for the Caribbean Communications, Navigation, Surveillance (CNS) equipment and ATM / Operational needs beyond 2017 Hurricane devastation.

National Continuous Monitoring Coordinators Objective: (NCMC) Meeting In order to improve the States USOAP EI, a regional collaboration group has been initiated Review the progress on the USOAP CMA Protocol Questions (PQs) and CAPs, provide guidance on managing the On Line Framework (OLF) and identifying solutions and ways to improve EI.

Regional Aviation Safety Group Pan American (RASG PA) safety issues from a regional perspective Focal point to mitigate risks at regional level Employs risk analysis methodology consistent with Annex 19/SMS requirements Delivers measurable safety PurposeAddresses improvements BenefitsJoint State/Industry safety programmes that reduce redundancy and save scarce resources RASG PA outputs can be used to enhance State safety programs/strategies Strengthens regional partnerships Provides States with real time safety data analysis Encourages use of State Safety Teams (CASTs)

Accident Investigation (AIG) AIG is one of the major deficient areas as audit results show It affects most member States and Territories in our Regions Why? Cost of having specialists and equipment to meet ICAO SARPs are not achievable by many States An accident investigation group cannot replace the States sovereign responsibility in AIG but it would complement and enhance their capability and ability to meet ICAO requirements

What are we doing? Regional Aviation Accident Investigation Group (GRIAA) RAIO initiative in Central America that has assisted Central American States in accident investigation Caribbean Regional Accident Investigation Organization (CARAIO) RAIO initiative for the CAR Region It provides AIG training and guidance Currently obtaining funding Lead person being contacted by the NACC Regional Office for the implementation of this initiative Other ongoing actions Funds are obtained from the ICAO Safety (SAFE) Fund Supported by CASSOS, COCESNA/ACSA and ICAO Project RLA/09/801 Multi Regional Civil Aviation Assistance Programme (MCAAP)

Economic and social Impact of Aviation to the NAM/CAR Regions The Role of Aviation Industry in the Region Creates direct and indirect employment Supports tourism and local businesses Stimulates foreign investment and international trade Contributes to sustainable development Helps improve living Standards and alleviate poverty Supports small and remote communities Facilitates the delivery of emergency and humanitarian aid relief

Aviation has become: A Catalyst for economic development A vital engine of global socioeconomic growth One of the greatest contributors to the advancement of modern Society. Aviation creates cost effective access to global markets worldwide and destinations to small and rural communities Aviation currently moves over 80 per cent of tourists to Small Island Development States (SIDs) Countries now place Aviation at the centre of their National Development 70% of firms consider air services to be critical for business travel (Source: ATAG, The Economic & Social benefits of air transport 2014)

Economic benefits of aviation in Latin America Direct economic contribution of the aviation sector Direct, indirect, induced and tourism economic contribution of the aviation sector 806.0thousand Direct jobs supported by aviation regionally 5.2million Jobs supported by aviation regionally $40billion Direct Regional economic impact $167 billion Regional economic impact Source: ICAO ATAG: 2014

Economic Considerations Within Small Island States Air transport supports 1.7 million jobs and $37 billion in GDP Director Generals are encouraged to engage Ministers (Tourism, Commerce, Finance) to enlighten them on the importance of aviation. For instance: Aviation has a 3 5 economic multiplier If you have teachers to pay and babies to feed as a priority, it is important to consider this Source: AVIATION BENEFITS BEYOND BORDERS ATAG

Takes a Taxi Provides Job for taxi Driver Aviation Multiplier for Sustainable Development When a passenger/tourist arrives: Provides Job for person that puts Gasoline in the taxi Provides Jobs for hotels and staffs Provides Job for the farmer, who may never travel on an airplane but their fruits and vegetables are consumed by tourists, etc. Stimulates commerce

Civil aviation and its economic impact How many more teachers can you now pay? How many more babies can you now feed?

More than half of international tourists arrive by air Tourism expansion relies heavily on air transport, providing substantial economic benefits for anyone involved in the value chain of tourism Separate sectorial policies on air transport and tourism result in a fundamental, and too often even conflicting disconnect which constitutes a severe constraint on the development of travel and tourism The number shown in the chart could be up to 90% for Island States/Territories Inbound tourism by mode of transport in 2014 Air 54% Water 5% Road 39% Rail 2% Source: World Tourism Organization (UNWTO)

THANK YOU!