For a 1309 System Approach of the Conflict Management

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For a 1309 System Approach of the Conflict Management Airborne Conflict Safety Forum Eurocontrol 10/11 June 2014 Serge.LEBOURG@Dassault-Aviation.com SL2014-08 System Approach Conflict Management Eurocontrol 140610.ppt Page 1

How Conflict Management is Handled Today l IN CONTROLLED AIRSPACE Strategic and tactical separation provided by the ATCo Collision avoidance is provided by the pilots ICAO Annex 2 :"It is important that vigilance for the purpose of detecting potential collisions be not relaxed on board an aircraft in flight FAR 91-113 : vigilance shall be maintained by each person operating an aircraft so as to see and avoid other aircraft (FAR 91-113) TCAS is considered as a Safety Net l IN NON CONTROLLED AIRSPACE Pilots are in charge to assume separation and so collision avoidance AC 90-48 C is there to remember pilots..that most MAC accidents and NMAC incidents occurred during good VFR weather conditions and during the hours of daylight. l CONCLUSIONS Conflict management is handled by application of operational rules There is no safety analysis, no common failure mode detection SL2014-08 System Approach Conflict Management Eurocontrol 140610.ppt Page 2

Today Operations In Controlled airspace Separation ATM Controller Collision Avoidance Aircraft Pilots Method Aircraft position from secondary radar Distance : mode A transponder Azimuth : Radar bearing Altitude : Mode C transponder Method By visual contact See & Avoid principle "Safety net" TCAS No analysis of the Common failure modes SL2014-08 System Approach Conflict Management Eurocontrol 140610.ppt Page 3

What Means 1309 System Approach? l SYSTEM APPROACH To refer to the method developed for certification of the aircraft systems (FAR/CS 25/23) It s a comprehensive examination of the system functions to identify failures modes Consequences of the failure conditions are classified in categories Minor, Major, Hazardous, Catastrophic Failures modes are analyzed (safety analysis) ; associated probabilities are determined In CS/FAR 25 (large aircraft) catastrophic event is set at 10-9/h In FAR 23 Classe I (Single Reciprocal Engine) catastrophic event is set at 10-6/h l WHY 1309 Because it is the paragraph number used the CS/FAR to request such analyses There are also AC/AMC to better defines the rules & methods AC/AMC 25-1309 AC 23-1309-1D SL2014-08 System Approach Conflict Management Eurocontrol 140610.ppt Page 4

A New Concept for ATM Safety l THE CONCEPT JUSTIFICATIONS It will no longer be possible to separate on board functions & activity from ATC ones Due to the function integration a global approach based on complex system will be required l CONCEPT FOR AIRCRAFT SEPARATION & COLLISION AVOIDANCE There is a need for a complete new approach of aircraft separation / collision avoidance A concept based on technology and no longer on physiologic pilot capacities "See & avoid" no longer considered as the primary means of collision avoidance A concept considering a global approach of the problem (Ground & airborne segments) A concept based on safety objectives (1309 minded), validated by safety analyses A concept considering and analyzing all common failure modes l WHY SUCH A CONCEPT To allow safe operation of all types of aircraft : Civil (large to ultra light), UAS, State To replace uncontrolled airspace", by controllable airspace" To select and validate the systems used for separation & collision avoidance SL2014-08 System Approach Conflict Management Eurocontrol 140610.ppt Page 5

The Method Collision Safety Objective OR Common Failure Mode Analysis Lack of Separation AND Collision Event Risk Lack of Collision Avoidance SL2014-08 System Approach Conflict Management Eurocontrol 140610.ppt Page 6

Aircraft System Safety Objectives l CASTASTROPHIC EVENT PROBABILITY IN AVIATION (one scenario) 10-9 /h : Transport aircraft (CS 25) or commuter (FAR23) 10-8 /h : Aircraft over 6000 lbs (FAR 23) (VLJ aircraft) 10-7 /h : Single turbine Engine or Multi reciprocating engines (FAR 23) 10-6 /h : Single reciprocating engine (FAR 23), Combat Aircraft, Large UASs 10-5 /h : Ultra light machines, Gliders, VLA, UASs (less than 4000 lbs) l CATASTROPHIC AIRCRAFT LOSS (Global) 10-7 /h : System Global objective for Transport aircraft (CS 25) 10-6 /h : taking into consideration all factors (ATM, MMI, Weather) (reality slightly better : 3.10-7 /h) 10-6 /h : System Global Objective for Transport Aircraft (CS23,VLJ) 10-5 /h : System Global Objective for General Aviation (CS/FAR 23) 10-5 /h : System Global Objective for Combat Aircraft Note : Italic to indicate that these figures are extrapolated from Regulations SL2014-08 System Approach Conflict Management Eurocontrol 140610.ppt Page 7

Future Controlled Airspace l TOMORROW SEPARATION ATC remains in charge of aircraft separation (ADS-B) ATC might delegate separation activity to pilots (ADS-B ASAS) l COLLISION AVOIDANCE No longer based on see & avoid but on TCAS technology (mode S) See & Avoid becomes the safety net l COMMON FAILURE MODES Altitude baro (ADS-B et mode C/S) Solution is to receive intruder GPS / Baro altitude difference and to compare it with onboard one 1090ES frequency saturation (ADS-B & mode S used by the TCAS) Solution : avoid saturation and even in the future adopt UAT technology (RTCA recommendation) The pilot himself which will be in charge of separation & collision avoidance Solution : In case of TCAS TA & RA, to remove all ASAS symbology ADS-B : Automatic Dependence Surveillance System TCAS : Traffic Collision Avoidance System ASAS : Airborne Separation Assistance System TA : Traffic Alert RA : Resolution Advisory SL2014-08 System Approach Conflict Management Eurocontrol 140610.ppt Page 8

ASAS with Wake Vortex Symbology NTS 62.5 nm 08:00 11 44 Z 000 X1 X1 22.5 nm 04:30 11 38 Z 020 ADS-B will provide : An accurate position of the Intruder X1 The Track of the Intruder F M S 1 F M S 1 The Ground Speed of the Intruder and so the intruder relative course The vertical location of the Intruder and its trend 5 SEPARATION F7X F-WIDE 3 nm 03:30 Appropriated route change might be proposed to the 5 pilot SEPARATION F7X F-WIDE 5 nm 03:20 ASAS : Airborne Separation Assistance System ADS-B : Automatic Dependence Surveillance Broadcast SL2014-08 System Approach Conflict Management Eurocontrol 140610.ppt Page 9

Uncontrolled Airspace l PREREQUISITES All the users have to become cooperative and so have to report positions (ADS-B) Technologies will have to be adapted to the users (1090ES, UAT, FLARM, GSM ) TIS (Traffic Info Service) broadcast to all users Various means of transmission (UAT, GSM, WiMax in airport area) FIS (Flight Info Service) to provide all the necessary information Dynamic Airspace Allocation can be used in real time to provide advisory separation to a user Uncontrolled airspace will become controllable airspace (controlled by the users) l SEPARATION & COLLISION AVOIDANCE PROVIDED BY THE USERS Risks will have to be determined and accepted by the users Collision risk in light aviation is high today, technology will be a real plus to reduce the risk See & avoid will remain an element of safety (safety net) Access to local airports for Business Aviation & even light Air transport Advisory separation provided by Remote Tower & Dynamic Airspace allocation Self separation based on the fact that all users are now cooperative Associated risk will nevertheless be higher than in controlled airspace UAT : Universal Access Transmitter SL2014-08 System Approach Conflict Management Eurocontrol 140610.ppt Page 10

Safety is Paramount for all the Users l SAFETY IN ALL THE AIRPACE Controlled airspace as today uncontrolled airspace Safety based more on technology than on application of operational rules Elimination of common failure modes l SAFETY FOR ALL THE USERS Meaning that all the users have to become cooperative ADS-B technologies have to be adapted to user specificities See & Avoid no longer the main principle of separation & collision avoidance l UAS ARE COMING They have to find their ways to operate All the other users have to consider them SL2014-08 System Approach Conflict Management Eurocontrol 140610.ppt Page 11

THE BEST WAY TO PREDICT THE FUTURE IS TO CREATE IT Peter Drucker Questions? SL2014-08 System Approach Conflict Management Eurocontrol 140610.ppt Page 12