Evidence-Based Training. Viktor Robeck, Assistant Director, Training and Qualification, IATA

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Viktor Robeck, Assistant Director, Training and Qualification, IATA

Background EBT is an initiative to improve safety in flying operations To further reduce airline accident rate a review of recurrent and type-rating training was necessary So far event based training, including lessons learned from past accidents/incidents into training sessions, leading to a systematic form of training, - checking off tick boxes 2

Data research process Flight ops and training data from the past 20 years has been reviewed (i.e. LOSA programs, air safety reports, flight data analysis) Examination of threats, errors, undesired aircraft states and their relationship to unwanted consequences. These findings were compared with current training practices with the outcome, that the current training schema does not factor in the differences of the four aircraft generations in use today. One size training does NOT fit all aircraft types 3

Fatal accidents per million departures 2nd generation: 2 nd jet generation 3rd generation: Glass-cockpit Nav display FMS 4th generation: FBW Flight Envelope Protection 4Q 2011 2 nd generation All aircraft 4 th generation 3 rd generation

Aircraft Generations Aircraft by Generation A318/A319/A320/A321, A330, A340-200/300, A340-500/600, B777, A380, B787, Generation 4 Jet A350, Bombardier C Series, Embraer E170/E175/E190/E195 Generation 3 Jet Generation 3 Turboprop A310/A300-600, B737-300/400/500, B737-600/700/800 (NG), B757, B767, B747-400, B747-8, B717, BAE 146, MD11, MD80, MD90, F70, F100, Bombardier CRJ Series, Embraer ERJ 135/145 ATR 42-600, ATR 72-600, Bombardier Dash 8 Q Series Generation 2 Jet Generation 2 Turboprop A300 (except A300-600), BAC111, B727, B737-100/200, B747-100/200/300, DC9, DC10, F28, L1011 ATR 42, ATR 72 (all series except -600), Embraer EMB- 120 Generation 1 Jet DC8, B707 5

Implementing EBT 6

Publications EBT was developed with industry over 6 years, under ITQI, and jointly agreed by ICAO, IATA, and IFALPA. ICAO doc 9995 was published in May 2013 augmented by IATA ITQI doc EBT Implementation Guide 7

EBT Source Data LOSA reports Flight Data Analysis studies Accident/Incident analyses Studies-AQP/ATQP Airline results Studies-Skill Decay & Retention Flight deck Automation studies STEADES Airbus Special FDA Reports Pilot Survey 8

Evidence from Data Data from over 3 million flights over multiple aircraft types over multiple airlines over several regions Use of standardized event set Analyzed for event frequency rate and clusters (drill down) LOSA data: - Over 9,000 observed flights - 50+ airlines - 90 page report from LOSA Archive - Subsidiary follow up report 9

LOSA: 4% of all approaches were unstable 97% of unstable approaches are continued to landing 10% result in abnormal landings Only 3% of unstable approaches lead to a Go-Around When a GA occurs it almost always poorly performed Usually a surprise to the crew Very rarely occurs at (the briefed) missed approach height 10

Competencies to manage the unforeseen Repetitive & foreseeable Operation Unique & unforeseeable Evidence System Environment No evidence What we know What we don t know 11

8 Core Competencies Application of Procedures Communication Flight path management - automation Flight path management - manual Leadership & teamwork Problem solving & decision-making Situation awareness Workload management

Competencies & related Knowledge, Skills and Attitudes Competency Competency Description Performance Criteria observable behavior Situation Awareness Is aware of what the aircraft and its systems are doing Is aware of where the aircraft is and what its environment is Keeps track of time and fuel Is aware of the condition of people involved in the operation including passengers Recognizes what is likely to happen, plans and stays ahead of the situation Develops what if scenarios and plans for contingencies Identifies threats to the safety of the aircraft and people, and takes appropriate action 13

Competency Competency Description Behavioral indicator Application of Procedures Communication Aircraft Flight Path Management, automation Aircraft Flight Path Management, manual control Identifies and applies procedures in accordance with published operating instructions and applicable regulations, using the appropriate knowledge. Demonstrates effective oral, non-verbal and written communications, in normal and non-normal situations. Controls the aircraft flight path through automation, including appropriate use of flight management system(s) and guidance. Controls the aircraft flight path through manual flight, including appropriate use of flight management system(s) and flight guidance systems. Identifies the source of operating instructions Follows SOP s unless a higher degree of safety dictates an appropriate deviation Identifies and follows all operating instructions in a timely manner Correctly operates aircraft systems and associated equipment Complies with applicable regulations. Applies relevant procedural knowledge Ensures the recipient is ready and able to receive the information Selects appropriately what, when, how and with whom to communicate Conveys messages clearly, accurately and concisely Confirms that the recipient correctly understands important information Listens actively and demonstrates understanding when receiving information Asks relevant and effective questions Adheres to standard radiotelephone phraseology and procedures Accurately reads and interprets required company and flight documentation Accurately reads, interprets, constructs and responds to datalink messages in English Completes accurate reports as required by operating procedures Correctly interprets non-verbal communication Uses eye contact, body movement and gestures that are consistent with and support verbal messages Controls the aircraft using automation with accuracy and smoothness as appropriate to the situation Detects deviations from the desired aircraft trajectory and takes appropriate action Contains the aircraft within the normal flight envelope Manages the flight path to achieve optimum operational performance Maintains the desired flight path during flight using automation whilst managing other tasks and distractions Selects appropriate level and mode of automation in a timely manner considering phase of flight and workload Effectively monitors automation, including engagement and automatic mode transitions Controls the aircraft manually with accuracy and smoothness as appropriate to the situation Detects deviations from the desired aircraft trajectory and takes appropriate action Contains the aircraft within the normal flight envelope Controls the aircraft safely using only the relationship between aircraft attitude, speed and thrust Manages the flight path to achieve optimum operational performance Maintains the desired flight path during manual flight whilst managing other tasks and distractions Selects appropriate level and mode of flight guidance systems in a timely manner considering phase of flight and workload Effectively monitors flight guidance systems including engagement and automatic mode transitions 14

Leadership and Teamwork Problem Solving and Decision Making Situation Awareness Workload Management Demonstrates effective leadership and team working. Accurately identifies risks and resolves problems. Uses the appropriate decision-making processes. Perceives and comprehends all of the relevant information available and anticipates what could happen that may affect the operation. Manages available resources efficiently to prioritize and perform tasks in a timely manner under all circumstances. Understands and agrees with the crew s roles and objectives. Creates an atmosphere of open communication and encourages team participation Uses initiative and gives directions when required Admits mistakes and takes responsibility Anticipates and responds appropriately to other crew members needs Carries out instructions when directed Communicates relevant concerns and intentions Gives and receives feedback constructively Confidently intervenes when important for safety Demonstrates empathy and shows respect and tolerance for other people. Engages others in planning and allocates activities fairly and appropriately according to abilities Addresses and resolves conflicts and disagreements in a constructive manner Projects self-control in all situations Seeks accurate and adequate information from appropriate sources Identifies and verifies what and why things have gone wrong Employ(s) proper problem-solving strategies Perseveres in working through problems without reducing safety Uses appropriate and timely decision-making processes Sets priorities appropriately Identifies and considers options effectively. Monitors, reviews, and adapts decisions as required Identifies and manages risks effectively Improvises when faced with unforeseeable circumstances to achieve the safest outcome Identifies and assesses accurately the state of the aircraft and its systems Identifies and assesses accurately the aircraft s vertical and lateral position, and its anticipated flight path. Identifies and assesses accurately the general environment as it may affect the operation Keeps track of time and fuel Maintains awareness of the people involved in or affected by the operation and their capacity to perform as expected Anticipates accurately what could happen, plans and stays ahead of the situation Develops effective contingency plans based upon potential threats Identifies and manages threats to the safety of the aircraft and people. Recognizes and effectively responds to indications of reduced situation awareness. Maintains self-control in all situations Plans, prioritizes and schedules tasks effectively Manages time efficiently when carrying out tasks Offers and accepts assistance, delegates when necessary and asks for help early Reviews, monitors and cross-checks actions conscientiously Verifies that tasks are completed to the expected outcome Manages and recovers from interruptions, distractions, variations and failures effectively 15

EBT - Baseline Program 16

Relative Importance of contributing factors in fatal accidents (Source: Civil Aviation Safety Data, 1989-2003) cockpit crew aircraft environment powerplant maintenance air traffic control airport 0% 10% 20% 30% 40% 50% 17

Deficient Competencies in Gen4 accidents over last 15 years 18

The problem By regulation flight crew training and checking is basedonevents, which may be highly improbable in modern aeroplanes Training programmes are consequently saturated with items that may not necessarily mitigate the real risks or enhance safety in modern air transport operations 19

Mandatory Training Items Flight Preparation Before take-off checklist Engine failure between V1 and V2 Rejected take-off before reaching V1 Instrument departure and arrival procedures Engine-out Precision Approach to minima Non-Precision approach to MDA Go-Around 1 engine-out at DA Landing critical engine inoperative 20

Findings for 4 th generation aircraft Adverse Weather Management Automation Management Go-Around Management Manual Aircraft Control Monitoring, cross checking, error detection Non Compliance issues Unstable Approach (recognition and management) 21

EBT baseline program Adverse weather Adverse wind ATC Automation management Aircraft system malfunction Engine failure Gen4 Jet Training Topics A Competencies non-technical (CRM) Aircraft System management Fire and smoke management Compliance Approach, visibility close to minimum Loss of communications Error management Landing Managing loading, fuel, performance errors Go-Around management Runway or taxiway condition Navigation B Manual aircraft control Surprise Operations or type specific Mismanaged aircraft state Terrain Pilot incapcitation Monitoring & cross-checking Workload, distraction, pressure Traffic Unstable approach Upset recovery Windshear recovery C 22

Program Implementation 23

Example of recurrent training under EBT 2 3 Evaluation Phase Maneuvers Training Phase Scenario Based Training Phase Conduct Objective Assess competence Identify training needs Validate training system performance Line orientated One or more occurrence Assessment of one or more Competency Elements Train maneuver skills to proficiency. Validate system performance and skill decay Sequence of deliberate actions to achieve a prescribed flight path E.g. RTO, EF V1, OEI APP, OEI GA, Em..Descent Manage the critical threats according to evidence Improve competency to manage foreseen & unforeseen threats Line orientated flight scenarios One or more predictable or unpredictable threats 24

EBT Instructor qualities Patient and has a positive attitude Shows humility and admits mistakes Encourages and is honest Non-judgmental and shows empathy Supportive, respectful and honest Good knowledge 25

Summary Learn from the positive Examine the evidence Learn by discovery Measure effectively Reinforce Key learning 26

Questions? Thank you! http://www.iata.org/whatwedo/ops-infra/itqi/pages/index.aspx 27