SAFETY BULLETIN. One Level of Safety Worldwide Safety Bulletin No. 05SAB004 5 July 2004

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IFLP SFETY BULLETIN THE GLOBL VOICE OF PILOTS One Level of Safety Worldwide Safety Bulletin No. 05SB004 5 July 2004 CS II - TCS II and VFR traffic This Document was produced in co-operation with EUROCTROL INTRODUCTI The drive for TCS II development in the US was from mid-air collisions involving light aircraft - between a Boeing B-727 and a Cessna 172 at San Diego in 1978, and between a DC-9 and a Piper at Cerritos, California in 1986. In Europe, extensive safety analyses showed that TCS II systems would provide significant safety benefit in all the airspace. Resulting mandates mean that most airliners and many business jets are now equipped with TCS II. Operationally, TCS II has proven to be very effective, and this includes encounters with VFR traffic squawking altitude. However, pilots and controllers often question the value of TCS where IFR and VFR traffic is mixed: - Does TCS only cause problems between IFR and VFR traffic or does it give good protection? - Does VFR traffic require a transponder for some TCS protection? - lthough IFR and VFR traffic are correctly separated by 500ft, TCS triggers alerts. re these false alerts, or are they normal? - Does TCS still work when aircraft are flying in the aerodrome traffic pattern? The objective of this Bulletin is to provide answers to these sorts of questions. n CS II Bulletin published by Eurocontrol in May 2004 can be found on pages 2 to 5 of this IFLP Safety Bulletin. I N T E R N T I O N L F E D E R T I O N O F I R L I N E P I L O T S S S O C I T I O N S F L P THE GLOBL VOICE OF PILOTS In the interests of safety, reproduction of this bulletin, either in part or whole is encouraged. It may not be offered for sale or used commercially. ll reprints must credit IFLP. Published by the International Federation of ir Line Pilots ssociations Gogmore Lane, Chertsey, Surrey, KT16 9P, England Telephone +44 1932 571711 Fax +44 1932 570920 globalpilot@ifalpa.org www.globalpilot.org 1 03SB004

TCS II and VFR traffic Editorial The drive for TCS II development in the US was from mid-air collisions involving light aircraft - between a B727 and a Cessna 172 at San Diego in 1978, and between a DC9 and a Piper at Cerritos, California, in 1986. In Europe, extensive safety analyses showed that TCS II systems would provide significant safety benefit in all the airspace. Resulting mandates mean that most airliners and many business jets are now equipped with TCS II. Operationally TCS has proven to be very effective, and this includes encounters with VFR traffic squawking altitude. However, pilots and controllers often question the value of TCS where IFR and VFR traffic is mixed: VFR traffic transponder mode and TCS II alerts The alerts triggered by TCS II depend on the transponder mode of the intruder. or STND-BY : TCS II cannot detect the intruder and therefore there is no alert at all., i.e. without altitude reporting: TCS II will only generate a Traffic dvisory (T) to help the pilot achieve visual contact. However, the T is unable to show whether the aircraft are at the same altitude or not! LT : TCS II can trigger Ts and Resolution dvisories (Rs). n R, if followed, protects the VFR traffic as well as the traffic equipped with TCS II from collision. LT VFR LT LT - Does TCS only cause problems between IFR and VFR traffic or does it give good protection? Undetected intruder T without altitude T and R - Does VFR traffic require a transponder for some TCS protection? - lthough IFR and VFR traffic are correctly separated by 500 ft, TCS triggers alerts. re these false alerts, or are they normal? - Does TCS still work when aircraft are flying in the aerodrome traffic pattern? The objective of this Bulletin is to provide answers to these sorts of questions. No Protection Visual contact attempt TCS II Full TCS protection John Law CS Programme Manager, EUROCTROL May 2004 For maximum safety benefit from TCS II, VFR traffic must squawk altitude Collision between an irbus 320 and a glider (France, 12 February 1999) n 320 was descending through Class G airspace to FL80 on approach to Montpellier. The TIS reported gliding activity in this area. Despite keeping a good look out, a G103 glider at FL86 was seen just ahead, at a very late stage. The 320 took vigorous avoiding action. Within 2 seconds the aircraft achieved 36 bank, but the leading edge of the left wing hit the glider s tail. The G103 pilot had not seen the 320. Fortunately, both aircraft landed safely at their destination airport. This collision occurred before the European CS II mandate and the 320 was not yet TCS II equipped. The results of the investigation underlined the need for widespread equipage of TCS II on passenger aircraft and recommended mandatory use of altitude reporting transponder for all aircraft including VFR. If the glider had had an altitude reporting transponder and if the 320 had been equipped with TCS II, it is likely that the collision would have been avoided. May 2004 Page 1 Eurocontrol CS Programme

ll was OK, but Event 1: TCS resolution between IFR and VFR traffic in Class D P28 flying VFR is transiting a TM, in Class D airspace. It is level at FL55 (mode C reports show FL54). n is climbing on departure, on a reciprocal heading, passing 3000 ft. The is cleared to climb to FL140 by the pproach controller and to expedite through 5500 ft due to VFR traffic at 12 o clock, 10 NM, opposite route. FL55 P28 - FL55 3000 ft FL140 0.04 NM P28 ~400 ft FL50 The controller also provides traffic information to the P28 about the, 12 o clock, opposite route, passing your altitude. Then, he provides further traffic information to the (traffic at 12 o clock 4 NM). bout 15 seconds later, the receives a Descend R, when passing FL51. The pilot follows the R correctly and initiates a descent. Descend R 4 seconds before passing the, the P28 pilot reports visual contact. s a result of following the Descend R, the passed about 400 ft below the P28. Simulations indicate that without TCS the separation between the aircraft would have only been about 100 ft and 0.04 NM. The pilot, who never saw the VFR traffic, filed an irprox report because IFR separation was not provided against the VFR P28. The controller remarked that he had provided the appropriate and correct traffic information. The controller reported that the irprox was unjustified because the P28 had visually acquired the and reported that it had passed clear. lthough the approved procedures appeared to have been applied, it is clear that TCS II helped to solve a real risk of collision. Extract from ICO nnex 11 TS airspace classes irspace Class Service provided between IFR and VFR No VFR permitted Radio communication for VFR B Separation Required C D Separation Traffic information (and traffic avoidance advice on request) Required Required Event 2: VFR traffic penetrating Class E Traffic information as far as possible In Class airspace, a B737 is descending on the glide path for the final approach. F Flight information service Due to a navigation error, a C152, flying VFR and level at 1500 ft QNH, is crossing the ILS axis at 4 NM from the runway threshold instead of at about 10 NM. The C152 has an active altitude reporting transponder. G Flight information service The controller, who is not in radio contact with the C152, provides traffic information to the B737 pilot. The B737 pilot gets visual contact on the VFR traffic and continues the approach. s it passes through 2000 ft, the B737 receives an djust Vertical Speed R. In response to the R, the pilot stops the descent and then initiates a go-around. The vertical distance between the aircraft is about 500 ft. Simulations show that if the B737 had continued the descent, the separation would have been less than 300 ft and 0.08 NM. B737 1500 ft djust Vertical Speed R ~500 ft C152 C152 (actual) 1500 ft G B737 (intended) To improve flight safety, VFR traffic should operate an altitude reporting transponder in all airspace classes, including Class G. May 2004 Page 2 Eurocontrol CS Programme

TCS and 500 ft vertical separation? Event 3: IFR and VFR traffic crossing at 500 ft Separation of IFR traffic from VFR traffic In Class D airspace, an TR42 is held at FL60 after departure, heading east, against a VFR DR400, on a reciprocal track, supposedly level at FL65. The DR400 is not maintaining level flight and its altitude is actually oscillating between FL63 and FL64. Shortly after levelling off, the TR42 receives a Monitor Vertical Speed R to prevent further climb when the DR400 is 2.20 NM ahead and 400 ft above. DR400 350 ft FL65 FL60 TR42 IFR traffic is separated from VFR traffic by TC in Class B and C airspaces only (VFR is not permitted in Class ). In the other classes of airspace, own separation between IFR and VFR traffic is the responsibility of the pilots concerned and is usually based upon visual acquisition (Note: ICO nnex 2 states that an aircraft shall not be operated in such proximity to other aircraft as to create a collision hazard). 500 ft vertical offset applied by VFR traffic from IFR flight levels does not, in itself, ensure separation from either IFR traffic or other VFR traffic. It should be considered as a basic strategic organisation aimed at reducing the risk of collision. The application of this offset does not absolve pilots from maintaining a good look out at all times as the flight path of other aircraft can be unpredictable (climbing, descending or manoeuvring aircraft). Monitor Vertical Speed R Descend R Operational feedback from a major European airline Subsequently, the R is strengthened into a Descend R when the vertical separation between the aircraft becomes less than 350 ft. The pilot follows the R and descends to FL57 before climbing back to FL60. TCS ensured that there was no risk of collision resulting from poor altitude keeping of the DR400. Over a period of approximately 2 years of TCS II operational monitoring, 8.3% of the Rs reported by pilots of a major European airline were generated against VFR traffic (about 1 per week). 85% of these Rs, which occurred in both Europe and the United States, were considered necessary and useful by the pilots. Type of Rs between IFR and VFR traffic separated by 500 ft In the normal operating altitudes of VFR traffic, Rs will be caused if VFR traffic operates in the close proximity to IFR traffic with 500 ft separation. Depending upon the TCS II altitude thresholds and the current vertical separation between the IFR and VFR traffic, different types of Rs can be generated as shown below. In both Class D and Class E airspaces, a frequent encounter between IFR and VFR traffic is when both aircraft are level and separated by 500 ft. In these encounters, TCS will generate a Monitor Vertical Speed R, which does not require a vertical deviation. FL65 FL70 500 ft Monitor Vertical Speed Climb Operational experience shows that VFR traffic sometimes do not maintain level flight perfectly. If there is a significant vertical deviation, Climb or Descend Rs will be generated on-board the TCS-equipped aircraft. FL70 ~FL65 350 ft May 2004 Page 3 Eurocontrol CS Programme

TCS is useful in the pattern? Event 4: VFR in the aerodrome traffic pattern TCS and aerodrome traffic pattern n, on approach in Class D airspace, is cleared to descend to 2800 ft QNH and to intercept the glide path. TB20, flying VFR and in radio contact with another controller, is crossing the runway centreline cleared at 2000 ft QNH. However, the pilot has entered the wrong altimeter setting and is actually at 2500 ft QNH. The controller instructs the to stop its descent at 3500 ft and provides a traffic information about the VFR. Because the pilot reports visual contact on the VFR, he is cleared to continue the descent on the glide path. However, the then receives a Climb R triggered by the TB20, which is crossing directly underneath his track. The pilot responds slowly to the R, reducing the rate of descent. lthough not achieving a rate of climb, he passes the VFR traffic at 650 ft and no more than 0.2 NM. TB20 Climb R 650 ft 2500 ft In this event, the high risk of collision resulting from an undetected altimeter setting error was resolved by TCS, even though the pilot of the did not achieve the vertical speed required by the R. Feedback from controllers and pilots shows a perception that Rs generated in the aerodrome traffic pattern are unnecessary and sometimes disruptive. However, the TCS alert time in this environment is only 15 seconds before a possible collision, the aircraft are in very close proximity (less than 1 NM) and the time for an effective avoiding manoeuvre is very short. In the example shown in the diagram below, provided that the lateral distance between the final approach path and the downwind leg is at least 0.5 NM, the VFR traffic on the downwind leg (VFR1) will not trigger an R on board the TCS-equipped IFR traffic on the final approach. (In addition, TCS does not generate any R below 1000 ft.) If the IFR on the final approach receives an R, this confirms that the separation with the VFR traffic on the base leg (VFR2) is inadequate. IFR 1000 ft (TCS) NM 1.6 VFR2 (triggering of necessary R) VFR1 (no R triggering) 0.5 NM The TCS II safety net is effective both on approach and at low altitude. Conclusion CS monitoring programmes have highlighted a significant number of TCS events involving TCS-equipped IFR traffic encountering VFR traffic. In these events, the day was saved because the Rs were followed! Where IFR and VFR traffic are not separated by TC, e.g. in Class D and Class E airspace, and where VFR traffic operates in close proximity to the IFR traffic (often at vertical separation of 500 ft or less) there is a high probability that Rs will be generated. Monitoring has confirmed that these Rs significantly enhance safety. Rs generated in the aerodrome environment should not be dismissed as unnecessary and disruptive. They demonstrate that a risk of collision exists. Pilots must maintain a good look out, not relying on TCS to prevent an unsafe situation from developing. TCS provides last resort collision avoidance, not normal separation standards. To trigger Rs, TCS needs intruders to squawk altitude. VFR traffic should be strongly encouraged to operate an altitude reporting transponder in all classes of airspace. TCS II provides safety benefits to both IFR and VFR traffic Contact: John Law EUROCTROL CS Programme Manager 96, rue de la Fusée B-1130 Brussels This is one of a series of CS Bulletins planned to address specific TCS operational issues. For more detailed information on CS and TCS, please refer to the CS II brochure and training material available on the CS Programme website Tel: +32 2 729 37 66 Fax: +32 2 729 37 19 http://www.eurocontrol.int/acas/ acas@eurocontrol.int May 2004 Page 4 Eurocontrol CS Programme