Safety Management in Aviation Medicine. Dr Anthony Evans Chief, Aviation Medicine Section ICAO, Montreal

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Safety Management in Aviation Medicine Dr Anthony Evans Chief, Aviation Medicine Section ICAO, Montreal Bucharest, Romania November 2013

Plan What is safety Acceptable level of aeromedical risk Organizational accident Risk management Measuring and monitoring New ICAO Recommended Practices

What is safety? Zero accidents? Error avoidance? Regulatory compliance? What is aeromedical safety? Zero in-flight incapacitations? Zero medical cause accidents/incidents?

Proposal: Controlled risk and controlled error are acceptable in an inherently safe system. How might we mitigate the risk to flight safety from in-flight incapacitation?

Concept of safety (Doc 9859) Safety is the state in which the risk of harm to persons or property damage is reduced to, and maintained at or below, an acceptable level through a continuing process of hazard identification and risk management.

Acceptable level What is the acceptable level with respect to medical fitness? Zero incapacitations per year? 1 incapacitation per year? 10...or 100... How fit is fit enough for Class 1 certification?

Rate per 100,000 Coronary Heart Mortality, Males, England & Wales, 2002 1600 1400 1200 1000 Acceptable level of cardiac fitness? 800 600 400 200 0 20-24 25-29 30-34 35-39 40-44 45-49 50-54 55-59 60-64 65-69 70-74 75-79 80-84 Age groups Office for National Statistics

TODAY The evolution of safety thinking TECHNICAL FACTORS HUMAN FACTORS ORGANIZATIONAL FACTORS 1950s 1970s 1990s 2000s Courtesy: James Reason

Organizational factors Policy-making Planning Communication Allocation of resources Supervision, etc Activities over which an organization has a reasonable degree of direct control

Organizational Accident

Factors include Poor risk management Inadequate qualifications/experience Poor morale Workforce instability Poor ergonomics Acceptance of violations (Note - opposite of a safety culture)

Acceptance of violations A pilot with depression, or taking an antidepressant is unfit What is the chance of a pilot diagnosed depression committing a medical violation and flying when unfit?

ALPA study 1997-2001 1200 professional pilots diagnosed with depression who contacted their office: 60% intended to continue flying (without taking recommended medication) 15% intended to continue flying (taking recommended medication) but without declaring such medication 25% intended to declare their medication and cease flying

What is the greater risk? Pilots flying when unfit because of depression with or without taking antidepressants? OR Pilots who are asymptomatic when taking antidepressants flying whilst being carefully monitored? Note: Safety is the state in which the risk of harm to persons or property damage is reduced to, and maintained at or below, an acceptable level through a continuing process of hazard identification and risk management.

How do we know if we are doing the right thing? Monitor Measure Analyse What???

Measure, monitor, analyse - pre accident events Number of occurrences 1 5 Accidents 30 100 Serious incidents 100 1000 Incidents 1000 4000 Latent conditions

Pre-accident events System design Operational deployment Baseline performance Practical drift

Safety management Eight building blocks 1. Senior management s commitment to the management of safety. 2. Effective safety reporting. 3. Continuous monitoring through systems to collect, analyse, and share safety-related data arising from normal operations. 4. Investigation of safety occurrences with the objective of identifying systemic safety deficiencies rather than assigning blame. 5. Sharing safety lessons learned and best practices through the active exchange of safety information. 6. Integration of safety training for operational personnel 7. Effective implementation of Standard Operating Procedures (SOPs), including the use of checklists and briefings. 8. Continuous improvement of the overall level of safety.

Aeromedical monitoring 1.2.4.2 Recommendation. States should apply, as part of their State safety programme, basic safety management principles to the medical assessment process of license holders, that as a minimum include: a) routine analysis of in-flight incapacitation events and medical findings during medical assessments to identify areas of increased medical risk; and b) continuous re-evaluation of the medical assessment process to concentrate on identified areas of increased medical risk. Applicable November 2010

Annex 19 new Annex Principles of Safety Management State Safety Programme (safety management for regulators) Safety Management Systems (safety management for service providers) Safety Management Manual, third edition Google ICAO Doc 9859 Annex 19 applicable 14 November 2013

Summary Meaning of safety Acceptable level of aeromedical risk Organizational accident Risk management Measuring and monitoring New ICAO Recommended Practices

Safety Management in Aviation Medicine Dr Anthony Evans: aevans@icao.int

Safety Management in Aviation Medicine Dr Anthony Evans Chief, Aviation Medicine Section ICAO, Montreal Bucharest, Romania November 2013