ATO Program Management Organization. ADS-B Program Status. Federal Aviation Administration. ICAO NAM/CAR/SAM ADS-B Implementation Meeting & Workshop

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ATO Program Management Organization ADS-B Program Status Presented to: By: Date: Doug Arbuckle ICAO NAM/CAR/SAM ADS-B Implementation Meeting & Workshop November 2017

ADS-B Ground Infrastructure Alaska Hawaii Guam and Saipan 3

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October 2017 Equipage V2 ADS-B Out equipped aircraft with compliant performance detected by FAA network Category As of 1-Sep 2017 (ATAT) As of 1-Oct 2017 (ATAT) Monthly Increase % of estimated fleet equipped^, as of 1-Oct-2017 All Link Version 2 35,599 37,147 1,548 4.35% 1090ES 29,278 30,805 1,527 5.22% UAT 5,515 5,529 14 0.25% Dual 806 813 7 0.87% US General Aviation 29,696 30,989 1,293 4.35% 19.4% - 31.0% US Air Carrier 1,247 1,329 82 6.58% 22.2.% - 26.6% Intl General Aviation* 2,138 2,226 88 4.12% Intl Air Carrier 769 793 24 3.12% U.S. Military & U.S. Special Use 35 31-4 -11.43% http://www.faa.gov/nextgen/equipadsb/equipment/monitoring/ *Aircraft incorrectly reporting outside US ICAO block are included in Intl GA count. ^percentage range based on estimates of 5,000-6,000 US air carrier aircraft and 100K-160K US general aviation aircraft ATAT The ATAT was used to generate these numbers starting on June 1, 2016 5

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USA GA Aircraft Equipage and Avionics Performance 40,000 Number of Aircraft 35,000 30,000 25,000 20,000 15,000 28,817 24,173 30,205 25,549 31,718 26,837 32,991 28,177 34,556 29,696 36,018 30,989 Equipped Good Installs NPE Aircraft 10,000 5,000 4,609 4,636 4,862 4,797 4,844 5,013 0 1-May-17 1-Jun-17 1-Jul-17 1-Aug-17 1-Sep-17 1-Oct-17 7

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US Air Carrier Equipage & Avionics Performance 1,600 Equipped Number of Aircraft 1,400 1,200 1,000 800 600 1,074 1,046 1,118 1,083 1,173 1,139 1,229 1,191 1,287 1,247 1,367 1,329 Good Installs NPE Aircraft Pilot Error* 400 200 0 28 35 34 38 40 38 19 21 25 25 27 25 1-May-17 1-Jun-17 1-Jul-17 1-Aug-17 1-Sep-17 1-Oct-17 9

300 Equipage Status - U.S. Air Carriers (>10 aircraft equipped) October 1, 2017 Number of ADS-B Version 2 Aircraft 250 200 150 100 242 232 197 158 132 109 73 59 55 50 41 38 20 11 0 UAL UPS DAL AAL FDX SKW JBU JIA ASH ENY ASA CPZ QXE 10

Aircraft Expected to Equip for ADS-B Out Rule Grouped by Days Detected in Rule Airspace (1 year) 162K aircraft *VFR aircraft based at Class B or C airport, or flew through ADS B rule airspace

Equipped Operations Heat Maps Percent ADS-B Out V2 July 2016 to June 2017 Class A Class E Rule Airspace Class E Non- Rule Airspace 12

Equipped Operations Heat Maps June 2017(Class B with Mode C Veil and Class C airports) V2 13

Issue 11-Jun-2016, UAL33, on downwind for final approach at LAX (see picture, right) Aircraft Integrated Surveillance System (ISS) extrapolates position along a straight line based on current track, while sending good quality parameters Problem not detected by SBS validation until radar and ADS-B positions differ by 0.57nm (where green line becomes red) As of 02-Aug-2017, FAA ADS-B Performance Monitor has observed 6 additional events (arrival & departure scenarios); additionally, on 21-Jun- 2017, New Zealand observed an occurrence on their ADS-B test system Problem has not reoccurred yet on same aircraft Solution(s) B787 ADS-B issue, 1 of 2 Boeing/Rockwell determined root cause; Boeing implemented fix for production aircraft starting with Line# 544; Boeing Service Bulletin B787-81205-SB340036-00 available FAA has implemented improved position validation and a No Services Aircraft List to allow ADS-B for specific ICAO addresses to be excluded from ATC automation 14

B787 ADS-B issue, 2 of 2 Examples of events Arrival/Approach to SFO Departure from SFO 15

Validation Enhancements Change Standard Validation logic Use all validation sources in valid/invalid determination (versus prior hierarchy of sources) -- addresses issues with radar validation providing false invalid during aircraft maneuvers Apply Enhanced Validation to eliminate erroneous ADS-B earlier in approach situations Validation threshold of 0.2NM within 15 NM of an MSSR Use TDOA to compensate for slow radar response to accelerating / decelerating aircraft No ATC automation changes 16

No Services Aircraft List (NSAL) Background NSAL is a list of ICAO addresses used to filter flow of FAA-received ADS-B data; NSAL prevents potentially false or misleading data from reaching FAA ATC automation Governance NSAL Review Board is FAA s body charged with the governance of the No Services Aircraft List; Board governance activities include: Determining criteria for inclusion on and removal from the NSAL Reviewing individual cases and making decisions Defining procedures for Board decision-making and communications Current status: All 787s subject to Boeing Service Bulletin were placed on NSAL until they apply this SB with exception of Gulf of Mexico offshore airspace, should not impact any operators FAA letter dated 11-Oct-2017 to sent to all affected B787 operators, describing steps needed to be removed from NSAL 17

GA Rebate- Objective Efforts to incentivize General Aviation adoption of ADS-B FAA's Surveillance and Broadcast Services (SBS) Program funded several projects to develop and certify options for ADS-B avionics for GA fixed-wing aircraft and rotorcraft ADS-B program was structured to provide benefits to GA (traffic and weather broadcast services deployed first, emphasized in remote areas) ADS-B benefit widely accepted, yet equipage rates remained below expectations (cost/complexity/lack of urgency) In 2012, equipage prediction estimate updated to approx. 60,000 GA/Air Taxi aircraft equipped by 2016 Detected19,517 GA targets as of January 2016 Increase GA equipage rates in advance of 2020 ADS-B Out Mandate to help ensure access to rule airspace by general aviation users 18

ADS-B GA Rebate Update, 25-Oct-2017 Pmt approved Reservations Claim Fly & Validate 19

FAA currently tracked ADS-B avionics problems Baro/Geo Altitude Spikes Missing Baro Altitude Missing Flight ID Missing Mode 3/A Aircraft using FAA N47 Flight ID UTC toggling Kinematic Issues (aka, position jumping ) Duplicate & Wrong ICAOs Air/Ground determination issues Incorrect Emitter Category Flight ID Error (includes Partial Flight ID) B787 erroneous position A380 Flight ID change on Surface A380 Geo Altitude Unique to UAT Both UAT & 1090 Unique Aircraft B777-300ERs Delivered with wiring error, resulting in non-compliant NACv/SDA/EmitCat/LW Code 20

ITP Project Purpose: Goal: Objectives: Partners: Provide operational benefits in non-surveillance airspace by enabling in-trail climbs/descents at reduced separation distances Employ ITP in oceanic air carrier operations (revenue service) Develop and validate ADS-B ITP avionics standards Validate operational performance and economic benefits of ITP Modify ATM automation software to support application United Airlines, Honeywell, Goodrich, Airports Fiji Limited, Airways Corp NZ Complete; In Progress; Not Yet Started; Desired Altitude Standard Separation Done! ITP Separation Standard FL360 FL350 FL340 ATOP ITP MODS Completed Nov 2015 Release ATOP ITP Mods to sites March 2016 ATOP ITP Operational Readiness (at ZOA) June 2016 ITP Implemented at ZAN Feb 2017 ITP Implemented at ZNY Aug2017 ITP Operational at all sites Aug2017 21

ITP Operational Evaluation Metrics January June 2017 Application Validation Metric June 2017 Totals 10/2016 6/2017 8/2011 6/2017 Number of ITP requests 2 18 350 Number of ITP maneuvers performed 0 2 63 Number of "standard" flight level changes 2 6 142 Number of denied flight level changes 0 10 83 Number of immediate limited standard climbs 0 0 29 Number of climbs after moving reference aircraft 0 0 14 Number of standard climbs after period of time 0 0 19 Percent of climbs resulting from ADS B ITP requests 100% 44% 76% Safety Related Parameter Totals Totals Totals Key January June 2017 (10/2016 6/2017) (8/2011 6/2017) Parameters Min Mean Max Min Mean Max Min Mean Max ITP Initiation Distance 15 nm 39.3 43.0 39.3 17.6 29.4 88.4 ITP Distance at Co altitude 10 nm 42.1 44.8 42.1 17.6 29.9 88.5 Time From ITP Initiation to Level Off at New Altitude 7 min 6.0 6.0 6.0 2.0 4.6 8.0 Percentage of ITPs where a wake encounter occurred and a wake incident was reported 2% Wake Turbulence Incident Severity (5 1) (5 is minimal, 1 is catastrophic) 5 22

ADS-B-In ARC Priority Applications ARC recommended FAA focus funding on accelerating development of equipment standards, certification guidance, operational approval guidance, ground automation, and any policy adjustments to enable operational implementation of applications listed below, in priority order [with targeted completion date]: 1. CDTI-Assisted Visual Separation (CAVS) [FY12] 2. Flight-deck-based Interval Management Spacing (FIM S) [FY15] 3. Traffic Situation Awareness with Alerts (TSAA) [FY13] 4. Oceanic In-Trail Procedures (ITP) [FY13] 5. CDTI-Enabled Delegated Separation (CEDS) (ending in a visual approach) [FY16] [[now called CDTI-Assisted Pilot Procedures (CAPP)]] 6. Ground-based Interval Management Spacing (GIM S) with Wake Mitigation [FY18] 7. Flight-deck-based Interval Management Defined Interval (FIM DI) [FY19] [[application considered part of Advanced Interval Management (A-IM)]] 8. FIM DI for Closely Spaced Parallel Runway Operations (CSPO) [FY17] [[application considered part of A-IM Paired Approach]] 9. Oceanic Interval Management (IM) [FY15] [[now called Pairwise Trajectory Management]] 10. Airport Traffic Situation Awareness with Indications and Alerts (SURF IA) [FY17] Except for SURF-IA (#10) and possibly GIM-S with Wake Mitigation (#6), all of above referenced applications are compatible with U.S. ADS-B Out Rule compliant avionics & performance requirements 23

FAA Next Steps Continue rollout of Air Traffic Control Separation Services Monitor avionics compliance and work with industry on the Equip 2020 initiative Prepare for JRC requests Final Investment Decision for Advanced Surveillance-Enhanced Procedural Separation (ASEPS) Final Investment Decision for the Next Segment of the Baseline SBS Program (FY20-25 funding) 24

Operator Next Steps Considerations for the U.S. ADS-B mandate Version 2 ADS-B transmitter Compliant position source approved to pair with V2 ADS-B transmitter Aircraft wiring as needed As of 26-Oct-2017, 2 years, 66 days to go! 25

BACKUP 26

SBS Standard Validation Capabilities Validation of ADS-B position in the SBS system utilizes independent position estimates from: Radar based on set of radars covering airspace TDOA with two or more radios covering airspace Passive Ranging (UAT only) requires 1 or more radio coverage Validation precedence Radar takes precedence over other estimates Ranging is second for UAT aircraft TDOA is second for 1090-ES and third for UAT Validation thresholds: Terminal: 0.56 NM Enroute: 1.9 NM Validation Probability Determine validation state 99% within 15 sec Terminal and 36 sec En Route Incorrectly identify position as invalid < 0.001 Thresholds selected to support 5NM en route and 3NM terminal separations Performance capabilities of radar at max allowed sep. range 27

SBS Enhanced Validation Capabilities Enhanced Validation of ADS-B position was implemented to assess avionics compliance to NIC performance for the rule Validation threshold of 0.2NM Applied within 15 NM of a terminal MSSR due to tighter threshold and radar ability to meet this performance level Enhanced Validation techniques Radar Ranging TDOA Utilized in ADS-B Performance Monitor to assess avionics compliance to NIC=7/SIL=3 (Integrity of 0.2NM with a 0.9999999 probability) 28

Acronyms ADS-B: Automatic Dependent Surveillance Broadcast ADS-R: Automatic Dependent Surveillance Rebroadcast AML: Approved Model List APB: Acquisition Program Baseline ASSC: Airport Surface Surveillance Capability ATC: Air Traffic Control ATOP: Advanced Technologies and Oceanic Procedures ConOps: Concept of Operations ES: Extended Squitter FIM-S: Flight Deck Based Interval Management Spacing FIS-B: Flight Information Services - Broadcast GIM-S: Ground-Based Interval Management Spacing GOM: Gulf of Mexico IOC: Initial Operating Capability ISAT: Implementation Service Acceptance Test ITP: In Trail Procedures MFD: Multi-Function Display MHz: Megahertz MOPS: Minimum Operational Performance Standards NCT: Northern Cal TRACON NM: Nautical Mile O&M: Operations and Maintenance PED: Portable Electronic Device RIO: Risks, Issues, and Opportunities SBS: Surveillance and Broadcast Services SFO: San Francisco International Airport STC: Supplemental Type Certificate SVR: Service Volume Rollout TAMR: Terminal Automation Modernization and Replacement TIS-B: Traffic Information Services - Broadcast TRACON: Terminal Radar Approach Control TSAA: Traffic Situation Awareness with Alerts UAT: Universal Access Transceiver 29