Network Safeworking Rules and Procedures

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Network Safeworking Rules and Procedures Piloting Rail Traffic Procedure Number: 9006 Version 1.0, 31 March 2016

Piloting Rail Traffic Procedure Number: 9006 Document Control Identification Document title Number Version Date 9006 Piloting Rail Traffic 1.0 31 March 2016 Document History Publication version Effective date Page(s) affected 9006 Piloting Rail Traffic 4 May 2016 Reasons for and extent of change(s) Authorisation Adam Sidebottom Rail Safety Manager Brookfield Rail 31 March 2016 DISTRIBUTION AND CHANGE: Brookfield Rail maintains the master for this document and publishes the current version of the Brookfield Rail website. Any changes to the content of this publication require the version number to be updated. Changes to this publication must be approved according to the procedure for developing Brookfield Rail products. To view the latest version of this document visit www.brookfieldrail.com 9006 Piloting rail traffic, Version 1.0, 31 March 2016 UNCONTROLLED WHEN PRINTED

Table of Contents Glossary for this Procedure... 4 Purpose... 6 General... 6 Piloting Over an Unfamiliar Route... 6 Piloting Rail Traffic Through Work on Track Authorities... 7 4.1. Rail Traffic Entering a Work on Track Authority... 7 4.2. Rail Traffic Entering a Worksite... 8 4.3. Rail Traffic Departing the Authority... 8 Keeping Records... 8 References... 8 Effective Date... 8 9006 Piloting rail traffic, Version 1.0, 31 March 2016 UNCONTROLLED WHEN PRINTED 3 of 8

Glossary for this Procedure Associated Rail Traffic Rail traffic that performs track maintenance or construction tasks for the work. Authority Clear Formal name for a written Authority (e.g. Local Possession Authority, Alternative Proceed Authority). A proceed indication displayed by a signal. In reference to a track circuit, block, section or signal route, the absence of rail traffic. In reference to track workers being clear of track. Competent Competent Worker Crossover Effective Communication In-Field Protection Having the ability, skill and certification to carry out a relevant task. A worker certified as competent to carry out a relevant task. A portion of line that is used to divert rail traffic from one continuing line to another. The ability to successfully send, receive and understand information. The communication does not need to be continuous. One or more devices approved by Brookfield Rail that provide warning to protect rail traffic crew and workers. The device or devices may be used in conjunction with signalling or blocking facilities. Local Possession Authority (LPA) Location Network Controller Permanent Record Pilot An authority that closes a defined portion of track from non-associated rail traffic for a specified period. A place in the Network with a designated name, identification number, or signalling reference. A Competent Worker who authorises and issues Occupancy Authorities, and works points, signals and other signalling equipment to manage routes for safe and efficient transit of rail traffic in the Network. A record made in writing or in an electronic system, and kept for reference and audit. To direct or guide rail traffic crews and tell them about local conditions and operating restrictions on running lines and at worksites. 9006 Piloting rail traffic, Version 1.0, 31 March 2016 UNCONTROLLED WHEN PRINTED 4 of 8

Points Possession Protection Officer Protection Protection Officer Rail Traffic Rail Traffic Crew Route Secure Track Occupancy Authority (TOA) Travel Work on Track Authority A track component consisting of paired pieces of tapered rail (blades) that can be moved and set to allow tracks to diverge or converge. The Competent Worker responsible for coordinating protection of worksites under a Local Possession Authority. The means used to prevent rail traffic from entering a worksite or other portion of track, or to prevent road or pedestrian traffic entering a level crossing. The Competent Worker responsible for managing the rail safety component of worksite protection (i.e. compliance with Network Safeworking Rules and procedures). Trains and track vehicle or vehicles travelling on the network. Competent Workers responsible for the operation of the Motive Power Unit. The rail traffic path from one limit of authority to the next in the direction of travel. To safeguard against accidental or unauthorised access or movement. An authority for Competent Workers and their equipment to occupy a defined portion of track for a specified period. Planned or purposeful movement from one location to another. An authority to perform work on track. See Local Possession Authority (LPA); Track Occupancy Authority (TOA) and Track Work Authority (TWA), 9006 Piloting rail traffic, Version 1.0, 31 March 2016 UNCONTROLLED WHEN PRINTED 5 of 8

Purpose This Procedure details the protocols where, when required, Pilots accompany Rail Traffic Crews to direct Rail Traffic movements. General WARNING: Rail Traffic Crews are responsible for the safe operation of Piloted Rail Traffic. A Pilot must be used when the Rail Traffic Crew is unfamiliar with the Route, the Pilot must be qualified for the Route. A Pilot may be used when Rail Traffic is to Travel through a Work on Track Authority and the Rules allow for Rail Traffic entry to the worksite. The Pilot must: confirm with the Network Controller, Possession Protection Officer or Protection Officer, as required by this Procedure, when and where to meet the Rail Traffic to be Piloted; have knowledge of the Route; give clear directions to the Rail Traffic Crew; and tell Rail Traffic Crews about operating restrictions and conditions in a timely manner. Piloting Over an Unfamiliar Route To Pilot Rail Traffic over a Route unfamiliar to the Rail Traffic Crew, the Pilot must: be Competent in the operation of Rail Traffic over the Route; ensure that the Rail Traffic has an Authority to Travel over the Route; and ensure that Rail Traffic is operated safely over the Route. 9006 Piloting rail traffic, Version 1.0, 31 March 2016 UNCONTROLLED WHEN PRINTED 6 of 8

Piloting Rail Traffic Through Work on Track Authorities The Possession Protection Officer or Protection Officer must appoint a suitably qualified worker to act as the Pilot. The Pilot must: establish and maintain Effective Communication with the Network Controller and the Possession Protection Officer or the Protection Officer; confirm how entry into, and exit from, a Work on Track Authority will be authorised; confirm with the Possession Protection Officer or Protection Officer: the Route to be taken; the Locations of all worksites; and the contact details of all Protection Officers within the Work on Track Authority. 4.1. Rail Traffic Entering a Work on Track Authority WARNING: Only Rail Traffic Associated with an LPA or TOA may enter the LPA or TOA The Pilot must get authority to enter a: Local Possession Authority (LPA) from the Possession Protection Officer; or Track Occupancy Authority (TOA) from the Protection Officer. The Pilot must: act under the direction of the Possession Protection Officer or Protection Officer; make sure that Points and Crossovers are set and Secured correctly before Travelling over them; and tell the Rail Traffic Crew the Locations of worksites. 9006 Piloting rail traffic, Version 1.0, 31 March 2016 UNCONTROLLED WHEN PRINTED 7 of 8

4.2. Rail Traffic Entering a Worksite Before making a movement within a Work on Track Authority the Pilot must contact the Possession Protection Officer or Protection Officer and get: authority for the movement; and an assurance that the intended Route is Clear and that no conflicting movements have been, or will be, authorised. If there is no Competent Worker at the Location of the In-Field Protection the Pilot must: get the authority of the Possession Protection Officer or Protection Officer to remove the Protection; remove or arrange to remove the Protection before passing the Location; and replace or arrange to replace the Protection after passing the Location. 4.3. Rail Traffic Departing the Authority The Pilot must get the Network Controller s authority for Rail Traffic to exit a Work on Track Authority. The Pilot must tell the Network Controller and Possession Protection Officer or Protection Officer when the Rail Traffic has exited the Work on Track Authority. Keeping Records The Network Controller, Possession Protection Officer and Protection Officer must make a Permanent Record of relevant details, including the details of entry into and exit from worksites and Work on Track Authorities. Nil 4 May 2016 References Effective Date 9006 Piloting rail traffic, Version 1.0, 31 March 2016 UNCONTROLLED WHEN PRINTED 8 of 8