AIR TRANSPORT CIRCULAR NO. 02/2017

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GOVERNMENT OF INDIA OFFICE OF THE DIRECTOR GENERAL OF CIVIL AVIATION TECHNICAL CENTRE, OPP. SAFDARJUNG AIRPORT, NEW DELHI. AIR TRANSPORT CIRCULAR NO. 02/2017 File No. AV.14027/AAC/2012-AT-1 Dated: 23.08.2017 SUBJECT: PROCEDURE FOR OBTAINING PERMISSION FOR IMPORT/ ACQUISITION OF AIRCRAFT. 1. INTRODUCTION 1.1 Aircraft Act 1934, Section 5, interalia, empowers the Central Government to make rules for regulating the Export/Import of an aircraft for securing the safety of operation. The requirements for import of aircraft are laid down by Director General of Foreign Trade (DGFT), Ministry of Commerce, from time to time. 1.2 As per the order issued by Ministry of Civil Aviation, DGCA shall issue permission for Import/Acquisition of aircraft by Scheduled Operator, Regional Scheduled Operator, Scheduled Commuter Operator, Non-Scheduled Operator, Flying Training Organisations (FTO) and will recommend to DGFT for issue of Import License for private use. 1.3 DGCA also issues permission to individuals/company etc. for import of microlight aircraft, powered hang gliders and hot air balloon for private use, hobby flying, joy rides etc. The relevant Airworthiness CAR regarding Design, Manufacture, Registration and Operation including MHA requirements of such category of aircraft shall be complied by the applicant. 1.4 The permission for import of aircraft, except in case of aircraft for private use, shall be issued in two stages, namely In-principle approval and NOC for Import. Directorate of Air Transport (DAT) shall issue in-principle approval for all categories of aircraft in consultation with other relevant Directorates. 1.5 In case of import of aircraft for private use, Import Licence from DGFT shall be required. After grant of In-principle approval, a letter recommending issuance of Import Licence by DGFT shall be issued by DGCA. All aircraft other than private category aircraft shall be imported without the need to obtain an Import License from DGFT. 1

2. PROCEDURAL REQUIREMENTS 2.1 Application An application for Import/Acquisition of aircraft shall be submitted to Directorate of Air Transport (DAT), O/o DGCA in the format as per Annexure A along with requisite fees at para 2.3 and following enclosures: i. A copy of Initial NOC issued by the Ministry of Civil Aviation for the start of Commercial Air Transport Services, in case of new applicant. ii. iii. iv. A copy of the Parking Permission for the intended aircraft issued by Aerodrome Operator. For Scheduled/Non Scheduled operator the parking permission shall be from aerodrome licenced for Public Use. Document indicating the arrangement made for maintenance of the intended aircraft to be imported. Compliance statement in respect of FDI as specified in the applicable AIC. v. Certificate from Chartered Accountant stating the Paid-up capital of the organisation (only for Scheduled/Non-Scheduled Operator s). vi. vii. viii. A copy of Letter of Type Acceptance/Validation issued by DGCA with current Revision/Issue of Type Certificate Data Sheet for intended aircraft to be imported. A copy of Certificate of Registration of aircraft in case of local acquisition of an Indian registered aircraft. Any other document to substantiate the information provided. 2.2 Issuance of Permission for Import/Acquisition of aircraft. 2.2.1 The aircraft to be imported should be meeting the criteria with regard to its Type Certificate, age and other relevant mandatory requirements as laid down in the relevant CARs. 2.2.2 In accordance with National Civil Aviation Policy 2016 All aircraft being registered in India from 1 st Jan 2019 will mandatorily have to be GAGAN enabled. Accordingly, the aircraft being imported for registration on or after 01.01.2019 shall be suitably equipped with GAGAN equipment. 2.2.3 For import of aircraft for Scheduled/Non-scheduled Air Transport Services, DAT will issue In-principle approval on compliance requirement under this circular and relevant CAR. Subsequently, NOC (No Objection Certificate) for import will be issued by DAT on the basis of certification requirements for inducting intended aircraft to be imported on the Air Operator Permit/Certificate. The applicant would be required to provide aircraft details as per Part-II of Annexure A of this circular for issuance of NOC along with a copy of In-principle approval. 2.2.4 For import of aircraft for private use including microlight aircraft, powered hang gliders and hot air balloon for private use, hobby flying, Joy rides etc., the applicant shall apply for security clearance as per formats given at Annexure, B and C of its Owner/Board of Directors from MHA (Ministry of Home Affairs). On receipt of security clearance from MHA, DAT shall issue in-principle approval for AIR TRANSPORT CIRCULAR NO. 02/2017 2

Import/Acquisition of aircraft which shall also be communicated to DAW (Directorate of Airworthiness). DAW will issue a letter of recommendation to DGFT for grant of import license, after ensuring that the aircraft meets the relevant airworthiness requirements. 2.2.5 For Import/Acquisition of aircraft by FTO, DAT shall issue the In-principle approval for Import/Acquisition of aircraft which shall also be communicated to DFT (Directorate of Flying & Training). The NOC for import shall be issued by DFT after ensuring that the intended aircraft to be imported can be used for flying training in FTO. The applicant would be required to provide aircraft details as per Part-II of Annexure A of this circular for issuance of NOC along with a copy of in-principle approval. 2.3 Fee: Fee to be paid as follows in a manner as prescribed by Director General. Category Fees Commercial/Private (Based on weight of the aircraft) All-up weight less than or equal to 10,000 kg All-up weight more than to 10,000 kg Rs. 1,00,000/- (One Lakh Only) Rs. 2,00,000/- (Two Lakh Only) FTO/Microlight Aircraft/Powered Hang Gliders/Hot Air Balloon Rs. 20,000/- (Twenty Thousand only) per aircraft Note: In case of Scheduled Operators seeking Import Permission/In-principle approval for bulk of aircraft, the requisite fee can be paid at the time of request for NOC for aircraft. 2.4 Validity of Permission for Import/Acquisition of aircraft. The validity of the permission for Import/Acquisition of each aircraft shall be one year which may be extended for another 6 months on genuine grounds. However, in any case, such permission will not be extended beyond the validity of the initial NOC issued by MOCA, in case of fresh applicants. In case of Scheduled/Regional Scheduled Operators/Scheduled Commuter Operators the validity of Import Permission/In-Principle Approval shall be as per the induction plan of the operator. This supersedes Air Transport Circular No. 01/2016. (B. S. Bhullar) Director General of Civil Aviation AIR TRANSPORT CIRCULAR NO. 02/2017 3

APPLICATION FOR IMPORT/ACQUISITION OF AIRCRAFT PART I: GENERAL INFORMATION 1. Name and Address of the Applicant/Operator : 2. Category (Scheduled/Regional Scheduled/ Scheduled Commuter/Non-schedule/Private) : 3. Existing fleet strength : Annexure-A S. No. Aircraft Type Registration Mode of Acquisition 4. Details of aircraft proposed to be Imported/Acquired MSN No. Type & Make TCDS No. and Issue/Revision Nationality Registration AUW Year of Manufacture date (Specific details of the aircraft to be furnished as per format given in Part-II of this Annexure) 5. Whether the aircraft has complied with all Airworthiness Directives mandated by the Authority issuing the Type Certificate : Y/N (If No give details) 6. Paid Up Capital (Only for scheduled/non-scheduled Operator) (Enclose documentary evidence) : 7. Mode of Import/Acquisition (Outright Purchase or Dry Lease) : Outright Purchase Dry Lease Name &Address of the owner (name of manufacturer in case of new aircraft) Name &Address of the owner of aircraft Name & Address of the Lessor Name & Address of the Lessee AIR TRANSPORT CIRCULAR NO. 02/2017 4

8. Usual Station/Night Parking allotted (Enclose documentary evidence) : Annexure-A 9. Arrangement/level of readiness for maintenance of aircraft(enclose documentary evidence) : 10. Level of readiness of security arrangements/ Security program : 11. Application for security clearance as per Annexure B & C (In case of aircraft for private use) : 12. Details of Fee Paid : (Enclose documentary evidence) Bharat Kosh/NTRP Receipt No. Date Amount UNDERTAKING i. The aircraft shall be used only for the purpose for which it is being permitted to import/acquired and also shall meet the airworthiness/type acceptance criteria for import as per relevant CARs. ii. iii. iv. It is confirmed that the aircraft after registration in India shall be maintained, operated and de-registered (if required) in accordance with the Indian rules, regulations, procedures and any condition specified by DGCA India and there is no binding or limitation of any kind in this regard in the lease agreement for the acquisition of the aircraft. It is confirmed that the applicant shall comply with the provision of relevant CAR regarding adequate number of flight crew/cabin crew and maintenance personnel. Certified that the information given above is correct. (Signature of the Applicant/Authorised Signatory) Name: Designation: AIR TRANSPORT CIRCULAR NO. 02/2017 5

PART II: AIRCRAFT DETAILS Annexure-A a) Type and make of the aircraft: b) Nationality and registration of the aircraft : c) Year of manufacture of aircraft : d) Name of manufacture of the aircraft : e) Serial number of the aircraft: f) No. of passenger seats/weight of cargo permissible as per type certificate of the aircraft/helicopter: g) Maximum Certified take-off mass: h) Engine Type mounted on aircraft: i) Number of hours flown since new: j) Number of landing since new: k) Number of pressurisation cycle since new: l) Last major check done and number of hours since flown: m) Next major check due: n) Name of the company from which the aircraft/helicopter is being taken on lease: o) Previous history of aircraft with details of any incident/accident involving structural damage: p) Name of the Authority and Country which issued the last certificate of airworthiness: Certified that the information given above is correct. (Signature of the Applicant/Authorised Signatory) Name: Designation: AIR TRANSPORT CIRCULAR NO. 02/2017 6

Annexure-B Application Proforma for Security Clearance (M/o Shipping/M/o Civil Aviation) I. Details in respect of Company/Firm (Indian/Foreign) Sl. No. Full Name of the company and its foreign collaborator, if any. Date of registration of the company Address of Head Office, Regional Offices and Registered Office Previous name of the company, if any. Details of earlier approvals, if any (ref. No. & date) II. Details in respect of Directors Sl. No. Full Name of Board of Directors Present position held with date (since when) Date of Birth Parentage Present & Permanent Address Nationality Passport Nos. and issue date, if any Contact Address & Telephone no. III. Details of Shareholders of applicant company (All firms/companies/ entities/individuals having shareholding more than 10%) Sl. No. Full Na me Parentage Father/Mothe r Dat e of Birth Permanen t Address Present Addres s Present position held in the company, if any Nationality (if holding dual nationality, both must be clearly mentioned ) % of shares held in the compan y IV. Details of criminal cases, if any, against the Company/Director(s) as per Annexure C (Signature of the Applicant/Authorized Signatory) AIR TRANSPORT CIRCULAR NO. 02/2017 7

Annexure-C Self-declaration for company and Director(s) for whom security clearance is sought a. Name & address and registration number of the company : b. Name & address of owners, promoters and directors of the company : 1 2 3.. 4 c. Is the company owners, promoters or directors listed above, the subject of any 1. Preventive detention proceedings (PSA/NSA etc.) : Yes/No 2. Criminal proceedings : Yes/No d. If Yes, please provide following details : 1. Detention/Case/FIR/warrant number : 2. Police station/district/agency : 3. Section of law : 4. Name and place of the court : e. The above mentioned details are in respect of both India and any other foreign country. Note: The above self-declaration is required to be filled and signed by the authorized signatory of the company (Signature of the Applicant/Authorized Signatory) AIR TRANSPORT CIRCULAR NO. 02/2017 8