PROPOSED AMENDMENT OF THE RPBANIP. (Prepared by Canada and United States) EXECUTIVE SUMMARY

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NACC/WG/5 WP/32 21/04/17 Fifth North American, Central American and Caribbean Working Group Meeting (NACC/WG/5) Port of Spain, Trinidad and Tobago, 22-26 May 2017 Agenda Item 3: Implementation on Air Navigation Matters 3.5 NAM/CAR Regional Performance-Based Air Navigation Implementation Plan (RPBANIP) review Aviation System Block Upgrade (ASBU) implementation progress PROPOSED AMENDMENT OF THE RPBANIP (Prepared by Canada and United States) EXECUTIVE SUMMARY This working paper presents a proposal to modify the NAM/CAR Regional Performance-Based Air Navigation Implementation Plan (RPBANIP), including the Air Navigation Reporting Forms (ANRFs), both of which are used for the implementation status monitoring and reporting of the air navigation system and Aviation System Block Upgrades (ASBU) for the NACC States. Action: The suggested actions are presented in Section 3 Strategic Objectives: Air Navigation and References: ICAO Doc 9750-2016-2030 Global Air Navigation Plan (GANP) ICAO Working Document for the Aviation System Block Upgrades (ASBU), The Framework for Global Harmonization; issued July 2016 ICAO NAM/CAR Regional Performance-Based Air Navigation Implementation Plan (RPBANIP) v3.1; dated April 2014 Second NAM/CAR Air Navigation Implementation Working Group Meeting (ANI/WG/2), Puntarenas, Costa Rica, 1-4 2015, WP/14 - Proposal to modify Air Navigation Reporting Form

NACC/WG/5 WP/32 2 1. Introduction 1.1 1.1 The most recent edition of the Global Air Navigation Plan (GANP) 2016-2030 was approved by the ICAO Assembly in October 2016. In that edition, some changes were made to the ASBU Block Modules, including the timelines, streamlining the wording and clarifying module elements to make it easier for states to develop their implementation plans. 1.2 The Air Navigation Reporting Form (ANRF) has also been updated by some regions in Volume III of their Digital Regional Air Navigation Plan (e-anps), which is intended to organize the information clearly, allowing States to easily depict what they plan to implement and when. With this update, room is available for regional objectives to be included (refer to Appendix A). 2. Existing RPBANIP 2.1 The current RPBANIP includes outdated information from previous versions of the Global Air Navigation Plan (GANP), including Global Plan Initiatives (GPIs) and Aviation System Block Upgrades (ASBU) Block numbering. The wording for some of the Performance Improvement Areas (PIAs), ASBU Module codes and descriptions, are also in need of being updated to correspond with what is in the 2016 GANP. It is recommended that the ASBU Ad hoc Work Group take on the task to revise the RPBANIP to align with the 2016 version of the GANP. 2.2 Regional Performance Objectives (RPOs) are nicely linked to the ASBU Modules in Table 1; however, they should also be more clearly defined as objectives of the NACC States, including how they link to the Air Traffic Management (ATM) components, and how States can use this in their plan for ASBU implementation. It would be very helpful to have a table or graph showing how all the acronyms interconnect: ATM, RPOs, ASBU, PIA, etc. 2.3 Block 0 Module Categories and Priorities are both good information to have to help States develop their implementation plans. However, there is duplication in the two tables B-1 and B-2. It is recommended these tables be merged with an additional column to include the extra set of information (refer to Appendix B as an example). Table B-1

3 NACC/WG/5 WP/32 Table B-2 2.4 Figures and tables all should be updated to correspond with the information provided in the 2016 GANP and to depict a clearer picture of how the RPBANIP coordinates with the GANP and regional eanps. 2.5 Global and Regional harmonization should be the goal for implementation plans. By having a consistent message with similar objectives depicted in the same way, it eases the burden on states when it comes to reporting the status of their implementation. Having multiple different ways to report using multiple different objectives and goals, increases the workload significantly and decreases cooperation. One form with consistent objectives, from which states can choose, should be the overall goal to increase collaboration and obtain global harmonization. 3. Suggested Actions 3.1 The Meeting is invited to: a) note the proposal regarding the RBPANIP amendment; and b) note the proposal for the ASBU Ad Hoc Group to revise and harmonize the RPBANIP with the GANP 2016-2030.

APPENDIX A NACC/WG/5 WP/32 ANRFs for NACC Region reporting Yellow highlight = suggested text to link the Regional objectives to the ANRF PIA 1 Block - Module B0 - ACDM Date Month Day, 2017 Module Description: To implement collaborative applications that will allow the sharing of surface operations data among the different stakeholders on the airport. This will improve surface traffic management reducing delays on movement and manoeuvring areas and enhance safety, efficiency and situational awareness. Regional Performance Objective: Improve Cap/ Aerodrome Operations Element Implementation Interconnection between aircraft operator systems and ANSP systems to share surface operations information Interconnection between aircraft operator and airport operator systems to share surface operations information Interconnection between airport operator and ANSP systems to share surface operations information 4 Element Description: Interconnection between airport operator, aircraft operator and ANSP systems to share surface operations information 5 Element Description: Collaborative departure queue management

NACC/WG/5 WP/32 A2 PIA 1 Block - Module B0 - APTA Date Month Day, 2017 Module Description: The use of Performance-based Navigation (PBN) and ground-based augmentation system (GBAS) landing system (GLS) procedures will enhance the reliability and predictability of approaches to runways, thus increasing safety, accessibility and efficiency. This is possible through the application of basic global navigation satellite system (GNSS), Baro-vertical navigation (VNAV), satellite-based augmentation system (SBAS) and GLS. The flexibility inherent in PBN approach design can be exploited to increase runway capacity. Regional Performance Objective: PBN Implementation Element Implementation PBN approach procedures with vertical guidance to LNAV/VNAV minima PBN approach procedures with vertical guidance to LPV minima PBN Approach Procedures without vertical guidance to LNAV minima 4 Element Description: GBAS Landing System (GLS) Approach procedures

A3 NACC/WG/5 WP/32 PIA 1 Block - Module B0 - RSEQ Date Month Day, 2017 Module Description: To manage arrivals and departures (including time-based metering) to and from a multirunway aerodrome or locations with multiple dependent runways at closely proximate aerodromes, to efficiently utilize the inherent runway capacity. Regional Performance Objective: Demand and Balancing (DCB); as well as ATM Situational Awareness Element Implementation AMAN via controlled time of arrival to a reference fix Departure management Departure flow management 4 Element Description: Point merge

NACC/WG/5 WP/32 A4 PIA 1 Block - Module B0 - SURF Date Month Day, 2017 Module Description: First levels of advanced-surface movement guidance and control systems (A-SMGCS) provides surveillance and alerting of movements of both aircraft and vehicles at the aerodrome, thus improving runway/aerodrome safety. Automatic dependent surveillance-broadcast (ADS-B) information is used when available (ADS-B APT). Enhanced vision systems (EVS) is used for low-visibility operations. Regional Performance Objective: ATM Situational Awareness; as well as Improve Cap/ Aerodrome Operations Element Implementation A-SMGCS with at least one cooperative surface surveillance system ADS-B APT A-SMGCS alerting with flight identification information 4 Element Description: EVS for taxi operations 5 Element Description: Airport vehicles equipped with transponders

A5 NACC/WG/5 WP/32 PIA 1 Block - Module B0 - WAKE Date Month Day, 2017 Module Description: Improved throughput on departure and arrival runways through optimized wake turbulence separation minima, revised aircraft wake turbulence categories and procedures. Regional Performance Objective: none Element Implementation New PANS-ATM wake turbulence categories and separation minima Dependent diagonal paired approach procedures for parallel runways with centrelines spaced less than 760 meters (2,500 feet) apart Wake independent departure and arrival operations (WIDAO) for parallel runways with centrelines spaced less than 760 meters (2,500 feet) apart 4 Element Description: Wake turbulence mitigation for departures (WTMD) procedures for parallel runways with centrelines spaced less than 760 meters (2,500 feet) apart based on observed crosswinds

NACC/WG/5 WP/32 A6 5 Element Description: 6 wake turbulence categories and separation minima

A7 NACC/WG/5 WP/32 PIA 2 Block - Module B0 - AMET Date Month Day, 2017 Module Description: Global, regional and local meteorological information: a) forecasts provided by world area forecast centres (WAFCs), volcanic ash advisory centres (VAACs) and tropical cyclone advisory centres (TCAC); b) aerodrome warnings to give concise information of meteorological conditions that could adversely affect all aircraft at an aerodrome, including wind shear; and c) SIGMETs to provide information on occurrence or expected occurrence of specific en-route weather phenomena which may affect the safety of aircraft operations and other operational meteorological (OPMET) information, including METAR/SPECI and TAF, to provide routine and special observations and forecasts of meteorological conditions occurring or expected to occur at the aerodrome. This information supports flexible airspace management, improved situational awareness and collaborative decisionmaking, and dynamically-optimized flight trajectory planning. This Module includes elements which should be viewed as a subset of all available meteorological information that can be used to support enhanced operational efficiency and safety. Regional Performance Objective: MET Element Implementation WAFS IAVW TCAC forecasts 4 Element Description: Aerodrome warnings 5 Element Description: Wind shear warnings and alerts 6 Element Description: SIGMET 7 Element Description: Other OPMET information (METAR, SPECI and/or TAF)

NACC/WG/5 WP/32 A8 8 Element Description: QMS for MET PIA 2 Block - Module B0 - DATM Date Month Day, 2017 Module Description: The initial introduction of digital processing and management of information from origination to publication through, aeronautical information service (AIS)/aeronautical information management (AIM) implementation, use of aeronautical exchange model (AIXM), migration to electronic aeronautical information publication (AIP) and better quality and availability of data. Regional Performance Objective: AIM Element Implementation Standardized Aeronautical Information Exchange Model (AIXM) eaip Digital NOTAM

A9 NACC/WG/5 WP/32 4 Element Description: etod 5 Element Description: WGS-84 6 Element Description: QMS for AIM PIA 2 Block - Module B0 - FICE Date Month Day, 2017 Module Description: To improve coordination between air traffic service units (ATSUs) by using ATS interfacility data communication (AIDC) defined by ICAO s Manual of Air Traffic Services Data Link Applications (Doc 9694). An additional benefit is the improved efficiency of the transfer of communication in a data link environment. Regional Performance Objective: COM Element Implementation AIDC to provide initial flight data to adjacent ATSUs

NACC/WG/5 WP/32 A10 AIDC to update previously coordinated flight data AIDC for control transfer 4 Element Description: AIDC to transfer CPDLC logon information to the Next Data Authority PIA 3 Block - Module B0 - ACAS Date Month Day, 2017 Module Description: To provide short-term improvements to existing airborne collision avoidance systems (ACAS) to reduce nuisance alerts while maintaining existing levels of safety. This will reduce trajectory deviations and increase safety in cases where there is a breakdown of separation. Regional Performance Objective: COM Element Implementation ACAS II (TCAS version 7.1)

A11 NACC/WG/5 WP/32 APFD function TCAP function PIA 3 Block - Module B0 - ASEP Date Month Day, 2017 Module Description: Two air traffic situational awareness (ATSA) applications which will enhance safety and efficiency by providing pilots with the means to enhance traffic situational awareness and achieve quicker visual acquisition of targets: a) AIRB (basic airborne situational awareness during flight operations). b) VSA (visual separation on approach). Regional Performance Objective: none Element Implementation ATSA-AIRB

NACC/WG/5 WP/32 A12 ATSA-VSA PIA 3 Block - Module B0 - ASUR Date Month Day, 2017 Module Description: To provide initial capability for lower cost ground surveillance supported by new technologies such as ADS-B OUT and wide area multilateration (MLAT) systems. This capability will be expressed in various ATM services, e.g. traffic information, search and rescue and separation provision. Regional Performance Objective: ATM Situational Awareness Element Implementation ADS-B Multilateration (MLAT)

A13 NACC/WG/5 WP/32 PIA 3 Block - Module B0 - FRTO Date Month Day, 2017 Module Description: To allow the use of airspace which would otherwise be segregated (i.e. special use airspace) along with flexible routing adjusted for specific traffic patterns. This will allow greater routing possibilities, reducing potential congestion on trunk routes and busy crossing points, resulting in reduced flight lengths and fuel burn. Regional Performance Objective: PBN Implementation; as well as Flexible Use of Airspace Element Implementation CDM incorporated into airspace planning Flexible Use of Airspace (FUA) Flexible routing 4 Element Description: CPDLC used to request and receive re-route clearances

NACC/WG/5 WP/32 A14 PIA 3 Block - Module B0 - NOPS Date Month Day, 2017 Module Description: Air traffic flow management (ATFM) is used to manage the flow of traffic in a way that minimizes delays and maximizes the use of the entire airspace. Collaborative ATFM can regulate traffic flows involving departure slots, smooth flows and manage rates of entry into airspace along traffic axes, manage arrival time at waypoints or flight information region (FIR)/sector boundaries and reroute traffic to avoid saturated areas. ATFM may also be used to address system disruptions including crisis caused by human or natural phenomena. Regional Performance Objective: Demand and Building (DCB) Element Implementation Sharing prediction of traffic load for next day Proposing alternative routings to avoid or minimize ATFM delays

A15 NACC/WG/5 WP/32 PIA 3 Block - Module B0 - OPFL Date Month Day, 2016 Module Description: To enable aircraft to reach a more satisfactory flight level for flight efficiency or to avoid turbulence for safety. The main benefit of ITP is fuel/emissions savings and the uplift of greater payloads. Regional Performance Objective: none Element Implementation ITP using ADS-B

NACC/WG/5 WP/32 A16 PIA 3 Block - Module B0 - SNET Date Month Day, 2017 Module Description: To enable monitoring of flights while airborne to provide timely alerts to air traffic controllers of potential risks to flight safety. Alerts from short-term conflict alert (STCA), area proximity warnings (APW) and minimum safe altitude warnings (MSAW) are proposed. Ground-based safety nets make an essential contribution to safety and remain required as long as the operational concept remains human centred. Regional Performance Objective: ATM Situational Awareness Element Implementation Short Term Conflict Alert (STCA) Area Proximity Warning (APW) Minimum Safe Altitude Warning (MSAW) 4 Element Description: Medium Term Conflict Alert (MTCA)

A17 NACC/WG/5 WP/32 PIA 4 Block - Module B0 - CCO Date Month Day, 2017 Module Description: To implement continuous climb operations in conjunction with performance-based navigation (PBN) to provide opportunities to optimize throughput, improve flexibility, enable fuel-efficient climb profiles, and increase capacity at congested terminal areas. The application of PBN enhances CDO. Regional Performance Objective: PBN Implementation Element Implementation Procedure changes to facilitate CCO Airspace changes to facilitate CCO PBN SIDs PIA 4 Block - Module B0 - CDO Date Month Day, 2017 Module Description: To use performance-based airspace and arrival procedures allowing aircraft to fly its optimum profile using continuous descent operations (CDOs). This will optimize throughput, allow fuel efficient descent profiles, and increase capacity in terminal areas. The application of PBN enhances CDO. Regional Performance Objective: PBN Implementation Element Implementation

NACC/WG/5 WP/32 A18 Procedure changes to facilitate CDO Airspace changes to facilitate CDO PBN STARs

A19 NACC/WG/5 WP/32 PIA 4 Block - Module B0 - TBO Date Month Day, 2017 Module Description: To implement a set of data link applications supporting surveillance and communications in air traffic services, which will lead to flexible routing, reduced separation and improved safety. Regional Performance Objective: ATM Situational Awareness; as well as COM Element Implementation ADS-C over oceanic and remote areas CPDLC over continental areas CPDLC over oceanic and remote areas

NACC/WG/5 WP/32 A20 PIA Block - Module Date Month Day, 2017 Module Description: Regional Performance Objective: Improve SAR Element Implementation

TABLE B-1 CATEGORIZATION AND PRIORITIZATION OF ASBU MODULES These categories and priorities are fully explained in Appendix B of the RPBANIP: E = Essential D = Desirable S = Specific O = Optional Priority 1 = immediate implementation Priority 2 = recommended implementation Performance Improvement Area (PIA) PIA Name ASBU Module Module Description Category Priority B0-APTA Optimization of approach procedures including vertical guidance D 1 B0-WAKE Increased runway throughput through optimized wake turbulence separation S 2 PIA1 Airport Operations B0-RSEQ Improve traffic flow through sequencing (AMAN/DMAN) O 2 B0-SURF and efficiency of surface operations (A- SMGCS levels 1-2) and enhanced vision systems (EVS) O 2 B0-ACDM Improved airport operations through Airport-CDM D 1 APPENDIX B PIA2 Globally interoperable systems and data B0-FICE B0-DATM B0-AMET Increased interoperability, efficiency and capacity through ground-ground integration Service improvement through digital aeronautical information management Meteorological information supporting enhanced operational efficiency and safety E 1 E 1 D 1 PIA3 Optimum capacity and flexible flights B0-FRTO B0-NOPS Improved operations through enhanced enroute trajectories Improved flow performance through planning based on a network-wide view O 1 D 1 B0-ASUR Initial capability for ground surveillance D 1 NACC/WG/5 WP/32

Performance Improvement Area (PIA) PIA Name ASBU Module Module Description Category Priority B0-ASEP Air traffic situational awareness (ATSA) S 2 B0-OPFL B0-ACAS Improved access to optimum flight levels through climb/descent procedures using ADS-B Airborne collision avoidance systems (ACAS) improvements S 2 E 2 NACC/WG/5 WP/32 B0-SNET Increased effectiveness of ground-based safety nets D 2 B0-CDO Improved flexibility and efficiency in descent profiles using continuous descent operations (CDO) D 2 PIA4 Efficient flight paths B0-TBO Improved safety and efficiency through the initial application of data link and SATVOICE enroute D 2 B0-CCO Improved flexibility and efficiency departure profiles continuous climb operations (CCO) D 2 - B2 - END