Karnataka Evaluation Policy and Karnataka Evaluation Authority

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Karnataka Evaluation Policy and Karnataka Evaluation Authority

Evaluation Policy, 2000 & Guidelines, 2003 1. All schemes with a budget outlay of Rs. 5 crore and above should be evaluated at least once during the plan period. 2. Up to 1% of plan funds can be spent on evaluation. at least one key plan or non-plan scheme should be subjected to external evaluation 3. Continuation of the scheme in the next plan period is contingent on improvement to the program design and delivery induced by external evaluation. 10/25/2013 Karnataka Evaluation Policy and the Role of KEA 2

Administrative Arrangement for Evaluation work 1. Departmental Evaluation Committees constituted to pursue evaluations. 2. Technical advice made available from the erstwhile Evaluation Division of the Planning Dept. 3. State Evaluation Co-ordination Committee under the Chairmanship of ACS & Dev. Commissioner for review and follow up. 10/25/2013 Karnataka Evaluation Policy and the Role of KEA 3

Problems and Issues 1. No qualified staff either in the Departments or the Evaluation Division in the Planning Dept. 2. No strict monitoring of the progress of evaluations and the implementation of findings and recommendations. 3. Evaluation was not happening regularly nor were the findings used. 10/25/2013 Karnataka Evaluation Policy and the Role of KEA 4

Karnataka State Evaluation Policy and Karnataka Evaluation Authority, 2011 1. Hence a new policy and a Karnataka Evaluation Authority were created in 2011 through a Government Order. 2. Key objective is to promote transparent, effective, efficient evaluations of public policies, programs and services. Contd 10/25/2013 Karnataka Evaluation Policy and the Role of KEA 5

Contd 3. New policy applicable to all Government Departments including Public undertakings, Local Bodies etc. 4. Two types of Evaluations a. Internal evaluations commissioned by respective departments/entities, and b. External evaluations commissioned by KEA with its own resources. Contd 10/25/2013 Karnataka Evaluation Policy and the Role of KEA 6

Contd 5. All Plan and Non-plan programs/schemes shall be evaluated at least once in a five year plan period for their effectiveness. 6. Small programmes/schemes are to be merged into larger generic schemes Contd 10/25/2013 Karnataka Evaluation Policy and the Role of KEA 7

Contd 7. KEA Established as an autonomous body (Society). It is funded by the State Govt. 8. It is made mandatory for all Government Departments and Agencies to take the advice of KEA on all evaluation related matters. 10/25/2013 Karnataka Evaluation Policy and the Role of KEA 8

Organogram of KEA 10/25/2013 Karnataka Evaluation Policy and the Role of KEA 9

Objectives of Establishing KEA 1. Prepare manuals and guidelines 2. Empanel adequate number of qualified external consultants. 3. Build the capacity of officers in the state government. 4. Handhold the evaluation studies from start to end. 5. Monitor the implementation of the study findings and recommendations. 6. Carry out Extension and Education activities related to public policies and programs. 7. Archive the reports, data, instruments etc. 10/25/2013 Karnataka Evaluation Policy and the Role of KEA 10

Staffing Pattern of KEA (Total 40) Sl no Designation No of Posts Grade 1 CEO 1 Prl Secretary 2 Addl CEO 1 Secretary 3 Director 5 Professor 4 Associate Director 10 Associate Professor 5 Research Fellow 10 Assistant Professor 6 MIS & Web Manager 1 Joint Director 7 Administrative Officer 1 Joint Secretary 8 Office staff (Desk Officer) 5 Under Secretary 9 PS 2 Sr. Steno 10 Ministerial staff 4 Driver & Attender 10/25/2013 Karnataka Evaluation Policy and the Role of KEA 11

Arrangements within the State Government for Oversight 1. Constitution of a Departmental Evaluation Committee headed by the Principal Secretary to schedule the evaluation studies in the next five years, launching them, reviewing and implementing their recommendations. 2. State Level Coordination Committee headed by the Additional chief Secretary to review and monitor the Action Taken. KEA is a member in all the DECs and also the SLCC. It will provide feed back on all the issues. 10/25/2013 Karnataka Evaluation Policy and the Role of KEA 12

Work done by KEA So far 1. KEA is functional since June, 2012. 2. Completed 3 major studies (Secondary Education, Health & Urban Development). One study on SAKALA is underway. 3. 12 new studies of different Depts are being tendered shortly. 6 CSS Flagship Programs are being taken up for Concurrent Monitoring & Evaluation. Contd 10/25/2013 Karnataka Evaluation Policy and the Role of KEA 13

Contd 4. Is in the process of empanelling consultants, appointing staff and establishing an independent office. 5. Drafting of KEA and Evaluation Manuals are in final stages. 6. Evaluations are now a part of RFD. KEA advises all the Govt Depts and Agencies on evaluation stuides 10/25/2013 Karnataka Evaluation Policy and the Role of KEA 14

Thank You