ICAO Global Provisions and Regional Strategy for the Introduction of GNSS Services in Africa-Indian Ocean (AFI) Region

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ICG Experts Meeting Global Navigation Satellite Systems Services 14 18 December 2015, Vienna, Austria ICAO Global Provisions and Regional Strategy for the Introduction of GNSS Services in Africa-Indian Ocean (AFI) Region Presented by Harvey Gabriel LEKAMISY, Regional Officer, Communications, Navigation and Surveillance ICAO Eastern and Southern African Regional Office, Nairobi

OUTLINE About ICAO ICAO global provisions related to GNSS ICAO regional provisions and Strategy for the introduction of GNSS services in the ICAO Africa-Indian Ocean (AFI) Region Conclusions 16 December 2015 2

About ICAO International Civil Aviation Organization (ICAO) UN specialized agency created in 1944 Result of the Convention on International Civil Aviation (Chicago Convention) 191 Member States Develops international Standards and Recommended Practices (SARPs) which are then used by States when they develop their legally-binding national Civil Aviation Regulations (CARs) Currently over 10,000 SARPs reflected in the 19 Annexes to the Chicago Convention EASA Workshop Addis Ababa 21 & 22 October 2015 3 16 December 2015 3

Chicago Convention 16 December 2015 4

Global Provisions Annex 10, Volume I GNSS Manual 16 December 2015 5

GNSS The ICAO definition: GNSS. A worldwide position and time determination system that includes one or more satellite constellations, aircraft receivers and system integrity monitoring, augmented as necessary to support the required navigation performance for the intended operation. [from ICAO Annex 10, Volume I] The practical foundation: 1994/1996: US and Russia offer to ICAO to provide GPS (Global Positioning System)/GLONASS (GLObal NAvigation Satellite System) service for the foreseeable future on a continuous worldwide basis and free of direct user fees 16/12/2015 TRAINRO7 ESAF 6

ICAO policy on GNSS 1994: Statement of ICAO policy on CNS/ATM systems implementation and operation approved by the ICAO Council: GNSS should be implemented as an evolutionary progression from existing global navigation satellite systems, including the United States GPS and the Russian Federation s GLONASS, towards an integrated GNSS over which Contracting States exercise a sufficient level control on aspects related to its use by civil aviation. ICAO shall continue to explore, in consultation with Contracting States, airspace users and service providers, the feasibility of achieving a civil, internationally controlled GNSS 1998: Assembly resolutions A32-19 ( Charter on the Rights and Obligations of States Relating to GNSS Services ) and A32-20 ( Development and elaboration of an appropriate long-term legal framework to govern the implementation of GNSS )

GNSS Manual The ICAO Charter on the Rights and Obligations of States Relating to GNSS Services highlights the principles that shall apply in the implementation and operation of GNSS, including: the primacy of safety; nondiscriminatory access to GNSS services; State sovereignty; the obligation of provider States to ensure reliability of services; and cooperation and mutual assistance in global planning. The availability of multiple constellations broadcasting on multiple frequencies will make GNSS more robust and will allow service expansion with increased benefits after 2020 when systems and avionics are available. In the meantime, ANS providers can work with aircraft operators to expand GNSS-based services and benefits while planning next generation services. 16 December 2015 8

GNSS Manual When planning to implement GNSS-based operations, States are encouraged to refer to the GANPand relevant ASBUs, to comply with ICAO provisions; and to take advantage of the expertise and information available at the ICAO planning and implementation regional groups (PIRGs). 16 December 2015 9

Current ICAO Directives on GNSS Implementation 12 th Air Navigation Conference (2012) -Recommendations Recommendation 6/5 ICAO work programmeto support global navigation satellite system evolution Recommendation 6/6 Use of multiple constellations Recommendation 6/7 Assistance to States in mitigating global navigation satellite system vulnerabilities Recommendation 6/8 Planning for mitigation of global navigation satellite system (GNSS) vulnerabilities Recommendation 6/9 Ionosphere and space weather information for future global navigation satellite system implementation. 16 December 2015 10

Current ICAO Directives on GNSS Implementation ICAO Assembly Resolution A37/11 Implementation of performance based navigation (PBN) approaches with vertical guidance (APV) with satellite-based augmentation system (SBAS) or barometric vertical navigation (Baro-VNAV).

GNSS elements: the ICAO GNSS Standards Menu System ICAO Standard? Infrastructure in place today? Aircraftprovisions today? Inoperational use by aviation today? GPS L1 Yes Yes Yes Yes, globally GLONASS Yes Yes Russia Russia SBAS L1 Yes Regional support (WAAS, MSAS, EGNOS, GAGAN, SDCM ) GBAS Cat I Yes Local support (individual airports) Yes Yes Yes, regionally Yes, locally GBASCat II/III 2017/2018 No Advanced development No GPS L5 2018+ Partial (8 satellites) Early development No Galileo 2018+ Partial (2 FOC+6) Early development No Beidou 2018+ Partial Early development No SBAS L1/L5 2018+ No Early development No 16/12/2015 12

GNSS signal-in-space performance requirements (ICAO Annex 10, Volume I) Accuracy The difference between the estimated and actual aircraft position Integrity A measure of the trust which can be placed in the correctness of the information supplied by the total system. It includes the ability of the system to alert the user when the system should not be used for the intended operation (alert) within a prescribed time period (time-to-alert) Continuity The capability of the system to perform its function without unscheduled interruptions during the intended operation Availability The portion of time during which the system is simultaneously delivering the required accuracy, integrity and continuity

GNSS signal-in-space performance requirements (ICAO Annex 10, Volume I) Typical operation Accuracy horizontal 95% (Notes 1 and 3) Accuracy vertical 95% (Notes 1 and 3) Integrity (Note 2) Time-to-alert (Note 3) Continuity (Note 4) Availability (Note 5) En-route 3.7 km (2.0 NM) N/A 1 1 10 7 /h 5 min 1 1 10 4 /h to 1 1 10 8 /h 0.99 to 0.99999 En-route, Terminal 0.74 km (0.4 NM) N/A 1 1 10 7 /h 15 s 1 1 10 4 /h to 1 1 10 8 /h 0.99 to 0.99999 Initial approach, Intermediate approach, Non-precision approach (NPA), Departure 220 m (720 ft) N/A 1 1 10 7 /h 10 s 1 1 10 4 /h to 1 1 10 8 /h 0.99 to 0.99999 Approach operations with vertical guidance (APV-I) 16.0 m (52 ft) 20 m (66 ft) 1 2 10 7 in any approach 10 s 1 8 10 6 per 15 s 0.99 to 0.99999 Approach operations with vertical guidance (APV-II) 16.0 m (52 ft) 8.0 m (26 ft) 1 2 10 7 in any approach 6 s 1 8 10 6 per 15 s 0.99 to 0.99999 Category I precision approach (Note 7) NOTES. [ ] 16.0 m (52 ft) 6.0 m to 4.0 m (20 ft to 13 ft) (Note 6) 1 2 10 7 in any approach 6 s 1 8 10 6 per 15 s 0.99 to 0.99999 16/12/2015 14

GNSS signal-in-space performance requirements (ICAO Annex 10, Volume I) Annex 10 to the Convention on International Civil Aviation, Volume I enables Category I approach operations supported by satellite-based augmentation system (SBAS). The upper vertical alert limit (VAL) for CAT I operations has drastically been increased from 15.0 m to 35.0 m. However, a vertical alert limit greater than 10 m for a specific system design may only be used if a system-specific safety analysis has been completed. 16 December 2015 15

GNSS Evolution: Multiconstellation - Dual Frequency (MC-DF) Not for now Technically promising Performance improvements (increased availability, better protection against interference and ionosphere effects) Potential operational benefits Open challenges Regulatory issues: conflicting mandates/authorizations Human factors issues: potential additional cockpit complexity due to different mandates/authorizations Avionics development/certification/equipage 16 December 2015 16

Strategy for GNSS introduction in the ICAO AFI Region Short term Medium term Long term Time scale 2008 2012 2013 2016 2017 and beyond Certification Primary for en-route Supplemental for TMA Primary means from en route to APV Primary means from en route to CAT-I Non-precision approach (NPA) Oceanic and Remote Basic GNSS Basic GNSS Multi-constellation GNSS Continental En route Continental En route Basic GNSS Basic GNSS Multi-constellation GNSS Terminal Basic GNSS Basic GNSS Multi-constellation GNSS Approach and Landing Basic GNSS with Barometric Altimetry Basic GNSS with ABAS, SBAS* Multi-constellation GNSS with ABAS, SBAS, GBAS CAT I (GLS) CAT II/III/ (GLS) as required 16 December 2015 17

Implementation Criteria for GNSS/SBAS (Africa-Indian Ocean Planning and Implementation Regional Group - APIRG) Availability of conclusive cost-benefit analysis (APIRG Conclusion 17/29 refers) Full compliance with ICAO technical requirements (Standards and Recommended Practices); Agreement between stakeholders on pre-implementation cost-benefit analyses on case-by-case basis; Application of the user-pays principle across all sectors (SBAS users). National authorities shall prevent cross-subsidization of non civil aviation users of SBAS. 16 December 2015 18

Impact analysis of the Implementation of GNSS/SBAS in the AFI Region (APIRG Conclusion 19/29) That, in order to enable States to make informed decision and to facilitate dialogue among stakeholders, concerning the implementation of GNSS satellite-based augmentation system (SBAS) in the AFI Region, the ICAO Regional Offices should facilitate the search for the funding of an impact analysis related to SBAS, that covers operational, technical, environmental and economic aspects of this GNSS augmentation system. General Guidelines on the Establishment and Provision of a Multinational Air Navigation Facility/Service (Doc 9161) Definition A multinational ICAO air navigation facility/service can be defined as a facility or service included in an ICAO Regional Air Navigation Plan for the purpose of serving international air navigation in airspace extending beyond the airspace serviced by a single State in accordance with that regional air navigation plan. AFI SBAS Concept Multinational facility/service 16 December 2015 19

Conclusions The AFI GNSS Strategy defined by APIRG includes SBAS as candidate technology to support PBN (as per ICAO Global Air Navigation Plan) SBAS falls under the definition of a multinational facility/service (ICAO Doc 9161) Guidelines may be considered Need for regional coordination involving ICAO, AFCAC/AUC, ASECNA, RECs, Development Partners, Users and other stakeholders in order to: ensure harmonization and integration of regional programmes and initiatives pertaining to GNSS; facilitate States Decision-Making (e.g. CBA, safety assessment, etc.) coordinate GNSS System Design/Architecture and Implementation in the AFI Region and related institutional issues ensure States ownership of coordinated programmes 16 December 2015 20

The way forward Conclusions Embrace early benefits from Basic GNSS (aircraft based augmentation system -ABAS) implementation Recognize the regional SBAS infrastructure available (and expanding) today, and the local GBAS developments taking place around the world Be responsive to air operator needs and aircraft fleet capabilities Coordinate regional implementation of GNSS through ICAO regional structure Address GNSS open issues on the basis of specific cost/benefit considerations as opposed to rigid across-the-board positions Monitor future developments of basic GNSS constellations for >2025 fruition 16 December 2015 21