Name of Regulated Entity: David Drown Associates, Inc. Report Period: Second Quarter of 2017 I. CONTRIBUTIONS made to officials of a municipal entity (list by state) Complete name, title (including any city/county/state or other political subdivision) of municipal entity official Contributions by each contributor category (i.e., for purposes of this form, dealer, dealer controlled PAC, municipal finance professional, municipal finance professional controlled PAC, non-mfp executive officer, municipal advisor, municipal advisor controlled PAC, municipal advisor professional, municipal advisor professional controlled PAC, and non-map executive officer). For each contribution, list contribution amount and contributor category (disclose all applicable categories for each contributor). (For example, $500 contribution by non-mfp executive officer) If any contribution is the subject of an automatic exemption pursuant to Rule G-37(j), list amount of contribution and date of such automatic exemption. II. PAYMENTS made to political parties of states or political subdivisions (list by state) Complete name (including any city/county/state or other political subdivision) of political party Payments by each contributor category
III. CONTRIBUTIONS made to bond ballot campaigns (list by state) A. Contributions Official name of bond ballot campaign and jurisdiction (including city/county/state or other political subdivision) for which municipal securities would be issued and the name of the entity issuing the municipal securities Contributions, including the specific date the contributions were made, by each contributor category B. Reimbursement for Contributions List below any payments or reimbursements, related to any disclosed bond ballot contribution, received by each dealer, municipal finance professional, non-mfp executive officer, municipal advisor, municipal advisor professional, or non-map executive officer from any third party, including the amount paid and the name of the third party making such payments or reimbursements.
IV. MUNICIPAL ENTITIES with which the regulated entity has engaged in municipal securities business or municipal advisory business (list by state) A. Municipal Securities Business Complete name of municipal entity and city/county Type of municipal securities business (negotiated underwriting, private placement, financial advisor, or remarketing agent) B. Municipal Advisory Business See Attachment Complete name of municipal entity and city/county Type of municipal advisory business (advice or solicitation) (and in the case of municipal advisory business engaged in by a municipal advisor third-party solicitor, the name of the third party on behalf of which business was solicited and the nature of the business solicited (municipal securities business, municipal advisory business or investment advisory services)) C. Ballot-Approved Offerings Full name of the municipal entity and full issue description of any primary offering resulting from the bond ballot campaign to which each contributor category has made a contribution and the reportable date of selection on which the regulated entity was selected to engage in the municipal securities business or municipal advisory business. Full Name of Municipal Entity Full Issue Description Reportable Date of Selection
Signature: electronic Date: Jul 19, 2017 Name (must be officer of regulated entity): Elizabeth Blakesley Address: 5029 Upton Avenue So., Minneapolis, MN 55410 Phone: 612-920-3320 x105 Submit to the Municipal Securities Rulemaking Board a completed form quarterly by due date (specified by the MSRB)
DDA David Drown Associates, Inc. Public Finance Advisors Minneapolis Office: 5029 Upton Avenue South Minneapolis, MN 55410-2244 (612)920-3320 xtn 105 fax (612) 605-2375 www.daviddrown.com MSRB G-37 Form Section IV A Quarter 2 2017 David Drown Associates, Inc. provides only Municipal Advice to the following jurisdictions in the of Minnesota. Alexandria EDC Avon Township Beltrami County Benton County Economic Development Big Lake Sanitary District Chisago Lakes Joint ST Commission City of Ada City of Aitkin City of Akeley City of Albany City of Alden City of Alpha City of Alvarado City of Annandale City of Argyle City of Arlington City of Ashby City of Avon City of Backus City of Badger City of Bagley City of Balaton City of Battle Lake City of Bayport City of Belgrade City of Bellechester City of Bigfork City of Biscay City of Blooming Prairie City of Blue Earth City of Bowlus City of Braham City of Brandon City of Breckenridge City of Brewster City of Bricelyn City of Brooten City of Browerville City of Brownton City of Buckman City of Butterfield City of Byron City of Caledonia City of Callaway City of Canton City of Carlos City of Carlton City of Cass Lake City of Center City City of Chatfield City of Clara City City of Claremont City of Clarkfield City of Climax City of Coleraine City of Conger City of Crosslake City of Cuyuna City of Dakota City of Dalton City of Dawson City of Deer River City of DeGraff City of Dexter City of Dodge Center City of Donnelly City of Dover City of Eagle Lake City of Echo City of Eden Valley City of Elgin City of Elkton City of Ellendale City of Elrosa City of Emmons City of Erhard City of Eyota City of Fairfax City of Fertile City of Floodwood City of Foley City of Fosston City of Fountain City of Frazee City of Garfield City of Ghent City of Gilbert City of Glencoe
City of Glenwood City of Glyndon City of Goodhue City of Goodridge City of Goodridge City of Graceville City of Grand Meadow City of Greenbush City of Grove City City of Grygla City of Hackensack City of Hadley City of Halstad City of Hampton City of Hanska City of Harmony City of Hartland City of Hawley City of Hayfield City of Hayward City of Hendricks City of Hendrum City of Heron Lake City of Hewitt City of Hill City City of Hinckley City of Hitterdal City of Hokah City of Holdingford City of Houston City of Howard Lake City of Hoyt Lakes City of Isle City of Ivanhoe City of Jackson City of Karlstad City of Kasson City of Kellogg City of Kensington City of Kenyon City of Kerkhoven City of Kimball City of Lafayette City of Lake Benton City of Lake City City of Lake Henry City of Lake Park City of Lake St. Croix Beach City of Lake Wilson City of Lakefield City of Lakeland City of Lamberton City of Lanesboro City of Lewiston City of Lilydale City of Little Falls City of Littlefork City of Lonsdale City of Lucan City of Lyle City of Lynd City of Mabel City of Madison City of Madison Lake City of Manchester City of Mantorville City of Mapleton City of Mapleview City of Marble City of Mayer City of Mazeppa City of McIntosh City of Medford City of Meire Grove City of Melrose City of Milaca City of Milroy City of Minneota City of Minnesota Lake City of Morton City of Motley City of Mountain Lake City of New London City of New Richland City of New York Mills City of Odin City of Ogema City of Ogilvie City of Oklee City of Olivia City of Onamia City of Oronoco City of Osakis City of Oslo City of Ostrander City of Park Rapids City of Parker's Prairie City of Paynesville City of Pelican Rapids City of Pennock City of Peterson City of Pierz City of Pillager City of Pine Island City of Pine River City of Pine River City of Plainview City of Plummer City of Preston City of Prinsburg City of Racine City of Randall City of Ranier City of Raymond David Drown Associates, Inc. MSRB Form G-37 Section IV A - Quarter 1 2017 Page 2
City of Redwood Falls City of Remer City of Revere City of Rice City of Richmond City of Rockford City of Rockville City of Rollingstone City of Rose Creek City of Royalton City of Rushford City of Rushford Village City of Sacred Heart City of Saint Peter City of Sebeka City of Sherburn City of Shorewood City of Slayton City of Spicer City of Spring Grove City of Spring Valley City of St. Augusta City of St. Charles City of St. James City of St. Joseph City of St. Martin City of Stephen City of Stewart City of Stewartville City of Swanville City of Tracy City of Trimont City of Twin Valley City of Tyler City of Upsala City of Utica City of Vermillion City of Verndale City of Vernon Center City of Vesta West Newton Township City of Victoria City of Villard City of Wabasha City of Wabasso City of Wahkon City of Walters City of Waltham City of Wanamingo City of Warren City of Waubun City of Welcome City of Wheaton City of Williams City of Winnebago City of Winsted City of Winthrop City of Wolverton City of Woodstock City of Wykoff City of Zumbro Falls Clearwater County EDA Dodge County Erdahl Township Farwell Kensington SD Fillmore County Grant County Graham Lakes Township Jackson County Lac qui Parle County MHC Morrison County MRWA - Finance Authority Pope County Pope County HRA/EDA Riverside Township Shell Rock River Watershed District Stearns County HRA Stevens County Twin Lakes Township David Drown Associates, Inc. MSRB Form G-37 Section IV A - Quarter 1 2017 Page 2