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IEC/PAS 62396-5 PUBLICLY AVAILABLE SPECIFICATION PRE-STANDARD Edition 1.0 2007-09 Process management for avionics Atmospheric radiation effects Part 5: Guidelines for assessing thermal neutron fluxes and effects in avionics systems INTERNATIONAL ELECTROTECHNICAL COMMISSION PRICE CODE P ICS 03.100.50; 31.020 ISBN 2-8318-9206-6

2 PAS 62396-5 IEC:2007(E) CONTENTS FOREWORD...3 1 General...5 2 Thermal neutron flux inside an airliner...6 2.1 Definition of thermal neutron...6 2.2 Overview...6 2.3 Background on aircraft measurements...7 2.4 Calculational approach...8 2.5 Processing of in-flight neutron flux data...8 3 Thermal neutron SEU cross sections...11 3.1 Overview of the issue...11 3.2 Mechanism involved...12 3.3 Thermal neutron SEU cross sections and Ratio-2...13 4 Recommendation for devices in avionics at present time...15 Bibliography...16 Figure 1 Atmospheric neutron spectra measured in four aircraft...9 Table 1 Tabulation of the various atmospheric neutron measurements used...8 Table 2 Comparison of thermal and high energy neutron fluxes and their ratios...10 Table 3 SRAM SEU cross sections induced by thermal and high energy neutrons...14

PAS 62396-5 IEC:2007(E) 3 INTERNATIONAL ELECTROTECHNICAL COMMISSION PROCESS MANAGEMENT FOR AVIONICS ATMOSPHERIC RADIATION EFFECTS Part 5: Guidelines for assessing thermal neutron fluxes and effects in avionics systems FOREWORD 1) The International Electrotechnical Commission (IEC) is a worldwide organization for standardization comprising all national electrotechnical committees (IEC National Committees). The object of IEC is to promote international co-operation on all questions concerning standardization in the electrical and electronic fields. To this end and in addition to other activities, IEC publishes International Standards, Technical Specifications, Technical Reports, Publicly Available Specifications (PAS) and Guides (hereafter referred to as IEC Publication(s) ). Their preparation is entrusted to technical committees; any IEC National Committee interested in the subject dealt with may participate in this preparatory work. International, governmental and nongovernmental organizations liaising with the IEC also participate in this preparation. IEC collaborates closely with the International Organization for Standardization (ISO) in accordance with conditions determined by agreement between the two organizations. 2) The formal decisions or agreements of IEC on technical matters express, as nearly as possible, an international consensus of opinion on the relevant subjects since each technical committee has representation from all interested IEC National Committees. 3) IEC Publications have the form of recommendations for international use and are accepted by IEC National Committees in that sense. While all reasonable efforts are made to ensure that the technical content of IEC Publications is accurate, IEC cannot be held responsible for the way in which they are used or for any misinterpretation by any end user. 4) In order to promote international uniformity, IEC National Committees undertake to apply IEC Publications transparently to the maximum extent possible in their national and regional publications. Any divergence between any IEC Publication and the corresponding national or regional publication shall be clearly indicated in the latter. 5) IEC provides no marking procedure to indicate its approval and cannot be rendered responsible for any equipment declared to be in conformity with an IEC Publication. 6) All users should ensure that they have the latest edition of this publication. 7) No liability shall attach to IEC or its directors, employees, servants or agents including individual experts and members of its technical committees and IEC National Committees for any personal injury, property damage or other damage of any nature whatsoever, whether direct or indirect, or for costs (including legal fees) and expenses arising out of the publication, use of, or reliance upon, this IEC Publication or any other IEC Publications. 8) Attention is drawn to the Normative references cited in this publication. Use of the referenced publications is indispensable for the correct application of this publication. 9) Attention is drawn to the possibility that some of the elements of this IEC Publication may be the subject of patent rights. IEC shall not be held responsible for identifying any or all such patent rights. A PAS is a technical specification not fulfilling the requirements for a standard but made available to the public. IEC-PAS 62396-5 has been processed by IEC technical committee 107: Process management for avionics. The text of this PAS is based on the following document: Draft PAS 107/58/NP This PAS was approved for publication by the P-members of the committee concerned as indicated in the following document: Report on voting 107/70/RVN Following publication of this PAS, which is a pre-standard publication, the technical committee or subcommittee concerned will transform it into an International Standard.

4 PAS 62396-5 IEC:2007(E) This PAS shall remain valid for an initial maximum period of three years starting from 2007-09. The validity may be extended for a single three-year period, following which it shall be revised to become another type of normative document or shall be withdrawn IEC/PAS 62396 consists of the following parts, under the general title Process management for avionics Atmospheric radiation effects: Part 2: Guidelines for single event effects testing for avionics systems Part 3: Optimising system design to accommodate the Single Event Effects (SEE) of atmospheric radiation Part 4: Guidelines for designing with high voltage aircraft electronics and potential single event effects Part 5: Guidelines for assessing thermal neutron fluxes and effects in avionics systems

PAS 62396-5 IEC:2007(E) 5 1 General PROCESS MANAGEMENT FOR AVIONICS ATMOSPHERIC RADIATION EFFECTS Part 5: Guidelines for assessing thermal neutron fluxes and effects in avionics systems The purpose of this PAS is to provide a more precise definition of the threat that thermal neutrons pose to avionics as a second mechanism for inducing single event upset (SEU) in microelectronics. There are two main points that will be addressed in this PAS: 1) a detailed evaluation of the existing literature on measurements of the thermal flux inside of airliners and 2) an enhanced compilation of the thermal neutron SEU cross section in currently available SRAM devices (more than 20 different devices). The net result of the reviews of these two different sets of data will be two ratios that we consider to be very important for leading to the ultimate objective of how large a threat is the SEU rate from thermal neutrons compared to the SEU threat from the high energy neutrons (E >10 MeV). The threat from the high energy neutrons has been dealt with extensively in the literature and has been addressed by two standards ([2] 1 in avionics and [1] in microelectronics on the ground). The two ratios that this PAS considers to be so important are: 1) the ratio of the thermal neutron flux inside an airliner relative to the flux of high energy (> 10 MeV) neutrons inside the airliner and 2) the ratio of the SEU cross section due to thermal neutrons relative to that due to high energy neutrons. These ratios are considered to be important because with them, once we know what the SEU rates are from the high energy neutrons for an avionics box, a topic which has been dealt with extensively, such as [1], then the additional SEU rate due to thermal neutrons can be obtained with these ratios. Thus, given the SEU rate from high energy neutrons, multiplying this by the two ratios gives the SEU rate from the thermal neutrons. The total SEU rate will be the combination of the SEU rates from both the high energy and thermal neutrons. The process for calculating the SEU rate from the thermal neutrons is shown in the following set of equations, (1) to (5). SEU Rate (Hi E, Upset/dev h) Φ Hi (neutron flux = 6000 n/cm 2 hr) σ(hi E, SEU X-Sctn. cm 2 /dev) (1) SEU Rate (thermal neutron, Upset/dev h) Φtherm(neutron flux) σ (therm SEU X-Sctn.) = SEU Rate (Hi E) Φ (neutron flux) σ (Hi E SEU X-Sctn.) Hi (2) Ratio-1 Φ = Φ thermal Hi (neutron flux) (neutron flux) (3) Ratio-2 σ (therm SEU Cross Section) σ (Hi E SEU Cross Section) (4) 1 Numbers in square brackets refer to the bibliography.

6 PAS 62396-5 IEC:2007(E) SEU Rate (thermal neutron, Upset/dev h) SEU Rate (Hi E neutron Upset/dev h) Ratio-1 Ratio-2 (5) The objective of this PAS is to provide values of Ratio-1, the ratio of the thermal to high energy neutron flux within an airplane, and of Ratio-2, the ratio of the SEU cross section due to thermal neutrons relative to that due to high energy neutrons. We believe that Ratio-1 should be relatively similar in various types of commercial airliners, but it could vary significantly in other types of aircraft, such as military fighters. However, in the larger type of military aircraft, such as AWACS (Advanced Warning and Command System, E-3, which is based on either a Boeing 707-320-B or 767) and JSTARS (Joint Surveillance Target Attack Radar System, E-8C, which is based on Boeing 707-300 airframe), the ratio should be very similar to that in airliners. With regard to the ratio of the thermal neutron SEU cross sections, until recently, not very many such SEU cross sections were reported in the literature. There were a few, and these were cited in [1], but they were relatively few. Due to the data that has recently become available, the number of devices in which the thermal neutron SEU cross section has been measured has increased significantly. This additional data allows us to have good confidence on the values that have been measured and the resulting average value of the ratio.