Name of Regulated Entity: Sudsina & Associates, LLC Report Period: Second Quarter of 2017 I. CONTRIBUTIONS made to officials of a municipal entity (list by state) Complete name, title (including any city/county/state or other political subdivision) of municipal entity official Contributions by each contributor category (i.e., for purposes of this form, dealer, dealer controlled PAC, municipal finance professional, municipal finance professional controlled PAC, non-mfp executive officer, municipal advisor, municipal advisor controlled PAC, municipal advisor professional, municipal advisor professional controlled PAC, and non-map executive officer). For each contribution, list contribution amount and contributor category (disclose all applicable categories for each contributor). (For example, $500 contribution by non-mfp executive officer) If any contribution is the subject of an automatic exemption pursuant to Rule G-37(j), list amount of contribution and date of such automatic exemption. II. PAYMENTS made to political parties of states or political subdivisions (list by state) Complete name (including any city/county/state or other political subdivision) of political party Payments by each contributor category
III. CONTRIBUTIONS made to bond ballot campaigns (list by state) A. Contributions Official name of bond ballot campaign and jurisdiction (including city/county/state or other political subdivision) for which municipal securities would be issued and the name of the entity issuing the municipal securities Contributions, including the specific date the contributions were made, by each contributor category B. Reimbursement for Contributions List below any payments or reimbursements, related to any disclosed bond ballot contribution, received by each dealer, municipal finance professional, non-mfp executive officer, municipal advisor, municipal advisor professional, or non-map executive officer from any third party, including the amount paid and the name of the third party making such payments or reimbursements.
IV. MUNICIPAL ENTITIES with which the regulated entity has engaged in municipal securities business or municipal advisory business (list by state) A. Securities Business Complete name of municipal entity and city/county Type of municipal securities business (negotiated underwriting, private placement, financial advisor, or remarketing agent) B. Advisory Business See Attachment Complete name of municipal entity and city/county Type of municipal advisory business (advice or solicitation) (and in the case of municipal advisory business engaged in by a municipal advisor third-party solicitor, the name of the third party on behalf of which business was solicited and the nature of the business solicited (municipal securities business, municipal advisory business or investment advisory services)) C. Ballot-Approved Offerings Full name of the municipal entity and full issue description of any primary offering resulting from the bond ballot campaign to which each contributor category has made a contribution and the reportable date of selection on which the regulated entity was selected to engage in the municipal securities business or municipal advisory business. Full Name of Entity See Attachment Full Issue Description
Signature: electronic : Aug 31, 2017 Name (must be officer of regulated entity): Michael Sudsina Address: P.O. Box 230, Vermilion, OH 44089 Phone: 216-215-7753 Submit to the Securities Rulemaking Board a completed form quarterly by due date (specified by the MSRB)
Sudsina & Associates, LLC G-37 Advisory Business Information 2nd Quarter 2017 ities Entity Subdivision County Advisory Service City of Ashland, OH Ashland, OH Ashland Advice City of Avon Lake, OH Avon Lake, OH Lorain Advice City of Bowling Green, OH Bowling Green, OH Wood Advice City of Broadview Heights, OH Broadview Heights, OH Cuyahoga Advice City of Defiance, OH Defiance, OH Defiance Advice City of Elyria, OH Elyria, OH Lorain Advice City of Green, OH Green, OH Summit Advice City of Highland Heights, OH Highland Heights, OH Cuyahoga Advice City of Huron, OH Huron, OH Erie Advice City of Mentor, OH Mentor, OH Lake Advice City of Napoleon, OH Napoleon, OH Henry Advice City of Olmsted Falls, OH Olmsted Falls, OH Cuyahoga Advice City of Perrysburg, OH Perrysburg, OH Wood Advice City of Richmond Heights, OH Richmond Heights, OH Cuyahoga Advice City of Sandusky, OH Sandusky, OH Erie Advice City of Sheffield Lake, OH Sheffield Lake, OH Lorain Advice City of Stow, OH Stow, OH Summit Advice City of Sylvania, OH Sylvania, OH Lucas Advice City of Waterville, OH Waterville, OH Lucas Advice City of Wauseon, OH Wauseon, OH Fulton Advice City of Willoughby, OH Willoughby, OH Lake Advice Copley Township, OH Copley Township, OH Summit Advice Sylvania Township, OH Sylvania Township, OH Lucas Advice Village of Archbold, OH Village of Archbold, OH Fulton Advice Village of Monroeville, OH Village of Monroeville, OH Huron Advice Village of Reminderville, OH Village of Reminderville, OH Summit Advice Counties Entity Subdivision County Advisory Service Erie County, OH Sandusky, OH Erie Advice Geauga County, OH Chardon, OH Geauga Advice Greene County, OH Xenia, OH Greene Advice Lucas County, OH Toledo, OH Lucas Advice Sandusky County, OH Fremont, OH Sandusky Advice Wayne County, OH Wooster, OH Wayne Advice Schools Entity Subdivision County Advisory Service Bay Village City School District, OH Bay Village, OH Cuyahoga Advice Champion Local School District, OH Warren, OH Trumbull Advice Fairview Park City School District, OH Fairview Park, OH Cuyahoga Advice Field Local Schools, OH Mogadore, OH Portage Advice Garfield Heights City School District, OH Garfield Heights, OH Cuyahoga Advice Girard City School District, OH Girard, OH Trumbull Advice Jackson Local School District, OH Massillon, OH Stark Advice Kenston Local School District, OH Chagrin Falls, OH Geauga Advice Lordstown Local School District, OH Warren, OH Trumbull Advice Marlington Local School District, OH Alliance, OH Stark Advice Mahoning County Career Center, OH Canfield, OH Mahoning Advice Massillon City School District, OH Massillon, OH Stark Advice Mathews Local School District, OH Cortland, OH Trumbull Advice Mogadore Local School District, OH Mogadore, OH Stark Advice North Hills Schools, PA North Hills Schools, PA Allegheny Advice Norton City School District, OH Norton, OH Summit Advice Revere Local School District, OH Bath, OH Summit Advice Riverside Local School District, OH Painesville, OH Lake Advice Rocky River City School District, OH Rocky River, OH Cuyahoga Advice Sandusky City School District, OH Sandusky, OH Erie Advice Sheffield-Sheffield Lake City School District, OH Sheffield, OH Lorain Advice Streetsboro City School District, OH Streetsboro, OH Summit Advice Stryker Local School District, OH Stryker, OH Williams Advice Tallmadge City School District, OH Tallmadge, OH Summit Advice Wadsworth City School District, OH Wadsworth, OH Medina Advice Warrensville Heights City School District, OH Warrensville Heights, OH Cuyahoga Advice Waterloo Local School District, OH Atwater, OH Portage Advice Westlake City School District, OH Westlake, OH Cuyahoga Advice Woodridge Local School District, OH Peninsula, OH Summit Advice Willoughby-Eastlake City School District, OH Willoughby, OH Lake Advice
Sudsina & Associates, LLC G-37 Ballot-Approved Offering Information 2nd Quarter 2017 Schools Entity Subdivision County Full Issue Description Ballot Approval Issue Closing Fairview Park City School District, OH Fairview Park, OH Cuyahoga School Improvement Bonds, Series 2017 A 11/8/16 4/12/17 Kenston Local School District, OH Chagrin Falls, OH Geauga School Improvement Bonds, Series 2017 A & B 5/5/15 6/14/17 Revere Local School District, OH Bath, OH Summit School Facilities Improvement Bonds, Series 2017 A & B 11/8/16 4/18/17 Riverside Local School District, OH Painesville, OH Lake School Construction and Improvement Bonds, Series 2017 A & B 11/8/16 5/4/17 Nordonia Hills City School District, Ohio Macedonia, OH Summit School Improvement Refunding Bonds, Series 2017 3/7/00 4/4/17 Sandusky City School District, OH Sandusky, OH Erie Classroom Facilities and School Improvement Bonds, Series 2017 A & B 11/8/16 5/9/17 Tallmadge City School District, OH Tallmadge, OH Summit Classroom Facilities and School Improvement Bonds, Series 2017-1 & 2017-2 11/8/16 5/31/17 ities Entity Subdivision County Full Issue Description this quarter Counties Entity Subdivision County Full Issue Description this quarter Ballot Approval Issue Closing Ballot Approval Issue Closing