Regional Seminar/Workshop on CMA and SAST

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International Civil Aviation Organization Regional Seminar/Workshop on CMA and SAST September 2011 ICAO Electronic Safety Tools Module 7 1

Contents 7.1 Introduction 7.2 ICAO online safety framework 7.3 Training plan 7.4 Safety Tools User Group (STUG) 7.5 Demonstration and hands-on exercise 2

7.1 Introduction Background Safety and air navigation data Challenges and issues 3

Background The improvement of aviation safety continues to become a more data-driven/focused effort ICAO has reviewed and revised the processes and tools to provide the safety information more efficiently through a collaborative framework that enables improved data collection and dissemination on sector-wide basis. 4

Safety and Air Navigation Data ECCAIRS 1 ECCAIRS 2 AN Deficienci es AN Deficienci es AN Deficienci es IRMS Icao.in t/mid Icao.in t/wac af Icao.int /esaf istars 8585 FSIX www.icao.int DOCs State Letters www.icao.int/ ICAONET Air Navigation Deficiencies paris.i cao.int Air Navigation Deficiencies Bangko k.icao.i nt Air Navigation Deficiencies mexico. icao.int Air Navigation Deficiencies lima.ica o.int ICARD Air Operator Certificate Aircraft Registry Panels Portal.icao.int FIR GIS Location Indicat 192.206.28.81 (GIS) CMA EFOD Soa.icao.int 8643 Icaodata.com Legend DATA Web Site Secure Public Unique Password Required Manual Data Transfer No Password Required States and Stakeholders 5

Challenges & Issues How data is updated Complex Work Flows, not much on QA How data is kept Fragmented in different format and platform How data is delivered By ICAO homeroom (mostly web based) Duplicated efforts to update same data for different purposes Not transferable Some are only on paper Multiple User ID/Passwords 6

Possible ways to resolve issues Simplified and Automated Interface(able) Dynamic User customized Business Analysis Fewer Platforms plus XML Apps 7

7.2 Online Safety Framework Overview SMART OASIS GIS-tools ECCAIRS istars 8

Overview AN Deficienci es Icao.in t/mid FSIX AN Identify Deficienci es Users Icao.in t/wac af www.icao.int AN Deficienci es Icao.int /esaf Inspectors Pilots Controllers Safety Managers Etc. DOCs State Letters www.icao.int/ ICAONET Air Navigation Deficiencies paris.i cao.int Define User (ICAO) Roles e.g. look up safety data related to a specific Air Navigation Deficiencies aircraft Bangko k.icao.i nt ECCAIRS 1 ECCAIRS 2 Air Navigation Deficiencies mexico. icao.int Air Navigation Deficiencies lima.ica o.int Define User expectations istars ICARD get Air Operator information in Certificate 10 minutes Aircraft Registry Panels Portal.icao.int FIR GIS Location Indicat 192.206.28.81 (GIS) IRMS Create a list of methods per user Two classes update use EFOD EFOD Soa.icao.int 8585 8643 Icaodata.com States and Stakeholders 9

Overview Application Wonderland Disjointed/Static/Outdated Safety Oversight Pre-2008 Mandated Safety Obligations/Functions/Customers Government Safety Inspectors Accident investigators Donor Information Air Navigation Planning 2008-2010 Deliveries 2011-2013 Commitments SMART USOAP CSA- Online Electronic filing of differences OASIS Aircraft Registry System GIS Tools eanps Phase I ICARD istars istars Phase I Accident Data System ECCAIRS USOAP CMA - Online Electronic notice of amendment proposal 8585 AOC System Inspector website eanp Phase II Location Indicator (Doc 7910) istars Phase II Online Safety Framework to be accessed through a customizable user interface Supported by upgrade of overall ICAO IT infrastructure 10

Overview ECCAIRS/ADREP Aircraft Information Airline Identifier CMA EFOD E-NOPA Annex Manager Location Indicators ICARD Air Navigation Plans 11

SMART SARPs Management And Reporting Tools A set of tools that will manage and facilitate following processes: Management of Annexes (SARPs) State letter consultation Filing of differences Continuous monitoring on level of States compliance 12

SMART- Annex Manager ICAO to: Replace paper-based management of SARPs View global level of implementation Trace history of amendments Search for inter-related provisions Update SARPs information in EFOD 13

SMART ENOPA Electronic Notice of Proposed Amendment ICAO to: Replace paper-based State letter processing Produce related working paper and State letter Generate various reports related to responses to ENOPA State letters 14

SMART ENOPA Electronic Notice of Proposed Amendment States to: View amendments in progress Provide comments to State letter View history of State responses to amendments View other States comments 15

SMART EFOD Electronic Filing of Differences STATES shall give immediate notification to ICAO of the differences between its own practice and that established by the international standard 16 COUNCIL shall make immediate notification to all other States of the difference 16

SMART EFOD Electronic Filing of Differences States and ICAO to: Replace paper-based filing of differences Generate various reports related to States compliance and difference information On-demand and real-time access to other States compliance and differences 17

OASIS Online Aircraft Safety Information System STATES undertakes to supply,, on demand, information concerning the registration and ownership of any particular aircraft registered in that State. The data thus obtained by the ICAO shall be made available by it on request to the other contracting States 18 18

OASIS Online Aircraft Safety Information System Civil Aviation Authorities Inspectors Air Operators Expectation : be informed of the safety related information by Aircraft 1.Look up Aircraft history 2.Who Registered a/c 3.Who issued AOC 4.What is the A/C capabilities 5.What are the difference filed by the State of Registry and Operators 6.What are the relevant audit results for the State of Registry and Operators Regional safety oversight organizations (RSOOs) 19

OASIS Online Aircraft Safety Information System Look up Aircraft history Who Registered A/C Who issues AOC What is the A/C capabilities What are the differences filed by State of Registry and Operators What are the relevant audit results for State of Registry and Operators Aircraft Registration System AOC Database CMA Online Framework 20

GIS (Geographic Information System) Tools Primary Objectives Enable electronic Air Navigation Planning Provide safety information through correlation of data by common geographic reference Secondary Present non-safety related reference information on a map 21

GIS (Geographic Information System) Tools Electronic ANP : www.gis.icao.int/eanp Still under development but can be used to find latest ANPs GIS Safety Tools Partly embedded on istars Language proficiency Others 22

ECCAIRS European Co-ordination Centre for Aviation Incident Reporting Systems 23

ECCAIRS European Co-ordination Centre for Aviation Incident Reporting Systems ICAO State Safety Programme (SSP) Framework 1. State safety policy and objectives 1.1 State safety legislative framework 1.2 State safety responsibilities and accountabilities 1.3 Accident and incident investigation 1.4 Enforcement policy 2. State safety risk management 2.1 Safety requirements for service providers SMS 2.2 Agreement on service providers safety performance 3. State safety assurance 3.1 Safety oversight 3.2 Safety data collection, analysis and exchange 3.3 Safety data driven targeting of oversight on areas of greater concern or need 4. State safety promotion 4.1 Internal training, communication and dissemination of safety information 4.2 External training, communication and dissemination of safety information 24

ECCAIRS European Co-ordination Centre for Aviation Incident Reporting Systems Implements fully the ADREP taxonomy Contains full suite of tools to collect, analyze, and exchange safety data Currently being used/evaluated by 53 States and 16 International Organizations representing all regions FREE for: - States - Int l Organizations - Civil aviation related entities 25

ECCAIRS European Co-ordination Centre for Aviation Incident Reporting Systems Fully scalable Could be run from a stand-alone PC or networked Application Server-DB Server-Client configuration Choice of back end databases eliminates need for new software investments, uses installed enterprise DBs Could run on Oracle, MS-SQL (any version) and/or stand-alone products like MSDE, SQL Express 26

ECCAIRS European Co-ordination Centre for Aviation Incident Reporting Systems Suite of products providing: Data entry and retrieval Analysis Utilities System tools Data integration Data dissemination 27

istars (integrated Safety Trend Analysis and Reporting System) ICAO s initiative to strengthen predictive safety analysis capabilities to concentrate efforts on areas of greatest concern Initially, focused on relationship between accident rates, traffic volume and USOAP results In a longer term, multi-dimensional safety analyses using diverse data sources 28

istars (integrated Safety Trend Analysis and Reporting System) Concept of operation create interoperable tools & analysis methods Integrate multiple data sources Leverage existing data & software applications Level of access Secretariat Site : Development/test site Secure Portal : Full access to restricted information Public : No access to restricted information and data 29

istars (integrated Safety Trend Analysis and Reporting System) 30

istars Query All Recent Events 31

istars Explore Global Accident Rate 32

7.3 Training Plan 33

Training Plan Online training (2011~2012) Help files, tutorial video, CBT training On-site training upon request by State(s) and on a cost-recovery basis Tools Duration Note ECCAIRS (Technical) 3 days Available now ECCAIRS (End User) 5 days Available now ICARD 3 days Available now SMART + CMA online Framework + istars OASIS EANP 5 days 2 days 5 days To be available in 2 nd half of 2012 34

7.4 Safety Tools User Group 35

Safety Tools User Group Scope Provide valuable input for new and/or enhanced changes for the electronic safety tools Participate in the development of user requirements and testing of B-versions Membership Nominated representatives from States and international organizations Reference (State letter AN2/28-11/58) 36

7.5 Demonstration & Hands on exercise ICAO Portal CC/EFOD ARS istars 37

ICAO portal After the exercise, participants will be able to: Request for an account to access ICAO portal Request for an access to various Groups of information system available on ICAO portal 38

CC/EFOD After the exercise, participants will be able to: Log-in to application Navigate the user interface Search a specific SARP by reference number/text Search SARPs affected by the latest amendments Generate and download different types of reports 39

ARS After the exercise, participants will be able to: Log-in to application Navigate user interface Search aircraft information Produce reports 40

istars After the exercise, participants will be able to: Log-in to application Navigate user interface Understand types of information in istars (Accident, USOAP, Statistics, etc) Search/filter specific information by subject 41

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