Central Depository Services (India) Limited Convenient Dependable Secure COMMUNIQUÉ TO DEPOSITORY PARTICIPANTS /OPS/DP/TRANG/5624 December 17, 2015 TRAINING PROGRAMME FOR COMPLIANCE OFFICERS / DP OFFICIALS With a view to increase the effectiveness of compliance with special focus on SEBI Compliance Requirements, new developments during last one year, PMLA, Investor grievances and also reduce the deficiencies observed in inspection & internal / concurrent audit reports, a training programme for Compliance officers / DP Officials has been scheduled at Mumbai as mentioned below. Date January 15, 2016 Programme For Compliance Officers / DP Officials Timings : 3.00 P. M. to 5.00 P.M. Location : Bombay YMCA, Central Branch, 12, Nathalal Parekh Marg, Near Sahakari Bhandar, Colaba, Mumbai- 400 001 Charges : Free of Charge High Tea will be given during training. Training programmes at other centres like Ahmedabad, Bengaluru, Chennai, Delhi, Hyderabad, Indore, Jaipur, Kochi and Kolkata are given in Annexure A. DPs (including branch DPs) should nominate Compliance Officers and other DP Officials to attend the training programme. Candidates who wish to attend the training programme are advised to fill up the REGISTRATION FORM [see Annexure-B] and submit the same along with their photographs to the concerned regional centre Ahmedabad, Bangalore, Chennai, Delhi, Hyderabad, Indore, Jaipur, Kochi and Kolkata as per the contact person details mentioned in the Annexure A. : your depository DPs may email their complaints to: helpdesk@cdslindia.com KEYWORD: Audit Page 1 of 2
Central Depository Services (India) Limited Convenient Dependable Secure COMMUNIQUÉ TO DEPOSITORY PARTICIPANTS Registration Form for Mumbai centre may be sent to: Central Depository Services (India) Ltd. [Operations (Training Department)] 16 th floor, P.J.Towers, Dalal Street, Fort, Mumbai - 400 001. Queries regarding this training programme may be addressed to -Training Ms. Joice Nadar/Vinaya Kunder on (022) 2272-8434/8667 Emails may be sent to: joicen@cdslindia.com or kvinaya@cdslindia.com. sd/- Ashish Bhatt Asst. Vice President - Operations : your depository DPs may email their complaints to: helpdesk@cdslindia.com KEYWORD: Audit Page 2 of 2
Schedule for Training - For Compliance Officers & DP Staff Annexure A Sr.No Locations Date of Training- Training timings Contact person Address of contact persons Venue 1 New Delhi 30.12.2015 4.00 p.m to 6.00 p.m Mr. Vijay Dwivedi /Mr. Sushil Kumar /Ms.Swati Aggarwal Mobile Nos. 09650616376 /09999715234 /09910298636 Tel.No. 011-2578 2116/117/118 vijaykumard@cdslindia.com / swatia@cdslindia.com / sushilk@cdslindia.com 2 Jaipur 9.01.2016 3.00p.m to 5.00p.m Mr. Manish Sharma/Mr. Yashwant Gupta Mobile nos. 09460866794/09314647826 manishs@cdslindia.com / yashwantg@cdslindia.com C/o BSE Ltd. 101,1st Floor,Aggarwal Corporate Tower, Plot No. 23, District Centre, Rajendra Place, New Delhi - 110 008 C/o Jaipur Stock Exchange, Ground Floor, J. L. N. Marg, Malviya Nagar, Jaipur - 302 017. C/o BSE Ltd. 101,1st Floor,Aggarwal Corporate Tower, Plot No.23 District Centre, Rajendra Place, New Delhi - 110001 Hotel Maharani Palace, Jaipur 3 Kolkata 29.12.2015/30.12.2015 2.00p.m to 4.00p.m. 1.00p.m to 3.00p.m. Mr.Abhrajyoti Bera/Mr. Moloy Biswas Mobile no.09903293938/09831074530 email IDs abhrajyotib@cdslindia.com / moloyb@cdslindia.com Horizon, 2nd Floor,Opp.Exide Building,57,Jawaharlal Nehru Marg, Near Rabindra Sadan Metro, Kolkata- 700 071 BSE Kolkata Training Hall, Horizon, 2nd Floor,Opp.Exide Building,57,Jawaharlal Nehru Marg, Near Rabindra Sadan Metro, Kolkata- 700 071 4 Ahmedabad 30.01.2016 3.00p.m to 5.00p.m Mr. Bhragav Soni/Mr. Utpal Shah Mobile no. 09998499227/ 09327691723 Email IDs : bhatgavs@cdslindia.com / utpals@cdslindia.com 203 / 204, Abhishree Avenue, Near Nehru Nagar Circle, S. M. Road, Ambawadi, Ahmedabad - 380 015 Gujarat Ahmedabad Management Association, AMA Complex,ATIRA, Dr. Vikram Sarabhai Marg, Ahmedabad- 380 015 Gujarat Audit Inspection Compliance Internal 1/ 2
Sr.No Locations Date of Training- Training timings Contact person Address of contact persons Venue 5 Chennai 9.01.2016 10.00a.m. to 12.00 noon Mr. A.R.Vasudevan /Mr. Premkumar S. Mobile nos. 09381995000/09380268588 vasudevan@cdslindia.com / premkumars@cdslindia.com BSE Investor Service Center No. 4, Vijaya Towers, III Floor, Kodambakkam High Road, Chennai - 600 034 Tamil Nadu Hotel B.R. Mathsya No.29/31,THANIKACHALAM ROAD, T.Nagar Chennai- 600 017 6 Hyderabad 26.12.2015 11.00a.m. To 1.00p.m. Mr.Shiva Prasad Venishetty /Mr. Borra Suryachandra Mobile nos. 09849137579/09347033350 Tel.no. 040-30722562 email IDs: borras@cdslindia.com / shivap@cdslindia.com 7 Indore 16.01.2016 11.00a.m. To 1.00p.m. Mr. Manish Sharma/Mr. Yashwant Gupta Mobile nos. 09460866794/09314647826 manishs@cdslindia.com / yashwantg@cdslindia.com Flat No. 302, Mari Gold Pavani Estate, Dwarkapuri Colony, Punjagutta Hyderabad - 500 082 Andhar Pradesh C/o Jaipur Stock Edchange, Room No. 379, 3rd Floor, J. L. N. Marg, Malviya Nagar, Jaipur - 302 017. Hotel Sai Prakash, Conference Hall, Station Road Nampally Hyderabad - 500 001 Andhra Pradesh Training Centre of Madhya Pradesh Stock Exchange, 201, 2nd Floor, Palika Plaza, Indore. 8 Kochi 13.01.2016 3.00p.m to 5.00p.m Mr. Shibunath T.A. Mobile. No. 09895449539 Tel.no. 0484-2327931 email ID : shibunatht@cdslindia.com BSE Investors Service Center, 2nd floor, Sree Lakhmi Tower, Ravipuram Road, Ernakulam - 680 016, Kerala. Hotel Aiswarya, Opp. Lotus Club,Warriam Road,Jose Junction, Pallimukku, Kochi- Kerala- 682 016 9 Bengaluru 9.01.2016 10.30a.m. To 12.30p.m. Mr. C.S. Harisha Mobile. No. 09895449539 Tel.no. 0484-2327931 email ID : csharisha@cdslindia.com 34/35, 2nd Floor, Annapoorna Complex, South End Road, Basavangudi Bengaluru- 560 004 President Hotel, Jayanagar Bengaluru- 560 004 Audit Inspection Compliance Internal 2/ 2
Convenient Dependable Secure Training Department, 16th Floor, P J Towers, Dalal Street, Fort, Mumbai 400 001 Tel: [Direct]: (022) 2272-8697 2272-8434 Fax: (022) 2272-3199 Email IDs : joicen@cdslindia.com / kvinaya@cdslindia.com NAME OF CANDIDATE: DP ID: DP /AUDITORS NAME DP ADDRESS: TEL. NOS. FAX. NO. MOBILE NO. EMAIL ID [official & mandatory] QUALIFICATIONS (with STD. CODE) (with STD. CODE) DATE OF JOINING PRESENT COMPANY & NATURE OF WORK CAPITAL MARKET EXPERIENCE (optional) TRAINING PROGRAMME ON Date Day I declare that the information supplied above is true and correct to the best of my knowledge, information and belief. SIGNATURE OF AUTHORISED SIGNATORY OF THE DP: PLACE: DATE : [Communiqué no. /OPS/DP/TRANG/5624 dated December 17, 2015]