UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Transcription

1 FORM 3 UNITED STATES SECURITIES AND ECHANGE COMMISSION Washington, D.C INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 OMB APPROVAL OMB Number: Estimated average burden hours per response Name and Address of Reporting Person * 2. of Event Requiring Statement (MM/DD/YYYY) 5/19/ Trading Symbol OM Asset Management plc [OMAM] (Last) (First) (Middle) 4. Relationship of Reporting Person(s) to Issuer (Check all applicable) 850 THIRD AVENUE 16TH FLOOR, (Street) NEW YORK, NY (City) (State) (Zip) Director Officer (give title below) 5. If Amendment, Original Filed (MM/DD/YYYY) 10% Owner Other (specify below) 6. Individual or Joint/Group Filing (Check Applicable Line) Form filed by One Reporting Person Form filed by More than One Reporting Person 1.Title of Security Table I - Non-Derivative Securities Beneficially Owned 2. Amount of Securities Beneficially Owned 3. Ownership Form: Direct (D) or Indirect (I) 4. Nature of Indirect Beneficial Ownership Ordinary Shares, nominal value $ I (1) See Explanation (1) 1. Title of Derivate Security Table II - Derivative Securities Beneficially Owned ( e.g., puts, calls, warrants, options, convertible securities) 2. Exercisable and Expiration (MM/DD/YYYY) Exercisable Expiration 3. Title and Amount of Securities Underlying Derivative Security Title Amount or Number of Shares 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) 6. Nature of Indirect Beneficial Ownership Explanation of Responses: (1) Reflects 11,414,676 shares of ordinary stock directly owned by HNA Eagle Holdco LLC ("HNA Eagle") and indirectly owned by HNA Group Co., Ltd. ("HNA Group"), HNA Capital Group Co., Ltd. ("HNA Investments, Ltd. ("Aleron") and HNA ("HNA a wholly-owned subsidiary of Aleron. Aleron is a wholly-owned subsidiary of HNA HK. HNA HK is a wholly-owned subsidiary of HNA Parent. HNA Parent is a Remarks: Exhibit , incorporated herein by reference. Reporting Owners Reporting Owner Name / Address 850 THIRD AVENUE 16TH FLOOR NEW YORK, NY HNA Group Co., Ltd. HNA BUILDING, NO. 7 GUOING ROAD HAIKOU, F HNA Capital Group Co., Ltd. HNA BUILDING, NO. 7 GUOING ROAD HAIKOU, F HNA Capital (Hong Kong) Holding Co., Ltd. Relationships Director 10% Owner Officer Other

2 23 F., ARION COMMERCIAL CENTRE, 2-12 QUEENS ROAD WEST, HONG KONG Aleron Investments, Ltd. 23/F HNA PLAZA, JIA NO. 26 IAOYUN ROAD CHAOYANG DISTRICT, BEIJING, F HNA Eagle Holdco LLC 850 THIRD AVENUE 16TH FLOOR, NEW YORK, NY Signatures, By: /s/yang Guang,, Title: Chief Executive Officer 5/30/2017 ** Signature of Reporting Person Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, seeinstruction 5(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See18 U.S.C and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, seeinstruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

3 HNA Group Co., Ltd. HNA Building No. 7 Guoxing Road Haikou, People's Republic of China of Event Requiring HNA Group Co., Ltd. Title: Chief Executive Officer, ---- Investments, Ltd. ("Aleron") and HNA ("HNA

4 HNA Capital Group Co., Ltd. HNA Building No. 7 Guoxing Road Haikou, People's Republic of China of Event Requiring HNA Capital Group Co., Ltd. Title: Chief Executive Officer, ---- Investments, Ltd. ("Aleron") and HNA ("HNA

5 HNA Capital (Hong Kong) Holding Co., Ltd. 23/F., Arion Commercial Centre, 2-12 Queen's Road West, Hong Kong of Event Requiring HNA Capital (Hong Kong) Holding Co., Ltd. Title: Chief Executive Officer, ---- Investments, Ltd. ("Aleron") and HNA ("HNA

6 Aleron Investments, Ltd. 23/F HNA Plaza, Jia No. 26 iaoyun Road, Chaoyang District, Beijing P.R. China, of Event Requiring Aleron Investments, Ltd. - Title: Chief Executive Officer, --- Investments, Ltd. ("Aleron") and HNA ("HNA

7 HNA Eagle Holdco LLC 850 Third Avenue 16th Floor, New York, NY of Event Requiring HNA Eagle Holdco LLC Title: Chief Executive Officer ---- Investments, Ltd. ("Aleron") and HNA ("HNA