Central Depository Services (India) Limited

Transcription

1 Central Depository Services (India) Limited Convenient Dependable Secure COMMUNIQUÉ TO DEPOSITORY PARTICIPANTS /OPS/DP/TRANG/5624 December 17, 2015 TRAINING PROGRAMME FOR COMPLIANCE OFFICERS / DP OFFICIALS With a view to increase the effectiveness of compliance with special focus on SEBI Compliance Requirements, new developments during last one year, PMLA, Investor grievances and also reduce the deficiencies observed in inspection & internal / concurrent audit reports, a training programme for Compliance officers / DP Officials has been scheduled at Mumbai as mentioned below. Date January 15, 2016 Programme For Compliance Officers / DP Officials Timings : 3.00 P. M. to 5.00 P.M. Location : Bombay YMCA, Central Branch, 12, Nathalal Parekh Marg, Near Sahakari Bhandar, Colaba, Mumbai Charges : Free of Charge High Tea will be given during training. Training programmes at other centres like Ahmedabad, Bengaluru, Chennai, Delhi, Hyderabad, Indore, Jaipur, Kochi and Kolkata are given in Annexure A. DPs (including branch DPs) should nominate Compliance Officers and other DP Officials to attend the training programme. Candidates who wish to attend the training programme are advised to fill up the REGISTRATION FORM [see Annexure-B] and submit the same along with their photographs to the concerned regional centre Ahmedabad, Bangalore, Chennai, Delhi, Hyderabad, Indore, Jaipur, Kochi and Kolkata as per the contact person details mentioned in the Annexure A. : your depository DPs may their complaints to: helpdesk@cdslindia.com KEYWORD: Audit Page 1 of 2

2 Central Depository Services (India) Limited Convenient Dependable Secure COMMUNIQUÉ TO DEPOSITORY PARTICIPANTS Registration Form for Mumbai centre may be sent to: Central Depository Services (India) Ltd. [Operations (Training Department)] 16 th floor, P.J.Towers, Dalal Street, Fort, Mumbai Queries regarding this training programme may be addressed to -Training Ms. Joice Nadar/Vinaya Kunder on (022) /8667 s may be sent to: joicen@cdslindia.com or kvinaya@cdslindia.com. sd/- Ashish Bhatt Asst. Vice President - Operations : your depository DPs may their complaints to: helpdesk@cdslindia.com KEYWORD: Audit Page 2 of 2

3 Schedule for Training - For Compliance Officers & DP Staff Annexure A Sr.No Locations Date of Training- Training timings Contact person Address of contact persons Venue 1 New Delhi p.m to 6.00 p.m Mr. Vijay Dwivedi /Mr. Sushil Kumar /Ms.Swati Aggarwal Mobile Nos / / Tel.No /117/118 vijaykumard@cdslindia.com / swatia@cdslindia.com / sushilk@cdslindia.com 2 Jaipur p.m to 5.00p.m Mr. Manish Sharma/Mr. Yashwant Gupta Mobile nos / manishs@cdslindia.com / yashwantg@cdslindia.com C/o BSE Ltd. 101,1st Floor,Aggarwal Corporate Tower, Plot No. 23, District Centre, Rajendra Place, New Delhi C/o Jaipur Stock Exchange, Ground Floor, J. L. N. Marg, Malviya Nagar, Jaipur C/o BSE Ltd. 101,1st Floor,Aggarwal Corporate Tower, Plot No.23 District Centre, Rajendra Place, New Delhi Hotel Maharani Palace, Jaipur 3 Kolkata / p.m to 4.00p.m. 1.00p.m to 3.00p.m. Mr.Abhrajyoti Bera/Mr. Moloy Biswas Mobile no / IDs abhrajyotib@cdslindia.com / moloyb@cdslindia.com Horizon, 2nd Floor,Opp.Exide Building,57,Jawaharlal Nehru Marg, Near Rabindra Sadan Metro, Kolkata BSE Kolkata Training Hall, Horizon, 2nd Floor,Opp.Exide Building,57,Jawaharlal Nehru Marg, Near Rabindra Sadan Metro, Kolkata Ahmedabad p.m to 5.00p.m Mr. Bhragav Soni/Mr. Utpal Shah Mobile no / IDs : bhatgavs@cdslindia.com / utpals@cdslindia.com 203 / 204, Abhishree Avenue, Near Nehru Nagar Circle, S. M. Road, Ambawadi, Ahmedabad Gujarat Ahmedabad Management Association, AMA Complex,ATIRA, Dr. Vikram Sarabhai Marg, Ahmedabad Gujarat Audit Inspection Compliance Internal 1/ 2

4 Sr.No Locations Date of Training- Training timings Contact person Address of contact persons Venue 5 Chennai a.m. to noon Mr. A.R.Vasudevan /Mr. Premkumar S. Mobile nos / vasudevan@cdslindia.com / premkumars@cdslindia.com BSE Investor Service Center No. 4, Vijaya Towers, III Floor, Kodambakkam High Road, Chennai Tamil Nadu Hotel B.R. Mathsya No.29/31,THANIKACHALAM ROAD, T.Nagar Chennai Hyderabad a.m. To 1.00p.m. Mr.Shiva Prasad Venishetty /Mr. Borra Suryachandra Mobile nos / Tel.no IDs: borras@cdslindia.com / shivap@cdslindia.com 7 Indore a.m. To 1.00p.m. Mr. Manish Sharma/Mr. Yashwant Gupta Mobile nos / manishs@cdslindia.com / yashwantg@cdslindia.com Flat No. 302, Mari Gold Pavani Estate, Dwarkapuri Colony, Punjagutta Hyderabad Andhar Pradesh C/o Jaipur Stock Edchange, Room No. 379, 3rd Floor, J. L. N. Marg, Malviya Nagar, Jaipur Hotel Sai Prakash, Conference Hall, Station Road Nampally Hyderabad Andhra Pradesh Training Centre of Madhya Pradesh Stock Exchange, 201, 2nd Floor, Palika Plaza, Indore. 8 Kochi p.m to 5.00p.m Mr. Shibunath T.A. Mobile. No Tel.no ID : shibunatht@cdslindia.com BSE Investors Service Center, 2nd floor, Sree Lakhmi Tower, Ravipuram Road, Ernakulam , Kerala. Hotel Aiswarya, Opp. Lotus Club,Warriam Road,Jose Junction, Pallimukku, Kochi- Kerala Bengaluru a.m. To 12.30p.m. Mr. C.S. Harisha Mobile. No Tel.no ID : csharisha@cdslindia.com 34/35, 2nd Floor, Annapoorna Complex, South End Road, Basavangudi Bengaluru President Hotel, Jayanagar Bengaluru Audit Inspection Compliance Internal 2/ 2

5 Convenient Dependable Secure Training Department, 16th Floor, P J Towers, Dalal Street, Fort, Mumbai Tel: [Direct]: (022) Fax: (022) IDs : joicen@cdslindia.com / kvinaya@cdslindia.com NAME OF CANDIDATE: DP ID: DP /AUDITORS NAME DP ADDRESS: TEL. NOS. FAX. NO. MOBILE NO. ID [official & mandatory] QUALIFICATIONS (with STD. CODE) (with STD. CODE) DATE OF JOINING PRESENT COMPANY & NATURE OF WORK CAPITAL MARKET EXPERIENCE (optional) TRAINING PROGRAMME ON Date Day I declare that the information supplied above is true and correct to the best of my knowledge, information and belief. SIGNATURE OF AUTHORISED SIGNATORY OF THE DP: PLACE: DATE : [Communiqué no. /OPS/DP/TRANG/5624 dated December 17, 2015]