Open to Public and. June, 2002 D Employer Identification number

Transcription

1 990 Return of Organization Exempt From Income Tax Under section 501(c), 527, or 4947(a)(7) of the Internal Revenue Code (except black lung benefit trust or private foundation) Department of he Tpsvy tii.1 R.wn,,n S-u A For the 2001 calendar y, B Check ilapplicable Plm, us~irs F-] Address change,*be or prim or CNamechanpa D Initial return Specific Final return Irnwc- aom aamendedretum aappliwtion pending ~G Web site W wwwrnlarvnro J 1 The organization may have to use a Copy o1 the velum to Satisfy state repormtg requirements or tax organizabon Number and street (Or PO box it mail is not delnefed to 1560 SHERMAN AVENUE City or town state or country and ZIP r and 9 Section SOt(c)(3) organizations and 4947(a)(t) nonexempt charitable trusts must anach a completed Schedule A (Forth 990 or 990-Q) 501(c) ( 3 ) " (insert no ) n 4947(a)(1) or n 527 K CheckherelE]iftheorpanizalionsgossreceiptsarerortnallynotmorelhan The organization need not rile a return with the IRS but d the organization recanee a Form 990 Package in the mail it should file a return wilhout financial data Same states require a complete return OMB No Open to Public June, 2002 D Employer Identification number H and I am not applicable to section 527 organizations H(a) Is this a group return tar affiliates? Yes Q No H(b) If 'ves' enter number of affiliates " N/A H(c) Are all affiliates included? N/A (if'no' attach a list See instructions Hid) Is this a separate return fled by an organi7abon covered by a group rulinq~ F~ Yes OYee [:]No m L Gross receipts Add lines 6b Bb 9b and 10b to line ,767, Part I Revenue, Expenses, and Changes in Net Assets or Fund B2 Instructions on page 16 1 Contributions, gifts, grants, and similar amounts received a Dared public support 1a 1 ; 81,001,655 b Indirect public support 0 c Government contributions (grants) 1c 0 d Total (add lines to through 1c) (cash $ 77.01l,R75 noncash $ ) 1d 81,001,655 2 Program service revenue including government fees and contracts (from Part VII, line 93) Membership dues and assessments Interest on savings and temporary cash investments 4 10,549, Dividends and interest from securities 5 6, 101,903 6a Gross rents 6a 0 b Less rental expenses 6b 0 c Net rental income or (loss) (subtract line 6b from line 6a) 6c 0 7 Other investment income (describe t investment losses related to O lit-interest agreements ) 7 (469, 182 ) d 8a Gross amount from sales of assets I (A) secumes a one~ other than inventory Schedule I & a b Less cost or other basis and sales expenses g 8b 63 c Gain or (loss) (attach schedule) 1 ( )1 8c 1 (19,984) d Net gain or (loss) (combine line 8c, columns (A) and (B)) 8d (5, ) 9 Special events and activities (attach schedule) a Gross revenue (not including $ 0 of contributions reported on line 1a) 9a 0 b Less dared expenses other than fundraising expenses 9b c Net income or (loss) from special events (subtract line 9b from line 9a) 9c 0 10a Gross sales of inventory, less returns and allowances 10a b Less cost of goods sold c Gross profit or (loss) from sales of inventory (attach schedule) (subuac tin 11 Other revenue (from Part VII, line 103) ~ ~~ 110!t_ 12 Total revenue (add lines 1d, 2, 3, 4, 5, 6c, 7, 8d, 9c, 1 d , 875, Program services (from line 44, column (B)) ~~ ~fjo~ Management and general (from line 44, column (C)) ~ n,.~~~_ /~ ,434 m 15 Fundraising (from line 44, column (D)) wde~1s 11,261, Payments to affiliates (attach schedule) ' UT Total expenses (add lines 16 and 44, column (A ,649,539 m 18 Excess or (defeat) for the year (subtract line 17 from line 12) 18 (21,774,530) 19 Net assets or fund balances at beginning of year (from line 73, column (A)) ,296, Other changes in net assets or fund balances (attach explanation) Schedule 3 20 F Accwm4q meuod 2001 Z 21 Net assets or fund balances at end of year (combine lines 18, 19, and 20) ,406,890 (V For Paperwork Reduction Act Notice, see the separate Instructions Farm 990 (2001) l5a SW FED797JF1 ^ I x I No M Check j~ M A the orgamxation is not required to attach 0

2 Form 990 (2001) Page 2 Part I I Statement of nn organizations mist omplde odimn (n) Columns (s), (c), and (D) are required for section 501(c)(3) and! (4) organvaom and FuncGonalEYOenses semonast7(axt) miemml dmladehulsbutoptional turwrls(seespeck Instructions mpage 2l) Do not include amounts reported on line 6b, 8b, 9b, 10b, or 16 of Part 1 22 Grants and allocations (attach schedule) Schedule (cash $ ,224 npncash $ 0 ) 23 Specific assistance to individuals (attach schedule) 24 Benefits paid to or for members (attach schedule) 25 Compensation of officers, directors, elc 26 Other salaries and wages 27 Pension plan contributions 28 Other employee benefits 29 Payroll taxes 30 Professional fundraising fees 31 Accounting fees 32 Legal fees 33 Supplies 34 Telephone 35 Postage and shipping 36 Occupancy 37 Equipment rental and maintenance 38 Printing and publications 39 Travel 40 Conferences, conventions, and meetings 41 Interest C7, 1 42 Depreciation, depletion, etc (attach 3c71~~~1S), 43 Other equnses not covered above (itemize) a the ul (A) Total I (8) Program I (C) Management I (D) Fundraising serhces and General 44 Total functional expenses (add tires 22 Urpgh 43) Organiuhons comdleonp columns (B) -ldi. carry these totals to lines I 44 I I I Joint Costs Check ja~ 0 d you are following SOP 98-2 Are any joint costs from a combined educational campaign and fundraising solicitation reported m (B) Program services? Yes ~ No If "Yes," enter (i) the aggregate amount of these point vests $ NBA. (u) the amount allocated to Program services $ N/A (in) the amount allocated to Management and general $ N/A. and (rv) the amount allocated to Fundraising $ N/A Part III Statement of Program Service Accomplishments See Specific Instructions on age 24 What is the organization's primary exempt purposes pa~ Provide educational- humanitarian and cultural programs, Program Serv-Iw Allorgan ahonsmustdescnbethrarexemptpuiposeactuevemenlsmadearandconusemannerstalethenumberofclientsserved,pudicahons Expertses issued, etc Discuss achievements that are not measurable (Section 501(c)(3) and (4) organizations and 4947(a)(1) nonexempt chantable vests t"' "' ' s0'(`x') "(n app.,a4s4ry.xilmm. m must also enter the amount of rants and allocations to others ~ wuyd for Scholarships_- Universitv Teachers ScheAnle4Summarx Grants and allocations $ 17, 175,951 19, 126,612 b Gr_oup-Study_Exc_ha_nge_Team and_rerresentahves_ SchuWIe4SummarY Grants and allocations $ 3,787,027 5,061,085 c MatShmBSrranis_ Schuiule4Summarx Grants and allocations $ 28, A3 d PQ1lnPJusandQtheiHuwamtana2Pj4gcdms Schetlule4SummacX Grants and allocations $ 35, 734,851 39,514,754 e Other program services (attach schedule) (Grants and allocations $ Schedule 4 Summary ) (226,973) T Total of Program Service Expenses (should equal line 44, column (B), Program services) " Form 990 (2001) SW FED793]F 2

3 Forth 990 (2001) Page 3 Part TV] Balance Sheets (See Specific Instructions on page 24 ) Note Where required, attached schedules and amounts within the description (A) (B) column should be (or end-0f-year amounts ony Beginning of year End of year 45 Cash - non-interest-bearing 4,308, ,420, Savings and temporary cash investments 49,812, a Accounts receivable 47a 219,014 b Less allowance (or doubtful accounts 47b 0 3,765,379 47c 219, a Pledges receivable 48a b Less allowance for doubtful accounts 48b 100, ,411 48c 2, Grants receivable Recervables from officers, directors, trustees, and key employees (attach schedule) a Other notes and loans receivable (attach schedule) Schedule 7 57a 38,917 b Less allowance for doubtful accounts 51b 0 41,949 51c 38, Inventories for sale or use Prepaid expenses and deferred charges 617, , Investments - securities (attach schedule~chede PC] Cost [R] FMV 557,717, ,907,762 SSa Investments-land, buildings and equipment basis 55a 0 b Less accumulated deprecation ' (attach schedule) 55b 0 0 SSc 0 56 Investments - other (attach schedule) a Land, buildings, and equipment basis 57a 405,042 b Less accumulated deprecation (attach schedule) Schedule 9 57b 385,001 27,706 57c 20, Other assets (describe li~ a r my income ch surrender value- ) 2,423, ,778 donated insurance, and gifts in kind 59 Total assets (add lines 45 through 58) (must equal line 74) 620,990, , 138, Accounts payable and accrued expenses 24,572, ,290, Grants payable 59, 120, Deferred revenue m 63 Loans from officers, directors, trustees, and key employees (attach - schedule) a Tax-exempt bond liabilities (attach schedule) 0 64a 0 b Mortgages and other notes payable (attach schedule) 0 64b 0 65 Other liabilities (describe ll~ ) ~ 0 65 ~ 0 66 Total liabilities (add lines 60 through 65) ,731,643 Organizations that follow SFAS 117, check here ll~ [K]and complete n lines 67 through 69 and lines 73 and 74 u 67 Unrestricted 454,700, Temporarily restricted 530, ,447 m 69 Permanently restricted 82,066, Organizations that do not follow SFAS 117, check here li~ E]and complete lines 70 through 74 a 70 Capital stock, trust principal, or current funds N/A 70 N/A 71 Paid-in or capital surplus, or land, building, and equipment fund N/A 71 m N/A 72 Retained earnings, endowment, accumulated income, or other funds N/A 72 N/A 73 Total net assets or fund balances (add lines 67 through 69 OR lines 70 through 72, column (A) must equal line 19, column (B) must equal line 21) 537,296, , Total liabilities and net assets/fund balances (add lines 66 and 73) 620,990,411 74~ Form 990 is available for public inspection and, for some people, serves as the primary or sole source of information about a particular organization How the public perceives an organization in such cases may be determined by the information presented on its return Therefore, please make sure the return is complete and accurate and fully describes, in Part III, the organization's programs and accomplishments STF FE01923F 3

4 Forth 990 (2001) Part IV-A Reconciliation of Revenue per Audited Financial Statements with Revenue per Return (See Specific Instructions, Page 2E a Total revenue, gains, and other support per audited financial statements b Amounts included on line a but not on line 12, Form 990 (1) Net unrealized gains / (losses) on investments $ ( ' (2) Donated services and use of facilities $ 0 (3) Recoveries of prior year grants $ 0 (4) Other (specify) Schedule 10 Part IV-B Reconciliation of Expenses per Audited Financial Statements with Expenses per a Total expenses and losses per audited financial statements b Amounts included on line a but not on line 17, Form 990 (1) Donated services and use of facilities $ 0 (2) Prior year adjustments reported on line 20, Form 990 $ 0 (3) Losses reported on line 20, Form 990 $ 0 (4) Other (specify) 4 Add amounts on lines (1) through (4) ii~ c Line a minus line b ~ c d Amounts included on line 12, Form 990 but not on line a (1)Investment expenses not included on line 6b, Form 990 $ 0 (2) Other (specify) $ 0 Add amounts on lines (1) through (4) li~ b c Line a minus line b " c d Amounts included on line 17, Form 990 but not on line a (1) Investment expenses not included on line 6b, Form 990 $ 2.175,855 (2) Other (specify) Schedule I1 $ 0 $ ( Add amounts on lines (7) and (2) 111~ d 0 Add amounts on lines (1) and (2) " d I e Total revenue per line 12, Form 990 e Total expenses per line 17, Form 990 (line c plus line d) " e 91,875,009 (line c plus line d) " e ~ ~ Part V List of Officers, Directors, Trustees, and Key Employees (List each one even if not compensated, see Specific Instructions on oaae 26) (,4) Name and address (B) Title and average hours per week devoted to position (C) Compensation (D) WrtibLOrs b (E) Expense (if got paid eipbyeedanefit purs 8 account and other enter-0-) dderedwnoesaoon allowances Did any officer, director, trustee, or key employee receive aggregate compensation of more than A1~)0 O~OO~fro~ your organization and all related organizations, of which mare than $10,000 was provided by the related organizations? c e u e ii~ If "Yes," attach schedule- see Specific Instructions on page 27 2 Yes [:] No STF FEW 923F 4 Form 990 (2001)

5 Form 99o (2oo1) Page 5 Part VI Other Information (See Specific Instructions on page 27 ) Yes No 76 Did the organization engage m any activity not previously reported to the IRS If 'Yes," attach a detailed description of each activity 77 Were any changes made in the organizing or governing documents but not reported to the IRS If "Yes," attach a conformed copy of the changes 78a Did the organization have unrelated business gross income of $1,000 or more dunng the year covered by this return? b If "Yes," has it filed a lax return on Form 990-T for this year 79 Was there a liquidation, dissolution, termination, a substantial contraction dunng the yea( If "Yes,' attach a statement 80a Is the organization related (other than by association with a statewide or nalionvnde organization) through common membership, governing bodies, trustees, officers, etc, to any other exempt or nonexempt organization? b If "Yes," enter the name of the organization 1, Rotary International and check whether it is ~ exempt OR 0 nonexempt 81a Enter direct or indirect political expenditures See line 81 instructions 81.a ~ 0 b Did the organization file Form 1120-POL for this year 82a Did the organization receive donated services or the use of materials, equipment, or facilities at no charge or at substantially less than fair rental value b If "Yes," you may indicate the value of these items here Do not include this amount as revenue in Part I or as an expense in Part II (See instructions in Part III ) I 82bl -- 83a Did the organization comply with the public inspection requirements for returns and exemption applications b Did the organization comply with the disclosure requirements relating to quid pro quo contributions &4a Did the organization solicit any contributions or gifts that were not tax deductible b If "Yes," did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible (c)(4), (5), or (6) organizations a Were substantially all dues nondeductible by members b Did the organization make only in-house lobbying expenditures of $2,000 or less If "Yes" was answered to either BSa or 85b, do not complete B5c through 85h below unless the organization received a waiver for proxy tax owed for the prior year c Dues, assessments, and similar amounts from members 85c 1 d Section 162(e) lobbying and political expenditures 85d 1 e Aggregate nondeductible amount of section 6033(e)(1)(A) dues notices 85e t f Taxable amount of lobbying and political expenditures (line 85d less 85e) ~ 85f g Does the organization elect to pay the section 6033(e) tax on the amount on line 85f? h If section 6033(e)(1)(A) dues notices were sent, does the organization agree to add the amount on line 85f to its reasonable estimate of dues allocable to nondeductible lobbying and political expenditures for the following lax year (c)(7) orgs Enter a Initiation fees and capital contributions included on line 12 86a N/A b Gross receipts, included on line 12, for public use of club facilities 86b N/A (c)(12) orgs Enter a Gross income from members or shareholders 87a N/A b Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them ) 87b N/A 88 At any time during the year, did the organization own a 50% or greater interest in a taxable corporation or partnership, or an entity disregarded as separate from the organization under Regulations sections and If "Yes," complete Part IX 89a 501(c)(3) organizations Enter Amount of tax imposed on the organization during the year under section 4911 li~ 0, section 4912 p. 0, section 4955 b 501(c)(3) and 501(c)(4) orgs Did the organization engage in any section 4958 excess benefit transaction during the year or did it become aware of an excess benefit transaction from a prior years If "Yes," attach a statement explaining each transaction c Enter Amount of tax imposed on the organization managers or disqualified persons during the year under sections 4912, 4955, and 4958 d Enter Amount of tax on line 89c, above, reimbursed by the organization ~ 0 90a List the states with which a copy of this return is filed ji~ Illinois b Number of employees employed in the pay period that includes March 12, 2004(See instructions ) I 90bl 0 91 The books are in care of ii~ Mark Vieth - Controller Telephone no li~ (847) Located at li~ 1560 Shertnan Avenue, Evanston. IL ZIP + q 1~ Section 4947(a)(1) nonexempt charitable trusts filing Form 990 m lieu of Form Check here b- FJ and enter the amount of tax-exempt interest received or accrued during the tax year " N/A STF FED7923F 5 Farm 990 (2oo1)

6 form 990 Note Enter gloss amounts unless otherwise indicated ce Specific Instructions on page 32 ~ Unrelated business income Ea1WeEeystt4m5t7577ns14 (E) Iw B us m ass cod e 93 Program service revenue a b c d e i Medicare/Medicaid payments g Fees and contracts from government agencies 94 Membership dues and assessments 95 Interest on sarongs and temporary cash investments 96 Dividends and interest from securities 97 Net rental income or (loss) from real estate a debt-financed property b not debt-financed property 98 Net rental income or (loss) from personal property 99 Other investment income 100 Gain or (loss) from sales of assets other than inventory 101 Net income or (loss) from special events 102 Gross profit or (loss) from sales of inventory 103 Other revenue a Cash surrender value b Other revenue - convention meetings c d e 104 Subtotal (add columns (B), (D), and (E)) 105 Total (add line 104, columns (B), (D), and (E)) Note Line 105 plus line ld, Part I, should equal the amount on line 12, Part I Part VIII Relationship of Activities to the Accomplishment of E) Line No Explain how each activity for which inconneis reported in column (E T of the oroanization's exempt ourooses (other than by orovidina fi Amount 1c1 I lol lion code Amount Related or exempt function income mpt Purposes (See Specific Instructions on page of Part VII contributed importantly to the accomplishment ids for such purposes) 6 IX inq Taxable Instructions on page 33 address, and EIN of nershio. or disreqart age of I Nature merest income Part X I Information Regarding Transfers Associated (a) Did the organization, during the year, receive any (ands, directly or indir (b) Did the organization, during the year, pay premiums, dire Note 1( "Yes" to (b), file Form 8870 and Form 4720 (see instri Under penalties of penury I declare that I have examined this retain belief, it is true correcy and coy~ el~e,p eclarahon of preparer (other Please /ti, ~~71 Sign / G T "w(/ ' Signature of officer Here, Friwm Fum _ ~:PnPr~l CPrrrtarv Paid I Preparer s rirtn s name (or yours U58 oilhl I if self-employed) address and ZIP " 4 STF FED7927F 6

7 SCHEDULE A (Form 990 or 990 "EZ) Deparlment 01 Me Treasury internal Revenue SeMCe Organization Exempt Under Section 501(c)(3) (Except Private Foundation) and Section 501(e), 501(0, 501(k), 501(n), or Section 4947(a)(1) Nonexempt Charitable Trust Supplementary Information - (See separate instructions ) " MUST be completed by the above organizations and attached to their Form 990 or 990-EZ 01M NO J Compensation of the Five Highest Paid Employees 01 See a e 1 of the instructions List each one If there are (a) Name and address of each employee paid more khan E (b) Title and average hours per week dewted to position tarry Shawver- - _ J Mgr, Fund Development One Rotary Center, 1560 Shertnan Ave :, enter "None " (a) ContnbWms to (e) Expense (c) CompenSauOn employeebeneffil plans 8 account and other deftirm compenla4c i I allowances d Service John Osterlund I Mgr, Fund Development One Rotary Center, 1560 Sherman Ave Evanston. IL ~ 40 hrs / wk Carol Pandak _ Mgr, PolioPlus Program One Rotary Center, I 560 Shertnan Ave Evanston IL hrs / wk Ann Fleming _ - Sr Supervisor - Trustee One Rotary Center, 1560 Shemian Ave Jon Snllman _ Mgr, TRF Planning & Division One Rotary Center, 1560 Shertnan Ave Evanston IL hrs / wk Total number of other employees paid over $50,000 ~ 19 Part II Compensation of the Five Highest Paid Independer (See page 2 of the instructions List each one (whether individuals or (a) Name and address of each independent contractor paid more than E If there are (b) Type of sermce enter "None (c) Compensation Capital Assoaates. Inc 426 C Street N E Deloitte & Touche Two Prudential Plaza 180 N Stetson Avenue Total number of others receiving over $50,000 for professional services " I 0 For Paperwork Reduction Ad Notice, see the Instructions for Form 990 and Form 990-EZ Schedule A (Form 990 or 990-EZ) n SW FED1955F 1

8 Schedule A (Form 990 or 890.EZ) 2001 Part III Statements About Activities (See page 2 of the instructions ) No 1 During the year, has the organization attempted to influence national, stale, or local legislation, including any attempt to influence public opinion on a legislative matter or referendums If "Yes ; enter the total expenses paid or incurred in connection with the lobbying activities ii~ $ 141 R30 (Must equal amounts on line 38, Part VI-A, or line i of Part VI-B ) Organizations that made an election under section 501(h) by filing Form 5768 must complete Part VI-A Other organizations checking "Yes," must complete Part VI-13 AND attach a statement giving a detailed description of the lobbying activities 2 During the year, has the organization, either directly or indirectly, engaged in any of the following acts with any substantial contributors, trustees, directors, officers, creators, key employees, or members of their families, or with any taxable organization with which any such person is affiliated as an officer, director, trustee, majority owner, or principal beneficiary? (II the answer to any question is "Yes,"attach a detailed statement explaining the transactions ) a Sale, exchange, or leasing of property b Lending of money or other extension of credits I 2b I I X c Furnishing of goods, services, or facilities? Refer to Part V, Form 990 d Payment of compensation (or payment or reimbursement of expenses if more than $1,000) e Transfer of any part of its income or assets 3 Does the organization make grants for scholarships, fellowships, student loans, etc? (See Note below ) 3 X 4 Do you have a section 403(b) annuity plan for your employees 4 X Note Attach a statement to explain how the organization determines that individuals or organizations receiving grants or loans from R m furtherance o! its charitable programs "quality" to receive payments Schedule 13 Part IV Reason for Non-Private Foundation Status (See pages 3 through 6 of the instructions ) The organization is not a private foundation because it is (Please check only ONE applicable box ) 5 F] A church, convention of churches, or association of churches Section 170(b)(1)(A)(i) 6 0 A school Section 170(b)(7 )(A)(n) (Also complete Part V ) 7 F] A hospital or a cooperative hospital service organization Section 170(b)(1)(A)(iu) 8 0 A Federal, state, or local government or governmental unit Section 170(b)(1)(A)(v) 9 0 A medical research organization operated in conjunction with a hospital Section 170(b)(1)(A)(ui) Enter the hospital's name, city, and state 10 ~ An organization operated for the benefit of a college or university owned or operated by a governmental unit Section 170(b)(1)(A)(rv) (Also complete the Support Schedule in Part IV-A ) 11a ~ An organization that normally receives a substantial part of its support from a governmental unit or from the general public Section 170(b)(1)(A)(vi) (Also complete the Support Schedule in Part IV-A ) 11b ~ A community trust Section 170(b)(1)(A)(vi) (Also complete the Support Schedule in Part IV-A ) 12 0 An organization that normally receives (1) more than 33'h% of its support from contributions, membership fees, and gross receipts from activities related to its charitable, etc, functions -subject to certain exceptions, and (2) no more than 33'h% of its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses acquired by the organization after June 30, 1975 See section 509(a)(2) (Also complete the Support Schedule in Part IV-A ) 13 ~ An organization that is not controlled by any disqualified persons (other than foundation managers) and supports organizations described in (1) lines 5 through 12 above, or (2) section 501(c)(4), (5), or (6), if they meet the test of section 509(a)(2) (See section 509(a)(3) ) Name(s) of supported (b) Line number from above 14 E] M organization organized and operated to test for public safety Section 509(a)(4) (See page 6 of the instr uctions ) STF FED7955F 2 Schedule A (Forth 990 or 890- ) 2001

9 Schedule A (Form 990 or 990.EZ) 2001 Page 3 Part IV-A] Support Schedule (Complete only if you checked a box on line 10, 11, or 12 ) Use cash method of accounting Note You ma use the worksheet in the instructrons (or convertin g m the accrual to the cash method of accountin Calendar ear or fiscal ear beginning in ) " a) 2000 (b 1999 c 1998 (F d) a Total 15 Gifts, grants, and contributions received (Do not include unusual grants See line ,590 69,072,049 70,454,791 80,646, Membership fees received Gross receipts from admissions, merchandise sold or services performed, or furnishing of facilities in any activity that is related to the organization's charitable, etc, pur pose 31,849 19,243 53, , Gross income from interest, dividends, amounts received from payments on securities loans (section 512(a)(5)), rents, royalties, and unrelated business taxable income (less section 511 taxes) from businesses acquired b the or ganization after June 30, , ,789,003 23,363,061 23,422,467 93,867, Net income from unrelated business activities not included in line Tax revenues levied for the organization's benefit and either paid to it or expended on its behalf The value of services or facilities furnished to the organization by a governmental unit without charge Do not include the value of services or facilities generally furnished to the public without charge Other income Attach a schedule Do not include gain or loss from sale of capital assets Total of lines 15 through ,387,790 89,880, , ,252, Line 23 minus line ,355,941 89,861,052 93,817, ,069, ,104, Enter 1% of line 23 1,003, , ,041, Organizations described on lines 10 or 71 a Enter 2% of amount in column (e), line 24 p~ 26a 7,762,081 b Prepare a list for your records to show the name of and amount contributed by each person (other than a governmental unit or publicly supported organization) whose total gets (or 1997 through 2000 exceeded the amount shown in line 26a Do not file this list with your return Enter the total of all these excess amounts Schedule b 0 c Total support for section 509(a)(1) test Enter line 24, column (e) ~ 26c 388, d Add Amounts from column (e) for lines 18 93,867, b 0 ~ 26d e Public support (line 26c minus line 26d total) ~ 26e f Public support percentage (line 26e (numerator) divided by line 26c (denominator)) ~ 26f 75,g Organizations described on line 12 a For amounts included m lines 15, 16, and 17 that were received from a "disqualified person," prepare a list for your records to show the name of, and total amounts received in each year from, each "disqualified person " Do not file this list with your return Enter the sum of such amounts far each year (2000) N/A (1999) N/A (1998) N/A (1997) N/A b For any amount included in line 17 that was received from each person (other than "disqualified person"), prepare a list for your records to show the name of, and amount received for each year, that was more than the larger of (1) the amount on line 25 for the year or (2) $5,000 (Include in the list organizations described in lines 5 through 11, as well as individuals ) Do not file this list with your return After computing the difference between the amount received and the larger amount described in (7) or (2), enter the sum of these differences (the excess amounts) for each year (2000) N/A (1999) N/A (1998) N/A (1997) N/A c Add Amounts from column (e) for lines 15 N/A 16 N/A 17 N/A 20 N/A 21 N/A " 27c d Add Line 27a total N/A and line 27b total N/A ii~ 27d e Public support (line 27c total minus line 27d total) " 27e N/A f Total support for section 509(a)(2) test Enter amount from line 23, column (e) p. 27f g Public support percentage (line 27e (numerator) divided by line 27f (denominator)) " 27 N/A h Investment income percentage (line 18, column (e) (numerator) divided by line 27f (denominator)) " ~ 27h N/A 28 Unusual Grants For an organization described in line 10, 11, or 12 that received any unusual grants during 1997 through 2000, prepare a list for your records to show, for each year, the name of the contributor, the date and amount of the grant, and a brief description of the nature of the grant Do not file this list with your slum Do not include these grants in line 15 NBA STF FED7955F 3 Schedule A (Form 990 or 990-EZ) 2001

10 Schedule A (Form 990 a 9B0-EZ) 2001 Page 4 Part V Private School Questionnaire (See page 7 of the instructions ) To be completed ONLY b schools that checked the box on line 6 m Part IV -Yes No 29 Does the organization have a racially nondiscriminatory policy toward students by statement in its charter, bylaws, other governing instrument, or in a resolution of its governing body 29 N/A 30 Does the organization include a statement of its racially nondiscriminatory policy toward students in all its brochures, catalogues, and other written communications with the public dealing wrath student admissions, programs, and scholarships 30 N/A 31 Has the organization publicized its racially nondiscriminatory policy through newspaper or broadcast media during the period of solicitation for students, or during the registration period if it has no solicitation program, in a way that makes the policy known to all parts of the general community it serves 31 N/A If 'Yes," please describe, if "No; please explain (If you need more space, attach a separate statement ) 32 Does the organization maintain the following a Records indicating the racial composition of the student body, faculty, and administrative staffs 32a N/A b Records documenting that scholarships and other financial assistance are awarded on a racially nondiscriminatory basis 32b N/A c Copies of all catalogues, brochures, announcements, and other written communications to the public dealing with student admissions, programs, and scholarships 32c N/A d Copies of all material used by the organization or on its behalf to solicit contributions? 32d N/A If you answered "NO" to any of the above, please explain (If you need more space, attach a separate statement ) 33 Does the organization discriminate by race m any way with respell to a Students' rights or privileges? b Admissions policies? c Employment of (acuity or administrative staff d Scholarships or other financial assistance L33dL I N/A e Educational policies? f Use of facilities? g Athletic programs h Other extracurricular activities? If you answered "Yes' to any of the above, please explain (If you need more space, attach a separate statement ) 34a Does the organization receive any financial aid or assistance from a governmental agency I 34a l I N/A b Has the organization's right to such aid ever been revoked or suspended If you answered 'Yes' to either 34a or b, please explain using an attached statement 35 Does the organization certify that it has complied with the applicable requirements of sections 4 07 through 4 05 of Rev Proc 7&50, C B 587, covering racial nondiscrimination? If "No; attach an explanation 1 35 I I N/A Schedule A (Form BBO or 890+2) 2007 SW FEW 955F 4

11 Schedule A (Form 990 or 990.E2) 2001 Page 5 Part VI-A Lobbying Expenditures by Electing Public Charities (See page 9 of the instructions ) (To be completed ONLY by an ehqible orqan ation that fled Form 5768) Check " a I I if the to an affiliated group Check 1~ b I I if you checked "a" and "limited control" Limits on Lobbying Expenditures term "exnendilures" means amounts paid or incurred 36 Total lobbying expenditures to influence public opinion (grassroots lobbying) 37 Total lobbying expenditures to influence a legislative body (direct lobbying) 38 Total lobbying expenditures (add lines 36 and 37) 39 Other exempt purpose expenditures 40 Total exempt purpose expenditures (add lines 38 and 39) 47 Lobbying nontaxable amount Enter the amount from the following table - If the amount on line 40 is - The lobbying nontaxable amount is - Not over $500,000 20% of the amount on line 40 Over $500,000 but not over $1,000,000 $100,000 plus 15% of the excess over $500,000 Over $1,000,000 but not over $7,500,000 $775,000 plus 10% of the excess over $1,000,000 Over $1,500,000 but not over $17,000, ,000 plus 5 /> of the excess over 81,500,000 Over $17,000,000 $1,000, Grassroots nontaxable amount (enter 25% of line 41) 43 Subtract line 42 from line 36 Enter -0- if line 42 is more than line Subtract line 41 from fine 38 Enter -0- if line 41 is more than line 38 Caution 1( there is an amount on either line 43 or line 44, you must ale Form 4720 (a) Mdiated group totals 4-Year Averaging Period Under Section 501(h) (Some organizations that made a section 501(h) election do not have to complete all of the five columns below See the instructions for hoes 45 through 50 on gape 11 of the instructions Lobbying Expenditures During 4-Year Averaging Period (b) To he completed far ALL electing Calendar year (or fiscal vear beamr (a) I (b) I W I (d) Total 45 Lobbvinq nontaxable amount 46 Lobbvinq caning amount (150% of line 47 Total 48 Grassroots nontaxable amount 49 Grassroots ceiling amount (150% of line 50 Grassroots lob Part VI-B Lob (For Activity by Nonelecting Public Charities ing only by organizations that did not complete Part VI-A) (See page 12 of the instructions ) During the year, did the organization attempt to influence national, state or local legislation, including any yes No Amount attempt to influence public opinion on a legislative matter or referendum, through the use of a Volunteers b Paid staff or management (Include compensation in expenses reported on lines c through h ) N c Media advertisements d Mailings to members, legislators, or the public e Publications, or published or broadcast statements f Grants to other organizations for lobbying purposes g Direct contact with legislators, their staffs, government officials, or a legislative body h Rallies, demonstrations, seminars, conventions, speeches, lectures, or any other means i Total lobbying expenditures (Add lines c through h ) I 1 0 If 'Yes" to any of the above, also attach a statement giving a detailed description of the lobbying activities STF FE07955F 5 Schedule A (Form 990 or B90-FZ) 2001

12 Schedule A (Form 990 or 990.EZ) 2007 Page 6 Part VII Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations (See page 12 of the instructions ) 51 Did the reporting organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations a Transfers from the reporting organization to a nonchantable exempt organization of (i) Cash (ii) Other assets b Other transactions (i) Sales or exchanges of assets with a nonchanlable exempt organization (II) Purchases of assets from a noncharitable exempt organization (iu) Rental of facilities, equipment, or other assets (iv) Reimbursement arrangements b(iv) X (v) Loans or loan guarantees b(v) X (vi) Performance of services or membership or fundraising solicitations b(vi) X Sharing of facilities, equipment, mailing lists, other assets, or paid employees If the answer to any of the above is "Yes," complete the following schedule Column (b) should always show the fair market value of the goods, other assets, or services given by the reporting organization I( the organization received less than fair market value in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received (a) I Ibl I Icl I Idl Line no Amount involved Name of nonchantaele exempt orpanization Description of transfers transactions and 52a Is the organization directly or indirectly affiliated with, or related to, one or more tax-exempt organizations described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527 " Q Yes 0 No SW FEDI)SSF 6 Schedule A (Form BBD or 980E2) 2001

13 Schedule #1 The Rotary Foundation of Rotary International 2001 Federal Tax Retum - Form 990 For the Year Ended 30 June 2002 Part 1, Line 8(a) - Sales of assets other than inventory - Secunties Description Net Proceeds Cost Gain/(Loss) Bonds $ 911,024,657 $ 906,101,113 $ 4,923,544 Stocks 164,194, ,727,988 (10,533,430) Total $ 1,075,219,215 $ 1,080,829,101 $ (5,609,886) line 8a Line 8b Line 8c

14 Schedule #2 The Rotary Foundation of Rotary International 2001 Federal Tax Return - Form 990 For the Year Ended 30june 2002 Part 1, Line 8(b) - Sales of assets other than inventory - Other Description Net Proceeds Cost Gam/(Loss) Real Estate $ 43,016 $ 63,000 $ (19,984) Ime 8a Line 8b Ime Sc Two adjacent vacant lots valued at $48,000 in a retirement community in WhtsperLng Pines, North Carolina, were received on 17 July 2001 and sold on 27 February 2002 to Joseph D Violette The property address Lots 25-26, Section 10 Whispermg Pines, Moore County, NC Two adjacent vacant lots valued at $15,000 in Lake Wales, Florida, were received on 20 October 1998 and sold on 21 November 2000 to Terry E and Mary Ann Harris The Property address Lots 13-14, Block R Walk in the Water Lake Estates PH, Urn Cedarwood Drive, Lake Wales, Florida 33853

15 Schedule #3 The Rotary Foundation of Rotary International 2001 Federal Tax Return - Form 990 For the Year Frided 30 June 2002 Part 1, Line 20 - Other changes in net assets or fund balances Fiscal Year 2002 net unrealized loss on Lnvestments $ (49,115,545) The aniount in Line 20 represents an unrealized loss adjustnient to Rolanj Foundation's investment portfolio as a result of Statement of Financial Accounting Standard (SFAS) No 124, "Accounting for Certain Investments Held Inj Not-For-Profit Orgaytizahons"

16 Schedule #4 Summary The Rotary Foundation of Rotary International 2001 Federal Tax Return - Form 990 For the Year Ended 30 June 2002 Part III - Statement of Program Service Accomplohments PROGRAMS Grants and Program Total Program Awards Expenses Expenses a) Section 1 - Scholarships and University Teachers Grants The Rotary Foundation sponsors one of the largest and most mterruitioml scholarship programs in the $ 17,175,951 S 1,950,661 $ 19,126,612 %orld Scholars study in a country other than their o"n "here they serve as unofficial "ambassitilors of goodwill' Since 19,47, more than 35,000 scholars from some 110 countries have received scholarships at a cost of more than $412 million In , 929scholars from 56countnes studied in 59countnes b) Section 2 - Group Study Exchange Annually, awards are made to paued Rotary districts to provide travel expenses for a team of non- 3,787,027 1,274,058 5,061,085 Rotarians from a variety of vocations Rotaron hosts orgaruze a four-lo-sm,eek itmerar) of educational and c-ultural points of interest Since 1965, more than 44,500 individuals (about 9,000 team) from more than 100 countries have participated at a cost of more than $79 million In 2001-OZ 534 teams traveled abroad cl Section 3 - Matching Grant Matching Grants provide matching funds for internotioruil service projects of Rotary clubs and districts Surce 1965, over 16,ODO Matchmg Grant projects in 191 countries have been funded at a cost of almost $165 million In , 2638 new grants were approved for projects in over 170 countries 28,707,395 Z958,688 31,666,083 di Section 4 - PolioPlus and Other Hurrian,tanan ProgIrams Polloplus By Rotary's centennial in 2005, contributions to the global polic-eradication effort will surpass half a billion US dollars Rotanans have mobilized by the hundreds of thousands to ensure that children are immunized against this crippling disease and that survedlance is strong, despite the poor infrastructure, extreme poverty, and civil strife of many countries Since PolioPlus Program's inception in 1985, more than t%o billion children have received oral polio vaccine To date, 122 nations around the WOTId have benefited from P0110PIUS grants As of June 2002, Rotary has committed almost S500 million to global Polio eradication Health, Hunger and Humanity (3-H) Grant These grants fund large-scale, one to three year projects that enhance health, help alleviate hunger, or improve human development Since 1978, 27 projects in 74 countries have been funded at a cost of almost $73 million In 2001-OZ 17 nev~ projects were approved Other Humanitarian Programs The Rotary Foundation provides fundmg and grants to an array of other program %Fuch include GTantS for Rotary Volunteers which subsidize the expenses of Rolanans, Foundation Alumni, and Rotaractors who volunteer their services in a country other than their own In , 381 grants were approved for volunteer service in 40 countries New Opportumty and Duscovery grants are provided as seed money to Rotary clubs and districts to help investigate and or to support internatimuil service projects that advance Rotary ideas Community Assistance Program grants provide funds to projects that increase involvement or strengthen relationslups in the sponsor's community or country 27,543,146 2,186,859 29,730,005 3,652,700 68Z774 4,335,474 4,539, ,270 5,449,275 Subtotal - Lme 22 Total Grants and Allocations e) Line 43e (column b) Other Program Service Expenses/Currency Exchange Gain 0 Line 44 (column b) Total Functional Expenses related to programs $ 85,405,224 S 9,963, ,368,534 (226,973) (226,973) $ 85,405,21-4 S 9,736,337 S 95,141,561

17 Schedule 4 Section I Page I of 13 The Rotan Foundation of Rour, Intermaboral One Retire Center 156OSheman Avenue Evanson, IL W201 For the Year 1,ndeci 30 June 2D02 Scholarships- Unn,..b,T,.h,es Address CN/SI.bjPmI. Coon Amount Abe Huck. 8551k Addison Chicago M Unioci State,, ~'ooo oo Abe Nonko I.iiiiak, ua NLshibugam gun nD] Japan 18 OD6 84 Abreu de Andrade Alexandre c/o Ca rietan Unix 215 Paterson Hall 1125 Colonel In, Drive Onav, a ON KI S 5136 Canada 5 W7 71 Adachi N.,riki ]all W.,efle, Str Apl- 207 Ottawa ON KIP OV2 Canada IZ129 U Adurn, L, inve Elp,albeth 20 Roderick Count Bernov, a Walvis, QUID 4217 Australia Agner Michael Keith Bel.gc, Su,1. 20 Berlin D Gennam. lz~ 10 Abu jurne-h.. U... Ave South Forest Ave Ann Artier Nil 48 IN United States 250MM Alvau'"mi c/o JAroSuoor 21 East Main Sir SuitclOo OM.h..a C.h ON 73IN United Stites AMmr.Uhe,,Ande,. clo Yokohama Bank 046~ Retain 5almu ChiNahnno Huratsuka 14 Japan ~,3% 83 Ako huthi Enah Rm 101 Guthrie House 1440 Fit,twilliam Str Belfast M6AIN Northern Ireland Ti Albrac lit. Damcl to Ch.,b ne Hiatt B. ke, Ha 11 Pa nx, I Lice Smile Beilm, B.,t.1 BS9 I AD United Kingdom 20N3 N AN,%ander Catherine M ic/ocre,ditl-,onnais ALv-en-Pmvvncv20Cou~Mir,Ieau ALx-en-Pre,irince 131N France AlpcLssce. Ama,h 1512B HUS Holmes M..I Center Cambndge NiA 0213B Unnusil States Z500*00 Altringer Botharne P 0 Box 1402 Sedona AZ United States ; Alim% Rene clo Bank of Montreal, London Branch London ON N5" 3ES Canada Ames 0igail Ana cjoccaunahuace~clclc DirofStudcnIS%ci 519ParkDT Kerul.mnh IL United Stater 6 IN 90 Anju I un c/o Citilunk N A Sung Chiang Branch 101 Nanking F Rd c. 2 Taipei T,in,an Anan Notnilin 814 Webb Dr lifinti,elle fl- 618% United States IS ODO DO Andersen Kevin Lee 2 Dunedin Sir Surin, bank QLD 4109 Australia Andemn.Paul Simon 227 South On Dr Normal IL United States N Amdci-~rn, M... Kann c/o CIr Russian Language & Culture Bank Hoffruinn Zun,h Taisthr 27 Zurich CHSNI S.rt~efliincl ~ Ande Man 46-7 FligaSIH Kambecia Kaimer aca Bea.-CLIN 494 NO] Japan Angelinu Valerna 11OWestTlindStr Api.41109B Now)(orkNY10012 Unmed States 25 ON 00 Antko%iak,ChnsbAn C Notheniale 16 Webbis t% a, Kidlinglon Oxon OX5 2EV% United Kingdom A.ki'Ka'.k. r/o Binca Na~on it La%om 7001 Ve Agem,iii I Rio Ten, Foscarint STr Vone,ua Ital, 14,M 64 Aptokar Lee, is 6920 La... Lane Gil... CA United States ou Acanip de Sousa Allan c/o Fansiviee College RxrDl02I 14600%fordSu E PO Scx7005 London ON N5Y 5R6 Canada 5'uoS Sit Arnstein Tamm% Beth Chet NJ Guillaume 27 me Delandice L,.n France Armoiajuan Pablo 17 Sursibirve A,, W.gg. Wagg. N5V~ 265D Australia Asami Nan Roger, H,ill 301 T.Ilah.,. FL323M United States Ashilbile,ificheaki 591 Relling Green Dr Bethel Park PA United Sure, Is ON 00 Audair Denise Michelle Cluu,see do Charleroi 80 Bro"cl, low Belgium Ax,.k.Ch.,h ~vrme 21Qml.hSV Mcn,.Ie Christchurch I Ne. Zealand ~ ~mlu Kan.k. 45 hiagritte 98 rue Pasteur L% on Fcance Baba livoke ZS Bimurres Ave W BIIONMlCIF17 Canada Bithibine,ji Ver. V Uukcniahdcnhe 7C 17 Pirk"la FIYi%O Finland Balasubramaman Venugopal 185 South Orange ~%o APL 9 South Orange NJ United States N Bal, Ka,.ta 1% Chase Side Enfield Midd. EN20QX United Kingdom 25 DON 00 B.Iti. Agqa GrOndaisgaLin 12 Linkoping SE ~ 22 Sweden 5 67Z35 B.n.yukikc, c/o School for Int I Training Kiphng Rd Box 1313 Brattleboro VT United States I ZDOO 00 Bans) Kathrvn Ek~abeflx cl o Com more, ealth Bank Broad beach QLD Australia ,1 BAngBoomsook ~14 MIN, SL #249 Cambridge MA United Sut~ Buralum., Mclil,a r/c, Alden Malthevis 1334 Michigan Ave Pat. Harbor I'L ~IN Utuard States Z Burba SB Hamand Court Honev bourne Rd London MV61HN United Kingdom B'N3 39 Barbosa Luiz Antonio 41 Tax istock Square Connaught Hall lim 23 London WCI H9EX United Kingdom Bat-Ov on Chuluumbat Cm, koshig.,. I I M3-M27 Japan ~ Bauer Gail Mane 1C Homestatl Court Packwood Ciintei Kent C]727~ United Kingdom Bechtle Murv Green Valle, Rd Langhmme PA United States ~00000 Selland Cost, Blake BIWA O1fi,c4N3I3CaIIoGcn... Madrid MIN Spain Belleth, Rebecca Ann 13 Fri kerrilmes St S.curnerstrimid Pon Fliubeth ZA-Wffl South Affica 13 On 00 Bender Jill Colleen Apl- 167 Rm 4 Cornb Vi I [age Newcastle G.I..) Ini Benoff Rachel Anne BBVA.0182Gt.o,. 4N3Code % Madmd Spain Benoit. Collins c/o Taipei Largua "L BA of Ovecsivis Chinese 4n Chung Shan 2nd Rd Kaohsiung T..ean Ber&R.binn Andiv,, Hm~ngai Grad Sch of Bus Nova Scuutheastem Unie W 9th Ave Fort Lauderdale FL United States Iz3O() Of) Bergdahl Josper Box# 7ID2 14M Coleman Ave Macon GA United Suite, Bermar.jason Scott c/o Bank [Liph. B NJ Had. Unn, B,.. AN Hush, Blvd Haifa 319D5 brarl Bcnnude~Regnn Nichole 'PErtirr.isdo' 13 Ave jean-petaid Arx-en-Prm6ence 131N France Bernard Frank E r6 Muni Ridge Rd Go, sville OH United States 12,50000 Bessac Estelle c/o H.. Nan Commercial Bank Tue.. Nfl Urue Branch Taipei Taiwan 24 SO A? B.ICIU,Fede.C. Caloric. cito Gregorrv Sifakis I Wasibinguin Square Village Apt 13-N New York NY United Sure, 14 4n42 Mere Daniel 15 East I Ith Sir Apt. 9E New York NY i0x3 United States 25 OW 00 IhIImg5Ie~,RjIa Marlene c/o Trevor Wilkins P 0 Box 19M CaprTown 800) South Africa 20,42499 Ibuye, Naomi Albion He.. Rat I I R. 6 Albion Sir Beesum Nottingham NG9 2PA United KmSdom BION 00 B.nn M.... get. ZDD Euclid Ave Apt. 8 5) ram. NY United States 25 DOD 00 Arime M B, Fiat 3 TmienNin Court Rd London WIT 2EL United Kingdom ) 00 BI.ukbumnM.rv E NJ John FoM's Court Mat 20 Rm 5 Conalon Stirling FK9 SAL United Kirilid D6 V Page I of 13