1. Passenger Locator Form 2. ICAO Questionnaire 3. Universal Safety Oversight Audit Programme
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1 International Civil Aviation Organization 1. Passenger Locator Form 2. ICAO Questionnaire 3. Universal Safety Oversight Audit Programme Dr Anthony Evans Chief, Aviation Medicine Section International Civil Aviation Organization Montreal, Canada
2 Plan Passenger Locator Card Form ICAO Questionnaire Universal Safety Oversight Audit Programme
3 Passenger Locator Form Recommended for use when PHA needs to communicate with a contact of a known or suspected case Current form on ICAO and WHO websites has been revised Improvements made in light of H1N1 experience
4 Current card New form
5 New Current
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9 New form: Adopted (by ICAO Air Transport Committee) 7 May 2012 Effective (available on ICAO websites) 29 October 2012 Applicable (comes into force) 28 February 2013 ICAO Health Related Documents - in process of modification
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12 Scanning Software ReadSoft Further information from: Dr Karen Marienau (CDC) (check the ReadSoft website before contacting Dr Marienau)
13 Questionnaire/survey June 2010
14 Questionnaire/survey June 2010 Sent to civil aviation regulatory authorities in all ICAO Contracting States i.e. member States of ICAO (States that have signed the Convention on International Civil Aviation, the Chicago Convention (1944), currently 191). Aim to determine weak areas in preparedness planning, from the viewpoint of civil aviation authorities Over 60 responses Asia most prepared
15 Responses from: Angola, Armenia, Austria, Bahrain, Barbados, Belarus, Botswana, Brazil, Burundi, Canada, China; Cote d Ivoire; Cuba; Czech Republic; Denmark; Dominican Republic; Ecuador; Estonia; Ethiopia; Finland; France; Germany; Ghana; Greece; Guatemala; Honduras; Hungary; Jamaica; Japan; Jordan; Lebanon; Madagascar; Malaysia; Mexico; Republic of Moldova; Republic of Mozambique; Nepal; Netherlands; New Zealand; Peru; Philippines; Poland; Portugal; Russian Federation; Saudi Arabia; Senegal; Serbia; Singapore; Slovakia; Republic of South Africa; Spain; Suriname; Sweden; Switzerland; Thailand; The Former Yugoslav Republic of Macedonia (FYROM); Trinidad and Tobago; United Kingdom; Uruguay; Venezuela; and Yemen.
16 9 questions
17 1. My State has implemented Annex 9, Standard 8.16 that requires Contracting States to establish a national aviation plan in preparation for an international outbreak of a communicable disease
18 1. My State has implemented Annex 9, Standard 8.16 that requires Contracting States to establish a national aviation plan in preparation for an international outbreak of a communicable disease This question was answered by 100% respondents. YES - 28 Respondents NO - 15 Respondents IN PART - 23 Respondents
19 1.1.1 Is the national preparedness plan for aviation integrated with the general national preparedness plan?
20 1.1.1 Is the national preparedness plan for aviation integrated with the general national preparedness plan? This question was answered by 80% respondents. YES - 45 Respondents NO - 5 Respondents
21 1.1.2 Have airport operators been involved in the development of the national preparedness plan for aviation?
22 1.1.2 Have airport operators been involved in the development of the national preparedness plan for aviation? This question was answered by 80% respondents. YES - 47 Respondents NO - 3 Respondents
23 1.1.3 Have aircraft operators been involved in the development of the national preparedness plan for aviation?
24 1.1.3 Have aircraft operators been involved in the development of the national preparedness plan for aviation? This question was answered by 83% respondents. YES - 47 Respondents NO - 5 Respondents
25 1.1.4 Has the public health authority collaborated with the regulatory aviation authority in the development of the national preparedness plan for aviation?
26 1.1.4 Has the public health authority collaborated with the regulatory aviation authority in the development of the national preparedness plan for aviation? This question was answered by 81% respondents. YES - 46 Respondents NO - 6 Respondents
27 2. Aircraft operators carrying passengers to/from my State are utilising the updated (2007) Aircraft General Declaration (Annex 9, Appendix 1 refers), which contains a revised Declaration of Health.
28 2. Aircraft operators carrying passengers to/from my State are utilising the updated (2007) Aircraft General Declaration (Annex 9, Appendix 1 refers), which contains a revised Declaration of Health. This question was answered by 100% respondents. YES - 49 Respondents NO - 14 Respondents DON T KNOW - 3 Respondents
29 3. Aircraft operators and/or the Public Health Authority in my State are utilising the Passenger Locator Card (Annex 9, Appendix 13 refers) for contact tracing of passengers who may have been in proximity to someone who may be suffering from a communicable disease
30 3. Aircraft operators and/or the Public Health Authority in my State are utilising the Passenger Locator Card (Annex 9, Appendix 13 refers) for contact tracing of passengers who may have been in proximity to someone who may be suffering from a communicable disease This question was answered by 100% respondents. YES - 43 Respondents NO - 18 Respondents DON T KNOW - 4 Respondents
31 4. Aircraft operators carrying passengers to/from my State have been advised to implement the new (November 2009) procedure for notifying air traffic control of a public health event on board an aircraft (such as a suspected case of communicable disease)
32 4. Aircraft operators carrying passengers to/from my State have been advised to implement the new (November 2009) procedure for notifying air traffic control of a public health event on board an aircraft (such as a suspected case of communicable disease) This question was answered by 98% respondents. YES - 43 Respondents NO - 15 Respondents DON T KNOW - 5 Respondents
33 5. Air traffic service providers in my State have been advised to implement the new (November 2009) procedure for informing the destination aerodrome of a public health event on board an aircraft (such as a suspected case of communicable disease) that has been advised to an air traffic controller by a pilot-in-command
34 5. Air traffic service providers in my State have been advised to implement the new (November 2009) procedure for informing the destination aerodrome of a public health event on board an aircraft (such as a suspected case of communicable disease) that has been advised to an air traffic controller by a pilot-in-command This question was answered by 100% respondents. YES - 48 Respondents NO - 14 Respondents DON T KNOW - 3 Respondents
35 6. Air traffic service contingency plans been developed that include public health emergencies (Annex 11 Air Traffic Services, Attachment C, paragraph 4 refers)
36 6. Air traffic service contingency plans been developed that include public health emergencies (Annex 11 Air Traffic Services, Attachment C, paragraph 4 refers) This question was answered by sixty-five Respondents (100%). YES - 41 Respondents NO - 21 Respondents DON T KNOW - 3 Respondents
37 7. Aerodrome emergency plans that include public health emergencies have been developed and tested (See Annex 14 Aerodromes, Volume 1 Aerodrome Design and Operations, Chapter 9, section 9.1 refers)
38 7. Aerodrome emergency plans that include public health emergencies have been developed and tested (See Annex 14 Aerodromes, Volume 1 Aerodrome Design and Operations, Chapter 9, section 9.1 refers) This question was answered by 100% respondents. YES - 42 Respondents NO - 21 Respondents DON T KNOW - 2 Respondents
39 8. Aircraft operators include a Universal Precaution Kit for managing public health events on board aircraft, as part of their on board medical supplies (Annex 6, paragraph 6.2 refers)
40 8. Aircraft operators include a Universal Precaution Kit for managing public health events on board aircraft, as part of their on board medical supplies (Annex 6, paragraph 6.2 refers) This question was answered by sixty-five Respondents (100%). YES - 46 Respondents NO - 12 Respondents DON T KNOW - 6 Respondents
41 9. My State has joined or plans to join the Cooperative Arrangement for the Prevention of Spread of Communicable Disease through Air Travel (CAPSCA) project (where available
42 9. My State has joined or plans to join the Cooperative Arrangement for the Prevention of Spread of Communicable Disease through Air Travel (CAPSCA) project (where available) This question was answered by 100% respondents. YES - 40 Respondents NO - 19 Respondents DON T KNOW - 2 Respondents
43 Universal Safety Oversight Audit Programme - Update
44 Audit questions undergoing final review To be implemented in May 2013 Proposals to include references to WHO documents CAPSCA-Cairo, December 2012
45 Audit - Organization ICAO ref. Protocol question Reply Guidance for review of protocol question Status of implementation Evidence/Notes/ Comments CC Art 14 A & 8.16 A37-13 ORG: prevention of communicable disease Has the State identified a clear contact point at national aviation level, with identified individual(s), for policy formulation, operational organization of preparedness and coordination of a national plan in order to respond to a communicable disease or other public health emergency with the potential to pose a serious public health risk? No Yes If yes, provide name and contact details CAPSCA-Cairo, December 2012 New question The World Health Organization s International Health Regulations (IHR) (2005) contain many Articles of relevance to aircraft and airport operators. The contact point addressed by this question (or equivalent individual in the regulatory authority) should be aware of the existence of the IHR (2005) and should have a contact point in the State s ministry of health to facilitate intersectoral collaboration
46 Organization protocols Has the State identified a clear contact point, with identified individual(s), at national aviation level for policy formulation, operational organization of preparedness and coordination of a national plan in order to respond to a communicable disease with the potential to pose a serious public health risk? CC Art 14; Annex 9, 8.12 & 8.16; A37-13 CAPSCA-Cairo, December 2012
47 Aircraft Operations Protocols (1) Does the aircraft operations organization ensure that the air operator has established a procedure for the crew to evaluate a traveller with a suspected communicable disease, based on the presence of a fever and certain other signs or symptoms? Annex 9, 8.15, Note 1; Annex 6, 6.2 and Attachment B CAPSCA-Cairo, December 2012
48 Guidance for review of question Review operations inspectors procedures to ensure they check air operators related procedures Sample an air operator procedure to confirm implementation, check if the universal precaution kit is used (not mandatory, recommendation) Check the procedure contains communication between the cabin crew and the flight crew and the transmission, for States where it is required, of a General Declaration form. CAPSCA-Cairo, December 2012
49 Aircraft Operations Protocols (2) Does the aircraft operations organization ensure that the air operator has established procedures for the pilot in command to report promptly to ATC a suspected communicable disease, in order to facilitate the presence of any special medical personnel and equipment necessary for the management of public health on arrival? Annex 9, 8.15; PANS ATM Doc 4444, CAPSCA-Cairo, December 2012
50 Air Navigation Service Protocols (1) Does the State ensure that procedures have been established for providing service to aircraft in the event of emergency? Annex 11, 2.23, 2.30, Attachment C; PANS ATM Doc 4444, 15.1; A11 CAPSCA-Cairo, December 2012
51 Guidance for review of question Review mechanism established to ensure effective implementation Review documented evidence of the procedures followed to render assistance to an aircraft in the event of the following emergencies: 1. Unlawful interference 2. Aircraft bomb threat 3. Emergency descent Review mechanism established to ensure effective implementation Review documented evidence of the existence of contingency plans and how they are applied Review documented evidence for inclusion of contingency plans in respect of public health emergencies CAPSCA-Cairo, December 2012
52 Air Navigation Service Protocols (2) Does the State ensure that the ATS has established a procedure, upon receipt of information from a pilot regarding a suspected case of communicable disease, to forward a message as soon as possible to: the ATS unit serving the destination/departure if applicable the public health authority (PHA) or the appropriate authority designated by the State the aircraft operator or its designated representative the aerodrome authority? PANS ATM Doc 4444, & CAPSCA-Cairo, December 2012
53 Guidance for review of question Review procedure and mechanism established to ensure the message is forwarded to the appropriate entities, especially that relating to transfer of information from the destination ATS unit to the public health authority Review the mechanism to ensure the contact details of each entity is up to date and available During industry visit ensure the procedure is known by the staff and contact details of the entities are available CAPSCA-Cairo, December 2012
54 NOTIFICATION OF SUSPECTED COMMUNICABLE DISEASE, OR OTHER PUBLIC HEALTH RISK, ON BOARD AN AIRCRAFT - Aircraft Callsign (ID) -Dep. Aerodrome -Dest. Aerodrome - Est. Time Arrival - Number of persons on board - Number of susp. cases - Nature of public health risk Airport Operator Public Health Authority Other agency(ies) ICAO Aircraft General Declaration - Declaration of Health (ICAO Annex 9, Appendix 1 & IHR (2005) Annex 9) Aircraft Operator (or handling agency) at destination aerodrome incl. ground-based medical services provider (if available) Airport Operator Public Health Authority Other agency(ies) Via local procedure (Aerodrome Emergency Plan) Via local procedure (Aerodrome Emergency Plan) Departure Aerodrome Air Traffic Services Air Traffic Controller Voice or data link e.g. AFTN* Destination Aerodrome Air Traffic Services *AFTN = Aeronautical Fixed Telecommunication Network
55 Aerodrome Protocols Has the State promulgated regulations for aerodrome operators to develop emergency plans, including appropriate cooperation and coordination with other entities involved in the provision of emergency services and the development of the plans? Annex 14, Vol. I, to 9.1.3, Rec Annex 14, Vol. I, & 9.1.5, GM Doc 9734 Part A GM Doc 9774 App CAPSCA-Cairo, December 2012
56 Guidance for review of question Verify regulations Cross-check with ICAO Annex 14 compliance checklist Review evidence to confirm effective implementation, cooperation and coordination Include emergencies which may occur in the vicinity of an aerodrome Sample aerodrome manual Review regulation and manuals to ensure inclusion of public health emergencies and coordination with public health services CAPSCA-Cairo, December 2012
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