Global ATM System. ~ Performance framework ~ H.V. SUDARSHAN, Technical Officer International Civil Aviation Organization

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1 SIP/2009-WP/8 Business case Global ATM System ~ Performance framework ~ H.V. SUDARSHAN, Technical Officer International Civil Aviation Organization Workshop on the Development of Business Case for the Implementation of CNS/ATM Systems (Antigua, May 2009)

2 Overview Performance framework ICAO guidance material Transition strategy Way forward 2

3 Performance framework -Principles Focus on results through adoption of performance objectives and targets Collaborative decision making driven by the results Reliance on facts and data for decision making Assessment of achievements is checked through a performance review, which in turn requires adequate performance measurement and data collection capabilities 3

4 Performance framework -Advantages Result oriented, transparent and promotes accountability Shift from prescribing solutions to specifying desired performance Employs quantitative and qualitative methods Avoids a technology driven approach helps decision makers to set priorities, makes the most appropriate trade-offs, and allows optimum resource allocation 4

5 Performance framework - Global/Regional/National Transition from systems based to performance based What ICAO is doing: Based on 11 expectations of ATM community identifying key performance areas (KPAs( KPAs) ) such as safety, efficiency, capacity, flexibility, security etc Determining metrics for safety and efficiency, such as number of fatal accidents, tonnes of fuel consumed, Number of PBN routes etc Developing System performance: Communications, Navigation and Surveillance ( RCP, PBN, RSP) What Regions and States can do: Develop Regional/National performance objective and Performance framework forms Identify performance targets and measurement Determine the gaps and implement projects that would meet targets 5

6 ICAO documentation structure Document Description Objective Role Guidance ATM Operational Concept (Doc 9854) (Available on ICAONET) The ATM Operational Concept (ATMOC) presents the ICAO vision of an integrated, harmonized global air traffic management system. The planning horizon is up to and beyond To achieve an interoperable global air navigation system, for all users during all phases of flight, that meets agreed levels of safety, provides for optimum economic operations, is environmentally sustainable and meets national security requirements. Vision ATM System Requirements document (Doc 9882) (Available on ICAONET), will ensure that all ATM related standards making and industry work will be in support of the operational concept 1/3 6

7 ICAO documentation structure Document Description Objective Role Guidance Global Air Navigation Plan (Doc 9750) (Available on ICAONET) Global Plan Initiatives (Part of Global Plan) Strategic document that describes the methodology for global air navigation harmonization. A set of implementation methodologies derived from operational environment Establishes the focus for near and medium term activities Measurable progress towards the implementation of the ATMOC Strategy Tactical Manual on Global Performance of the Air Navigation System (Doc 9883) (available on ICAONET). Part I provides a comprehensive understanding of the intent, expected benefits and delivery mechanisms of the performance-based air navigation system and provides guidance on measuring and evaluating ATM performance; Part II provides transition strategies and and supports the Global Plan as a transition planning document. 2/3 7

8 ICAO documentation structure Document Description Objective Role Guidance Regional Plans (Available on ICAONET) Regional work programmes including the planning and monitoring of the detailed activities and their timelines which, inter alia, lead to the realization of a global air traffic management system as envisaged in the operational concept. Contains the performance directives and associated requirements for facilities and services, established through regional air navigation agreements, in support of the global air navigation infrastructure. Action ICAO Business Plan ICAO Strategic Objectives (Available on ICAONET) 3/3 8

9 REGIONAL/NATIONAL PERFORMANCE FRAMEWORK FOR AIR NAVIGATION SYSTEMS PLANNING PROCESS Strategic Objectives for is available in Business Plan of ICAO Refer to global guidance material for performance planning Establish linkage to Global Plan Initiatives and ATM OC components Identify related strategic objectives of ICAO concerning ANS Establish Regional/ National Performance Objectives (RPOs/NPOs) Carry out Gap analysis and Define near- & midterm operational improvements Report on Performance delivery harmonize and monitor implementation Determine & implement programmes/projects/ systems that will achieve RPOs/NPOs Report to ICAO HQ/ PIRGs as appropriate Utilize harmonization mechanisms and tools Develop Performance Framework Form 9

10 Performance Framework Form REGIONAL PERFORMANCE OBJECTIVES /NATIONAL PERFORMANCE OBJECTIVES OPTIMIZE THE ATS ROUTE STRUCTURE IN EN-ROUTE AIRSPACE Benefits Environment: Efficiency reductions in fuel consumption; ability of aircraft to conduct flight more closely to preferred trajectories; increase in airspace capacity; facilitate utilization of advanced technologies (e.g., FMS based arrivals) and ATC decision support tools (e.g., metering and sequencing), thereby increasing efficiency. Strategy Short term (2010) Medium term ( ) ATM OC COMPONENTS TASKS TIMEFRAME START-END RESPONSIBILITY STATUS AOM En-route airspace analyze the en-route ATS route structure and implement all identifiable improvements; implement all remaining regional requirements (e.g. RNP 10 routes); and finalize implementation of WGS-84 monitor implementation progress develop a strategy and work programme to design and implement a trunk route network, connecting major city pairs in the upper airspace and for transit to/from aerodromes, on the basis of PBN and, in particular, RNAV/5, taking into account interregional harmonization; monitor implementation progress linkage to GPIs GPI/5: performance-based navigation, GPI/7: dynamic and flexible ATS route management, GPI/8: collaborative airspace design and management, GPI/11: RNP and RNAV SIDs and STARs and GPI/12: FMS-based arrival procedures. 10

11 The ICAO Process Vision The concepts to implement the safety and efficiency strategic objectives Strategy Global Air Navigation Plan Global Aviation Safety Plan Tactics Global Performance Initiatives (GPI) Global Safety Initiatives (GSI) Action Global and regional work plans as part of the business plan for ICAO led activities 11

12 Transition Strategy NEAR-TERM MEDIUM-TERM LONG-TERM Evolution Phase 1 Evolution Phase 2 Evolution Phase 3 Based on what we HAVE today Involves application of available procedures, processes and capabilities Identifies potential gap requirements that focus near term work program activities Overlap Period Based on what we KNOW today Involves application of emerging procedures, processes and capabilities Identifies gap requirements and drives future R&D Overlap Period Based on CONCEPT expectations Involves application of new procedures, processes and capabilities Fills gap requirements and sustains continuous improvement R&D The Overlap Period indicates that there is no set date by which the objectives of each transition should be met other than within a time band of perhaps 2-3 years. It also recognizes that some States or Regions may not have a specific performance requirement that would need the application of changes identified in the transition maps at the same time as another State or Region.

13 Transition Roadmap Short-Term Medium-Term Long-Term Establish an Inventory of Existing Capabilities High-Level Performance Gap Analysis Establish an Inventory of Planned Capabilities High-Level Performance Gap Analysis Establish an Inventory of Gap Capabilities High-Level Performance Gap Analysis Current ICAO SARPS Current Industry SARPS Current Industry Equipage Current Technology Current Fleet Equipage etc Establish High-Level Performance Objectives Example: Enhance Capacity Improve Safety Enhance Cost-effectiveness etc Short-term capabilities + Emerging ICAO and Industry SARPS Emerging Equipage Emerging Technology etc Establish High-Level Performance Objectives Example: Reduce Delay Enhance Efficiency Reduce Environment Effect etc Short- and medium-term capabilities + Identified Gap Standards Identified Gap Capability etc Establish High-Level Performance Objectives Example: Increase Efficiency Enhance Capacity Improve Safety Enhance Cost-Effectiveness etc Integrate Capabilities with High Level Performance Objectives Group into Operational Improvements Sets against Performance Objectives Example: Use RVSM to provide additional capacity Use datalink and RNP to provide additional capacity Use enhanced data reporting and analysis tools to enhance safety Standardize cross-boundary coordination procedures to enhance cost effectiveness Utilize GNSS capability to fly instrument approaches, enhancing safety [reduced CFIT] and increasing access etc Integrate Capabilities with High Level Performance Objectives Group into Operational Improvements Sets against Performance Objectives Example: Use datalink and new RNP standards to increase capacity Use emerging flow tools and traffic prediction to reduce delay Leverage the undertaking by OEMs to improve engine efficiency by 10% by 2010 to develop more environmentally effective route structures. etc Integrate Capabilities with High Level Performance Objectives Group into Operational Improvements Sets against Performance Objectives Example: 4-D Control Self Separation Traffic Synchronization Etc. KPA KPA KPA KPA Notional Global Transition Roadmap On a Regular Basis Consistency Check Against Regional Plans Consistency Check Against Local Plans

14 Interactive planning tools to support implementation will require common databases with data integrity. A A common planning methodology and business planning process should provide an efficiency synergy by allowing Regions and States to share lessons learned and reduce duplication of effort. implementation is still based on validated Regional requirements. Interactive planning Global ANP Project Reports ANP s Deficiencies Improvements Project Management Planning Methodology And Tools/Applications Others. CBA Risk Analysis Bus-Plan Monitoring Traffic Std. Db Maint Tools /applications Databases Annexes Etc. Task-set Traffic AC-cost E-cost AIS Guidance Material 14

15 Performance objectives examples (1/2) Optimize ATS route structure in both terminal and en-route airspace (GPIs 4, 5,7,8,10,11 and 12) Improve demand and capacity balancing (GPI 6) Enhance civil/military coordination and cooperation (GPI 1) Align upper airspace classification (GPI 4) Implement vertically guided RNP approaches (GPI 5,7,8,11and 12 ) Protection of aeronautical frequency spectrum (GPI 23) Enhance situational awareness ( GPI 9) Improve ground-to to-ground communication (GPI 22) Implement advanced technologies to support data link services (GPIs 22 and 17) 15

16 Performance objectives examples (2/2) Improve quality and efficiency of AIS (GPIs 8 and 20) Implementation of new ICAO flight plan (GPI 18) Implementation of WGS-84 and etod (GPI 5, 18 and 20) Enhance safety of runway operations (GPIs 13, 14 and 21) Implement Aerodrome certification (GPIs 13 and 14) Implement superior rescue and fire fighting provisions (GPI 13) Implementation of SIGMET (GPI 19) Implementation of QMS (GPI 19) Migration from alpha-numerical codes to XML(GPI 19) 16

17 Measuring success Success of ICAO Business Plan and timelines Success of the Global air navigation system capacity efficiency environment flexibility interoperability Safety 17

18 Measuring success Choosing metrics: Metrics are quantitative measure of system performance how well the system is functioning Safety: number of accidents per 100,000 departures Capacity: Air cargo- Tons per year; Air side capacity- number of ops/hour; air borne delay- minutes per flight Cost effectiveness: Total operating cost plus cost of capital divided by IFR flights Efficiency 1: Estimated fuel savings (based on year 2000 as baseline) Efficiency 2: Number of PBN routes/number of APV approaches to runway ends Environment: CO 2 burn GREPECAS to choose appropriate 5 to 6 metrics GREPECAS to call upon States to provide requisite data to Regional office for the chosen metrics 18

19 Measuring success Develop performance indicators: Use SMART approach Specific: The measure is unambiguous, it is tied to a single aspect and the control of the aspect ratio is well known, for instance, delay is not specific for all the reasons above. Measurable: There is a well-defined set of values that can be gathered and for which a scale of behavior can be described. Fuel burned is measurable; flight time is measurable; flexibility is not (at least not yet). Accurate: The measure is capable of valuing small and large variations. ations. A meter stick is not an accurate measure of hair thickness. Reliable: The system produces values that can be measured in all but the most extreme circumstances. Once again, delay is not a reliable measure. Timely: One doesn t t need to wait years to measure. Although retrospective analysis is good, one needs to be able to measure performance in a time equal to the period of interest. If one is interested in the previous day a measure that requires one to wait a year to capture the value is not timely 19

20 Expectations Global Air Navigation Plan System Expectations Supported by Global Plan Initiatives Maintain Operational Safety Avoid Occurrences Security Physical Security Improve System Operational Performance Capacity Minimize Costs Infrastructure Enable Transition Time value of benefit Harmonize Global Interoperability Communications Environment Noise Information Security Delay Equipage Scalability Navigation Emissions Access Transition Cost benefit equity Surveillance Predictability O & M Databases Flexibility Data exchange Efficiency Performance Based Regulation Efficiency Strategic Objective Focus Areas 20

21 Provides consistent Automates & information integrates for performance Business Plan measurement processes The Global Air Navigation Plan Produces is an Implementation the baseline Framework for measurable that... achievements and Shares implementation common data of the ICAO ATM & processes Operational Concept 21

22 Way forward Need to have a clearly defined strategy to implement ATM systems as well as align work programmes of the States, regions and ICAO Headquarters adopt a performance framework on the basis of ICAO guidance material and ensure their alignment with the regional performance objectives, the regional air navigation plan and the Global ATM Operational Concept The performance framework should include identification of regional/national performance objectives and completion of regional/national performance framework forms 22

23 Summary Discussed the performance framework, its principles and advantages Noted transition strategy and the guidance material available in ICAO Recognized the way forward 23

24 END

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